Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ameriprise Financial, Inc. (NYSE: AMP) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Ameriprise submits annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with proxy statements and other required documents.
Recent Form 8-K filings illustrate how Ameriprise uses current reports to communicate material events. For example, the company has filed 8-Ks to furnish quarterly financial results and to disclose the appointment of a new director to its board and Audit and Risk Committee. These filings provide structured details on segment performance, assets under management and advisement, capital return, and governance developments.
Through its filings, Ameriprise also discloses information about its corporate structure and listing status. The company is incorporated in Delaware, and its common stock, with a par value of $0.01 per share, trades on the New York Stock Exchange under the symbol AMP. Filings identify Ameriprise Financial Services, LLC as a registered investment adviser and a member of FINRA and SIPC, and they include standard risk and regulatory disclosures related to investment products.
On this page, users can review Ameriprise’s 10-K and 10-Q reports to see consolidated financial statements, segment data for Advice & Wealth Management, Asset Management and Retirement & Protection Solutions, and discussions of risk factors and capital management. Form 4 and related ownership filings, when available, offer visibility into insider transactions by directors and officers.
Stock Titan enhances access to these documents with AI-powered summaries that explain key points from lengthy filings, highlight important changes and help readers interpret complex tables and footnotes. Real-time updates from EDGAR ensure that new Ameriprise filings, including earnings 8-Ks and governance updates, are added promptly so investors and researchers can review the latest regulatory information on AMP in one place.
BRYAN GLYNIS reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Glynis Bryan reported a new grant of deferred compensation tied to company stock. She received 441.7518 phantom stock units at a stated price of $0.0000 per unit, increasing her phantom stock balance to 960.6152 units.
Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. When she ceases to be a non-employee director, these deferred share units will be settled in common stock on a one-for-one basis, paid in a lump sum after the end of the quarter following her board service termination.
NEAL BLIXT DIANNE reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Dianne Neal Blixt received a grant of 441.7518 phantom stock units as compensation. Each phantom share represents the right to receive one share of Ameriprise Financial common stock. After this award, she holds a total of 13,122.6137 phantom stock units.
The phantom stock is deferred: when she ceases to be a non-employee director, her deferred share units will be settled in Ameriprise common stock on a one-for-one basis, paid in a lump sum at the end of the quarter following her departure from the board.
Sharpe Robert Francis JR reported acquisition or exercise transactions in this Form 4 filing.
AMERIPRISE FINANCIAL INC director Robert Francis Sharpe Jr. received a grant of 441.7518 shares of Phantom Stock (Annual) on April 29, 2026. Each phantom share represents the right to receive one share of Ameriprise common stock. Following this award, he holds a total of 40,092.3106 phantom stock units.
These deferred share units will be settled in Ameriprise common stock in a lump sum after he ceases to be a non-employee director, at the end of the quarter following his termination from the Board.
DiGeso Amy reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Amy DiGeso received a new phantom stock award as part of her board compensation. On this date, she was granted 441.7518 phantom stock units, each representing the right to receive one share of Ameriprise common stock. After this grant, she directly holds 13,122.6137 phantom stock units, which will be settled in Ameriprise common shares in a lump sum after her service as a non-employee director ends, following the quarter of her board departure.
PELLETIER LIANE J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Liane J. Pelletier received a grant of 441.7518 phantom stock units. Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. Following this award, she holds a total of 624.7279 phantom stock units.
These deferred share units will be settled in Ameriprise Financial common stock on a one-for-one basis in a lump sum after she ceases to be a non-employee director, at the end of the quarter following her termination of service on the Board of Directors.
Shea Brian T reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Brian T. Shea received a grant of 441.7518 phantom stock units tied to Ameriprise common stock. Each phantom share represents the right to receive one share of Ameriprise common stock. After this award, Shea holds 5,863.1739 phantom stock units. These deferred units will be settled in Ameriprise common shares in a lump sum after he ceases to serve as a non-employee director, at the end of the quarter following his Board service termination.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
AMERIPRISE FINANCIAL INC director Christopher J. Williams received an annual grant of 441.7518 phantom stock units tied to common shares. Each phantom share represents the right to receive one share of Ameriprise common stock. Following this grant, he holds 9,707.6232 phantom stock units.
The phantom stock will be settled in Ameriprise common stock in a lump sum after he ceases to be a non-employee director, at the end of the quarter following his departure from the Board.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Christopher J. Williams received a grant of 43.389 shares of phantom stock as retainer deferral. Each phantom share represents the right to receive one share of Ameriprise common stock.
After this award, Williams holds a total of 3,875.0808 phantom stock units.
Ameriprise Financial, Inc. held its 2026 annual shareholders meeting on April 29, 2026. Holders of 78,335,494 common shares, representing approximately 86.4% of the 90,689,669 shares entitled to vote as of March 2, 2026, were present in person or by proxy.
Shareholders elected eight director nominees to one-year terms expiring at the 2027 annual meeting, with each receiving substantially more votes "for" than "against," alongside limited abstentions and broker non-votes. They also ratified the Audit and Risk Committee’s appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2026, with 75,820,390 votes in favor.
In addition, shareholders approved, on a nonbinding advisory basis, the compensation of the company’s named executive officers, with 65,673,362 votes "for," 6,847,326 votes "against," 313,846 abstentions, and 5,500,960 broker non-votes. The filing also notes an Inline XBRL formatted cover page as Exhibit 104.
Ameriprise Financial Inc: Vanguard Capital Management reported beneficial ownership of 6,841,348 shares of common stock, representing 7.54% of the class as of 03/31/2026. The filer discloses sole voting power over 909,297 shares and sole dispositive power over 6,841,348 shares. The filing is signed by Ashley Grim on 04/29/2026 and states the holdings include securities managed for Vanguard funds and client accounts.