Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ameriprise Financial, Inc. filings document financial results, governance, executive and board matters, and shareholder voting for a Delaware financial services company with NYSE-listed common stock. Form 8-K disclosures include quarterly earnings releases, dividend actions, annual meeting results, director appointments, officer transitions and other material corporate events.
The company’s proxy materials cover director elections, board committee matters, executive compensation, equity awards, shareholder voting mechanics and related governance disclosures. Together, the filings describe Ameriprise’s public-company reporting around advice and wealth management, asset management, retirement and protection services, capital returns and oversight practices.
Ameriprise Financial’s asset management arm is undergoing a planned leadership transition. Columbia Threadneedle Investments announced that William Davies, Executive Vice President and Global Chief Investment Officer at Ameriprise and global chief investment officer at Columbia Threadneedle, will retire effective June 30, 2026, after 33 years with the firm.
William F. “Ted” Truscott, chief executive officer of Columbia Threadneedle, will serve as interim global chief investment officer from July 1, 2026 until a successor is appointed, while existing senior investment leaders and asset class heads maintain their current responsibilities. Columbia Threadneedle manages and advises $706 billion of assets as of March 31, 2026, supported by 2,200 people, including 550 investment professionals across North America, Europe and Asia.
Ameriprise Financial’s asset management arm is undergoing a planned leadership transition. Columbia Threadneedle Investments announced that William Davies, Executive Vice President and Global Chief Investment Officer at Ameriprise and global chief investment officer at Columbia Threadneedle, will retire effective June 30, 2026, after 33 years with the firm.
William F. “Ted” Truscott, chief executive officer of Columbia Threadneedle, will serve as interim global chief investment officer from July 1, 2026 until a successor is appointed, while existing senior investment leaders and asset class heads maintain their current responsibilities. Columbia Threadneedle manages and advises $706 billion of assets as of March 31, 2026, supported by 2,200 people, including 550 investment professionals across North America, Europe and Asia.
Ameriprise Financial EVP Gerard P. Smyth reported a combination of option exercise, tax withholding, and share sale. On May 14, 2026, he exercised 2,221 Employee Stock Options at $165.41 per share, converting them into common stock. On the same day, he sold 6,255 shares of common stock in an open-market sale at a weighted average price of $472.5191 per share, with sale prices ranging from $472.19 to $472.7551 per share. In a separate transaction, 1,437 shares were disposed of to cover tax liabilities at $471.22 per share. Following these transactions, Smyth directly owns 6,103 shares of Ameriprise common stock.
Ameriprise Financial Inc. files a Form 13F reporting institutional holdings. The filing states a Form 13F Information Table entry total of 11,197 and a reported aggregate market value of $431,759,920,597. The submission lists 12 other included managers and provides standard cover-page attestations.
The report is a 13F Combination Report, indicating some holdings are reported here and some by other managers. The filing is a routine institutional holdings disclosure and does not by itself indicate trading intent or transaction details.
Ameriprise Financial, Inc. submitted a Form 144 notice relating to proposed sales of Common Stock tied to vesting of compensatory equity awards and the net exercise of non-qualified stock options.
The filing lists line items including 5,471 shares (vesting/compensatory award) and 784 shares (net exercise) and notes 89,897,084 shares outstanding as of 05/14/2026.
Ameriprise Financial director Robert Francis Sharpe Jr. reported an indirect open-market sale of 1,200 shares of common stock at $465.83 per share by a trust for a family member. After this transaction, that trust held 6,300 shares. Additional reported holdings were 3,625 shares held directly, 1,650 shares held by an irrevocable trust for a family member, and 202 shares held by his revocable trust.
State Street Corporation reports beneficial ownership of 4,595,792 shares (5.1%) of Ameriprise Financial, Inc. The filing states State Street has shared voting power of 730,391 shares and shared dispositive power of 4,592,587 shares as of 03/31/2026. The filing lists multiple State Street advisory subsidiaries as holders.
Ameriprise Financial, Inc. reported strong quarterly results for the three months ended March 31, 2026. Net income rose to $915 million from $583 million a year earlier, while total revenues increased to $4.886 billion from $4.481 billion, driven mainly by higher management, financial advice and distribution fees.
Basic earnings per share increased to $9.81, and diluted EPS to $9.68, up from $5.92 and $5.83. Total assets were $184.4 billion and total equity $6.2 billion. Operating cash flow was $459 million, and the company returned capital through $152 million of dividends and $886 million of share repurchases.
BRYAN GLYNIS reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Glynis Bryan reported a new grant of deferred compensation tied to company stock. She received 441.7518 phantom stock units at a stated price of $0.0000 per unit, increasing her phantom stock balance to 960.6152 units.
Each phantom stock unit represents the right to receive one share of Ameriprise Financial common stock. When she ceases to be a non-employee director, these deferred share units will be settled in common stock on a one-for-one basis, paid in a lump sum after the end of the quarter following her board service termination.
NEAL BLIXT DIANNE reported acquisition or exercise transactions in this Form 4 filing.
Ameriprise Financial director Dianne Neal Blixt received a grant of 441.7518 phantom stock units as compensation. Each phantom share represents the right to receive one share of Ameriprise Financial common stock. After this award, she holds a total of 13,122.6137 phantom stock units.
The phantom stock is deferred: when she ceases to be a non-employee director, her deferred share units will be settled in Ameriprise common stock on a one-for-one basis, paid in a lump sum at the end of the quarter following her departure from the board.