Welcome to our dedicated page for Alto Ingredients SEC filings (Ticker: ALTO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alto Ingredients, Inc.'s SEC filings document operating results, governance matters and material events for a Nasdaq-listed producer and distributor of specialty alcohols, renewable energy products and essential ingredients. Current reports furnish earnings releases and financial-condition disclosures, along with board composition changes, annual meeting voting results and a completed Nasdaq continued-listing compliance matter.
Definitive proxy materials describe stockholder voting, board elections and governance procedures. The filing record also reflects operating initiatives discussed by the company, including revenue diversification, renewable fuel exports, plant efficiency, cost reductions, asset optimization and integrated liquid carbon dioxide operations.
Alto Ingredients executive Graham Auste M, the company’s CLO & Secretary, reported a bona fide charitable gift of 20,000 shares of Common Stock. The shares were donated to a donor advised fund at Vanguard Charitable, and he now directly holds 233,173 shares after the transfer.
Alto Ingredients director Nathan E. Gilbert reported open-market purchases of the company’s common stock. On May 12, he bought 20,000 shares at $4.61 per share, followed by another purchase of 5,000 shares at $4.45 per share on May 13. After these transactions, Gilbert directly holds 774,741 shares of Alto Ingredients common stock. The filing also shows an additional 31,200 shares held indirectly, listed as owned "by spouse." A footnote explains that the reported price for the May 13 purchase is a weighted average of multiple trades executed between $4.4965 and $4.775 per share.
Alto Ingredients, Inc. filed a shelf registration on May 8, 2026 to offer, from time to time, up to $150,000,000 of common stock, preferred stock, debt securities, warrants and units. The prospectus describes the shelf mechanics, general terms of each security type, plan of distribution and customary use of proceeds for general corporate purposes.
The filing discloses operational scale: an annual alcohol production capacity of 330 million gallons (up to 110 million gallons of specialty alcohols), marketing of approximately 350 million gallons of alcohols in 2025, and 77,485,153 shares of common stock outstanding as of May 7, 2026. The prospectus explains conversion and voting features of outstanding Series B preferred shares and customary anti-takeover and forum-selection provisions.
Alto Ingredients reports Q1 2026 results showing a return to profitability. Net sales were $224.7 million, roughly flat year over year, but gross profit improved to $9.2 million from a loss, driven by better crush margins and derivative gains.
The company generated net income of $4.3 million, or $0.05 per diluted share, versus a prior-year loss. Adjusted EBITDA was $4.7 million. Alto also recorded $3.9 million in Section 45Z transferable clean fuel production tax credits and expects about $15 million of net Section 45Z proceeds for 2026.
Cash, cash equivalents and restricted cash were $21.6 million with working capital of $116.9 million, supported by an asset-based revolver and an Orion term loan. The Magic Valley plant remains cold-idled to avoid losses, while the company invests in debottlenecking, CO2 capacity and dock projects to grow higher-value specialty alcohols and CO2 sales.
Alto Ingredients, Inc. reported a strong turnaround for the quarter ended March 31, 2026. Net sales were $224.7 million, while gross profit reached $9.2 million, an $11.0 million improvement from the prior year’s loss. Net income was $4.0 million, or $0.05 per share, improving by $16.0 million versus Q1 2025. Adjusted EBITDA rose to $4.7 million, up $9.1 million year over year, helped by stronger export sales, higher crush margins and contributions from Section 45Z tax credits. Cash and cash equivalents were $20.3 million with borrowing availability of $94.3 million, and total stockholders’ equity was $249.9 million.
Alto Ingredients, Inc. is asking stockholders to vote at its June 23, 2026 annual meeting on four items: electing five directors, an advisory approval of executive pay, approval of a new 2026 Omnibus Incentive Plan, and ratification of RSM US LLP as auditor.
The proxy highlights 2025 performance improvements, with net income of $12 million, up $72 million from 2024, and adjusted EBITDA of $45 million, up $53 million. Management attributes this to cost reductions, exiting underperforming activities, diversification into export renewable fuels, and acquiring a beverage-grade liquid CO₂ facility in Oregon.
Alto also recorded $7.5 million of Section 45Z clean fuel production tax credit earnings in 2025 and plans approximately $25 million of capital projects, subject to Board approval. The proposed 2026 Omnibus Incentive Plan would authorize up to 7,000,000 shares for future equity awards, replacing the expired 2016 plan.
Alto Ingredients, Inc. COO Todd E. Benton reported a routine share disposition related to taxes, not an open-market trade. On the vesting of restricted stock, 25,359 shares of common stock were withheld at $4.79 per share to cover withholding taxes. After this tax-withholding transaction, Benton directly holds 184,130 shares of Alto Ingredients common stock, indicating he maintains a substantial equity position in the company.
Alto Ingredients, Inc. Chief Financial Officer Robert R. Olander reported a Form 4 transaction involving company common stock. On this date, 41,072 shares were withheld upon vesting of restricted stock to cover withholding taxes, a non-market tax-withholding disposition. After this event, he directly held 253,086 common shares.
Alto Ingredients, Inc. Chief Commercial Officer James R. Sneed reported an automatic share disposition related to taxes, not an open-market trade. On April 1, 2026, 22,265 shares of common stock were withheld at $4.79 per share to cover tax obligations upon vesting of restricted stock. After this tax-withholding event, Sneed directly held 440,926 shares of Alto Ingredients common stock.