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AMASS Brands Inc registers the resale of up to 14,293,298 shares of Common Stock via a prospectus supplement tied to its Nasdaq Global Market listing.
The supplement also discloses a warrant amendment with Streeterville Capital that sets a reduced exercise price of $5.00 per share for a ninety (90) day Reduced Exercise Price Period commencing on the amendment effective date; after that period the exercise price will be $16.00 per share. The Company may terminate the Reduced Exercise Price Period upon two trading days’ prior written notice.
AMASS Brands Inc. entered into a material definitive agreement with Streeterville Capital, LLC to amend an existing warrant to purchase its common stock. The amendment temporarily reduces the warrant exercise price to $5.00 per share for a ninety-day “Reduced Exercise Price Period” starting on the amendment’s effective date.
After this period expires or is terminated, the exercise price resets to $16.00 per share. AMASS may end the Reduced Exercise Price Period at any time by giving two trading days’ prior written notice, while all other warrant terms remain unchanged.
AMASS BRANDS Schedule 13G discloses that Streeterville Capital LLC (with related parties Streeterville Management LLC and John M. Fife) beneficially owns 1,113,489 shares of common stock. This stake is reported as 9.99% of the 11,146,039 shares outstanding as of April 16, 2026. The filing states Streeterville has sole voting and sole dispositive power over the 1,113,489 shares and that an ownership cap in the governing certificate limits Streeterville to 9.99%.
AMASS Brands Inc. entered into a financing transaction by completing a second closing under its Securities Purchase Agreement with Streeterville Capital. The company issued and sold 7,000 shares of Series C Convertible Preferred Stock for an aggregate purchase price of $6,990,000, net of a $30,000 transaction expense amount payable to the investor.
Each Series C share has a stated value of $1,086.96 and is convertible into common stock under a certificate of designation filed on May 19, 2026. The conversion price initially equals a fixed price and later becomes the lesser of that fixed price and a market-based price, in each case subject to a floor. Conversions are limited by a 9.99% beneficial ownership cap and an exchange cap under Nasdaq Listing Rule 5635(d). The shares were sold as an unregistered offering relying on Section 4(a)(2) and Rule 506(b) of Regulation D.
AMASS Brands Inc. created a new class of Series C Convertible Preferred Stock and completed a direct listing of its common stock on Nasdaq under the symbol AMSS. The Certificate of Designation authorizes 35,000 shares of Series C Preferred Stock, which rank senior to all other capital stock for dividends and liquidation. Each share carries a 2% per quarter preferred return on stated value, with the rate increasing to 18% per annum after an Event of Default, and can be paid in cash or additional preferred shares. The preferred is convertible into common stock at a fixed price, or the lower of the fixed and market price after a Trigger Event or Event of Default, subject to a 9.99% beneficial ownership cap per holder and affiliates. Strong protective covenants restrict new issuances, asset sales above $500,000, new preferred classes, and fundamental transactions without consent from a majority of preferred holders, and allow company redemptions at 115% of the liquidation amount after six months. The company states it has generated more than $80 million in cumulative revenue, sold over 5.7 million bottles and reached more than 40,000 points of sale across nine core beverage brands.