Welcome to our dedicated page for Ameriprise Finl SEC filings (Ticker: AMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ameriprise Financial, Inc. (NYSE: AMP) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Ameriprise submits annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with proxy statements and other required documents.
Recent Form 8-K filings illustrate how Ameriprise uses current reports to communicate material events. For example, the company has filed 8-Ks to furnish quarterly financial results and to disclose the appointment of a new director to its board and Audit and Risk Committee. These filings provide structured details on segment performance, assets under management and advisement, capital return, and governance developments.
Through its filings, Ameriprise also discloses information about its corporate structure and listing status. The company is incorporated in Delaware, and its common stock, with a par value of $0.01 per share, trades on the New York Stock Exchange under the symbol AMP. Filings identify Ameriprise Financial Services, LLC as a registered investment adviser and a member of FINRA and SIPC, and they include standard risk and regulatory disclosures related to investment products.
On this page, users can review Ameriprise’s 10-K and 10-Q reports to see consolidated financial statements, segment data for Advice & Wealth Management, Asset Management and Retirement & Protection Solutions, and discussions of risk factors and capital management. Form 4 and related ownership filings, when available, offer visibility into insider transactions by directors and officers.
Stock Titan enhances access to these documents with AI-powered summaries that explain key points from lengthy filings, highlight important changes and help readers interpret complex tables and footnotes. Real-time updates from EDGAR ensure that new Ameriprise filings, including earnings 8-Ks and governance updates, are added promptly so investors and researchers can review the latest regulatory information on AMP in one place.
The Vanguard Group filed Amendment No. 11 to its Schedule 13G/A reporting 0 beneficially owned shares of Ameriprise Financial Inc. common stock.
The filing explains an internal realignment on January 12, 2026 that disaggregated certain subsidiaries and business divisions, and states that The Vanguard Group, Inc. no longer has beneficial ownership over securities held by those subsidiaries. The form is signed by Ashley Grim as Head of Global Fund Administration on 03/26/2026.
Ameriprise Financial is asking shareholders to vote on key governance and pay items at its 2026 virtual annual meeting. Investors are being asked to elect eight director nominees, ratify PricewaterhouseCoopers LLP as independent auditor for 2026, and approve executive compensation in a nonbinding "say-on-pay" vote.
The proxy highlights record 2025 performance, including $18.2B in net revenues (as adjusted, up 6%), $3.9B in earnings (as adjusted, up 7%), and adjusted earnings per diluted share of $39.34 (up 12%). Assets under management, administration and advisement reached $1.7T, up 11%, while the company returned $3.4B of capital to shareholders, up 20%, and raised its quarterly dividend by 8%.
The filing emphasizes a largely independent, experienced board—7 of 8 nominees are independent—with strong governance practices such as annual director elections, majority voting, proxy access, board and committee self-evaluations, robust stock ownership guidelines, and restrictions on hedging and pledging company stock. Executive pay is described as heavily performance-based and long term, with half of equity awards in performance share units tied to three-year adjusted return on equity, adjusted earnings per share and total shareholder return goals. Shareholders previously supported the compensation program, with the 2025 say-on-pay vote receiving approximately 89% support.
Ameriprise Financial, Inc. filed an amended annual report (10‑K/A) to correct the “as-of” date for the effectiveness of internal control over financial reporting in the auditor’s opinion to December 31, 2025. The amendment does not change any previously reported financial results or other disclosures.
For 2025, Ameriprise reported total revenues of $18,911 million, pretax income of $4,504 million, and net income of $3,563 million, with diluted earnings per share of $36.28. Total assets were $190,904 million and total equity was $6,549 million as of December 31, 2025.
Ameriprise Financial, Inc. and affiliated UK entities report beneficial ownership of Domo, Inc. Class B common stock. Ameriprise parent-level reporting lists 2,450,541 shares (6.4%) of shared voting and dispositive power for Ameriprise Financial, Inc. Several affiliated UK reporting persons each list 2,215,969 shares (5.8%) of shared voting and dispositive power. The filing states that AFI, as parent, may be deemed to beneficially own shares reported by the other Ameriprise Entities, and that each Ameriprise Entity disclaims beneficial ownership of the shares separately reported.
Ameriprise Financial, Inc. presents its annual report outlining a diversified financial services business built around wealth management, asset management, and retirement & protection solutions. The company operates primarily through its advisor network and Columbia Threadneedle Investments.
Ameriprise reports $1.7 trillion in assets under management, administration, and advisement as of December 31, 2025, up from $1.5 trillion a year earlier, with $721 billion managed in its Asset Management segment. Its Advice & Wealth Management arm serves more than 3.5 million retail clients through over 10,000 financial advisors.
The company emphasizes strong capital and regulatory positioning, including insurance subsidiaries with risk-based capital well above required action levels and a consolidated Building Block Approach ratio of 989%. Key risks highlighted include market volatility, interest rate movements, competition, regulatory complexity, and long-term care and annuity guarantee exposures.
Ameriprise Financial Inc. filed a Form 13F-HR combination report summarizing institutional equity holdings managed across its platform. The filing aggregates 11,224 reportable positions with a total reported market value of 442,510,554,031, rounded to the nearest dollar.
The report is filed on behalf of Ameriprise and 12 other included managers, such as Columbia Management Investment Advisers, Ameriprise Trust Co, RiverSource Life Insurance entities, and several Columbia Threadneedle and international affiliates. The report is signed by Senior VP Michael G. Clarke, confirming that the information is true, correct, and complete.
Ameriprise Financial Inc. executive William F. Truscott, CEO of Global Asset Management, reported an open-market sale of 5,000 shares of Ameriprise common stock on February 10, 2026. The shares were sold indirectly through an LLC at a weighted average price of $532.08 per share, with individual sale prices ranging from $531.83 to $532.33 per share.
After these transactions, Truscott indirectly held 12,149 Ameriprise shares through the LLC, held an estimated 308.03 shares in the Ameriprise Financial Stock Fund within his 401(k) plan, and directly held 4,794 shares of common stock.
Ameriprise Financial, Inc. reported that Joseph E. Sweeney, who serves as President, Advice & Wealth Management Products & Service Delivery, has decided to retire from the company.
His retirement is expected to be effective on April 3, 2026, marking a planned leadership transition in a key business area.
Ameriprise Financial, Inc. officer Alvero Gumer reported multiple equity transactions on February 9, 2026. He exercised employee stock options covering 3,428 shares at $179.84 per share and 4,865 shares at $126.89 per share, receiving the same number of Ameriprise common shares.
To cover obligations, 4,950 shares were disposed of as a tax-withholding transaction at $542.779 per share, and 4,658 shares were sold in open-market transactions at a weighted average price of $542.8824 per share, with prices ranging from $542.61 to $542.955. Following these trades, he held 4,621 shares directly and an estimated 1,064.34 shares indirectly through the Ameriprise Financial 401(k) plan as of February 9, 2026.