Welcome to our dedicated page for Alpha Modus Holdings SEC filings (Ticker: AMODW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page aggregates U.S. regulatory filings and related disclosures for Alpha Modus Holdings, Inc. and the associated AMODW security, giving investors a structured view of the company’s official reporting. While no specific SEC forms are listed in the data provided here, Alpha Modus’s public communications describe a business built around patented in-store AI systems, retail intelligence technologies, and the AlphaCash embedded financial-services platform operated through Alpha Modus Financial Services.
For a company in the Software – Application and technology sector, core SEC filings such as annual reports on Form 10-K and quarterly reports on Form 10-Q typically provide detail on business segments, risk factors, intellectual property, and revenue drivers. In Alpha Modus’s case, these documents are where investors would expect to see discussion of its vertical AI framework (Sense → Decide → Deliver → Attribute), its patent portfolio covering shopper analytics, inventory intelligence, and point-of-sale workflow automation, and its strategy for commercial deployments, licensing, and enforcement.
Filings related to patent litigation, material partnership agreements, or capital-raising transactions would normally appear in current reports on Form 8-K or in exhibits to periodic reports. Given Alpha Modus’s emphasis on patent enforcement and ecosystem partnerships, such filings can be important for understanding how legal outcomes and commercial contracts affect its operations and intellectual-property position.
On Stock Titan, SEC documents for AMOD and related securities like AMODW are paired with AI-powered tools that summarize lengthy filings, highlight key sections, and surface items such as risk disclosures, segment descriptions, and references to intellectual property. Users can also review insider-transaction filings on Form 4, when available, to see how officers and directors transact in company-related securities. Together, these resources help investors analyze how Alpha Modus’s stated focus on in-store AI, retail media, and embedded financial access is reflected in its formal regulatory reporting.
Alpha Modus Holdings, Inc. approved by written consent the exchange of 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A Common Stock. The action was approved by holders controlling approximately 62.1% of voting capital stock and will become effective 20 calendar days after mailing.
The Preferred Shares have a $10.00 face value (aggregate $38,700,000) and, based on the five‑lowest‑price average of $0.353, would have converted into the same 109,588,265 Common Shares. The issuance will exceed 20% of Common Stock outstanding before the issuance, and stockholder approval was obtained under NASDAQ Listing Rule 5635(d). Outstanding Common Stock was 50,895,307 shares as of the Record Date.
Alpha Modus Holdings, Inc. approved by written consent the exchange of 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A Common Stock. The action was approved by holders controlling approximately 62.1% of voting capital stock and will become effective 20 calendar days after mailing.
The Preferred Shares have a $10.00 face value (aggregate $38,700,000) and, based on the five‑lowest‑price average of $0.353, would have converted into the same 109,588,265 Common Shares. The issuance will exceed 20% of Common Stock outstanding before the issuance, and stockholder approval was obtained under NASDAQ Listing Rule 5635(d). Outstanding Common Stock was 50,895,307 shares as of the Record Date.
Alpha Modus Holdings, Inc. disclosed that holders of approximately 62.1% of its voting capital approved by written consent the issuance of securities to related and key parties. The approved issuances include 3,200,000 shares of Series C Preferred Stock and 5,789,417 warrants to Janbella Group, LLC, and bonus shares/warrants to executives (including warrants for 2,199,010 shares to CEO William Alessi). The action becomes effective 20 calendar days after mailing to holders of record as of April 2, 2026. The Company states these issuances relate to prior note amendments, exchanges to preserve Nasdaq listing, and waiver of default claims.
Alpha Modus Holdings, Inc. disclosed that holders of approximately 62.1% of its voting capital approved by written consent the issuance of securities to related and key parties. The approved issuances include 3,200,000 shares of Series C Preferred Stock and 5,789,417 warrants to Janbella Group, LLC, and bonus shares/warrants to executives (including warrants for 2,199,010 shares to CEO William Alessi). The action becomes effective 20 calendar days after mailing to holders of record as of April 2, 2026. The Company states these issuances relate to prior note amendments, exchanges to preserve Nasdaq listing, and waiver of default claims.
Alpha Modus Holdings, Inc. reported that on April 8, 2026 it entered into an Exchange Agreement with the family trust of its CEO, William Alessi. The trust will exchange 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A common stock, which represent the shares that would have been issuable upon conversion under the company’s charter. The common shares cannot be sold or transferred (other than to affiliates) before June 13, 2026 and will only be issued, with the preferred cancelled, after the company complies with Nasdaq Rule 5635 shareholder approval requirements. The company is pursuing this exchange to increase the market value of its listed securities and materially reduce stockholders’ deficit.
Alpha Modus also disclosed that on April 6, 2026 it received a Nasdaq notice stating it no longer meets the $500,000 minimum net income standard, the alternative $35 million market value of listed securities standard, or the alternative $2.5 million stockholders’ equity requirement. The notice does not immediately affect trading, but the company has 45 days to submit a compliance plan and may receive up to 180 days from the notice date to regain compliance before potential delisting.
Alpha Modus Holdings, Inc. reported that on April 8, 2026 it entered into an Exchange Agreement with the family trust of its CEO, William Alessi. The trust will exchange 3,870,000 shares of Series C Preferred Stock for 109,588,265 shares of Class A common stock, which represent the shares that would have been issuable upon conversion under the company’s charter. The common shares cannot be sold or transferred (other than to affiliates) before June 13, 2026 and will only be issued, with the preferred cancelled, after the company complies with Nasdaq Rule 5635 shareholder approval requirements. The company is pursuing this exchange to increase the market value of its listed securities and materially reduce stockholders’ deficit.
Alpha Modus also disclosed that on April 6, 2026 it received a Nasdaq notice stating it no longer meets the $500,000 minimum net income standard, the alternative $35 million market value of listed securities standard, or the alternative $2.5 million stockholders’ equity requirement. The notice does not immediately affect trading, but the company has 45 days to submit a compliance plan and may receive up to 180 days from the notice date to regain compliance before potential delisting.
Polar Asset Management Partners Inc., a Canadian investment adviser, reported its beneficial ownership of Alpha Modus Holdings Inc. Class A ordinary shares on an amended Schedule 13G. Polar reports beneficial ownership of 1,003,590 shares, which is stated to represent 2.1% of the class.
This total includes 869,226 shares issuable upon exercise of warrants, meaning part of the position is potential, not yet issued stock. Polar has sole voting and dispositive power over the full 1,003,590 shares and no shared power. The firm certifies the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of Alpha Modus.
Polar Asset Management Partners Inc., a Canadian investment adviser, reported its beneficial ownership of Alpha Modus Holdings Inc. Class A ordinary shares on an amended Schedule 13G. Polar reports beneficial ownership of 1,003,590 shares, which is stated to represent 2.1% of the class.
This total includes 869,226 shares issuable upon exercise of warrants, meaning part of the position is potential, not yet issued stock. Polar has sole voting and dispositive power over the full 1,003,590 shares and no shared power. The firm certifies the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of Alpha Modus.
Alpha Modus Holdings, Inc. reported several equity issuances around January 20–22, 2026. The company issued 45,817 shares of Class A common stock to each of four non-employee directors, 114,543 shares to its Chief Revenue Officer, 54,249 shares to its Chief Financial Officer, and 119,752 shares to its VP of Technology as quarterly equity fees under existing agreements. These shares were issued in private transactions relying on Section 4(a)(2) and Rule 506(b), with per-share values based on recent closing or 10-day average prices.
The company also issued 4,000,000 shares to Leron Group LLC, 250,000 shares to Rucus Holdings LLC, and 400,000 shares to Maxim Group LLC under a previously effective Form S-1 registration statement. In addition, it issued an aggregate 360,381 shares to H.C. Wainwright & Co., LLC under an at-the-market offering program registered on Form S-3. After all of these issuances, Alpha Modus had 47,442,151 Class A common shares outstanding.
Alpha Modus Holdings, Inc. reported several equity issuances around January 20–22, 2026. The company issued 45,817 shares of Class A common stock to each of four non-employee directors, 114,543 shares to its Chief Revenue Officer, 54,249 shares to its Chief Financial Officer, and 119,752 shares to its VP of Technology as quarterly equity fees under existing agreements. These shares were issued in private transactions relying on Section 4(a)(2) and Rule 506(b), with per-share values based on recent closing or 10-day average prices.
The company also issued 4,000,000 shares to Leron Group LLC, 250,000 shares to Rucus Holdings LLC, and 400,000 shares to Maxim Group LLC under a previously effective Form S-1 registration statement. In addition, it issued an aggregate 360,381 shares to H.C. Wainwright & Co., LLC under an at-the-market offering program registered on Form S-3. After all of these issuances, Alpha Modus had 47,442,151 Class A common shares outstanding.
Form 144 filed for ALPHA MODUS HOLDINGS, INC. (AMODW) reports a proposed sale of 75,000 shares of common stock through Raymond James & Associates with an aggregate market value of $1,190,000.00. The filing lists 41,959,958 shares outstanding and an approximate sale date of 09/16/2025. The securities were acquired on 01/02/2025 from the issuer and the stated payment date is 09/02/2025. No securities were reported sold in the past three months. The filer attests they are not aware of undisclosed material adverse information.