Welcome to our dedicated page for Astronova SEC filings (Ticker: ALOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AstroNova, Inc. filings document an operating company with common stock listed on the Nasdaq Global Market under ALOT. Recent reports include 8-K disclosures for quarterly and annual operating results, amendments to its credit agreement, compensation award terms and other material events tied to its Product Identification and Aerospace businesses.
Proxy and shareholder-meeting filings describe board elections, director nominations, executive compensation votes, auditor ratification and governance matters. The filing record also covers capital structure details such as common stock par value, financial obligations under lending arrangements, exhibit disclosures attached to earnings releases and credit agreement amendments, and formal records related to shareholder proposals and annual meeting procedures.
AstroNova, Inc. filed an amendment to its annual report to add detailed Part III information on directors, executive officers, compensation, ownership and auditor fees. The amendment does not change previously reported financial results and should be read together with the original filing.
The company highlights a refreshed leadership team, including President and CEO Jorik Ittmann and Executive Chairman Darius Nevin, along with three standing board committees that are fully independent under NASDAQ standards. Executive pay for fiscal 2026 rose mainly due to larger time-based restricted stock unit grants and new stock‑settled performance awards.
Short‑term cash incentives under the Senior Executive Short‑Term Incentive Plan largely did not pay out because most 2026 revenue, EBITDA and cash flow targets were not met; only the aerospace leader received a small bonus. Pay‑versus‑performance disclosure shows compensation actually paid to key executives alongside negative net income of $2.4 million and weaker total shareholder return. The filing also details director compensation, significant equity ownership by major shareholders and insiders, equity plan capacity, and audit fees of $576,000 for 2026.
AstroNova, Inc. entered into a settlement on May 15, 2026 to resolve all claims related to its May 2024 acquisition of MTEX New Solution, S.A. in Portugal. Under the agreement, Atlantiprestigio will transfer to AstroNova Portugal an industrial property in Porto valued at €2.5 million, and will waive all amounts due from MTEX under the related lease.
The company and AstroNova Portugal also agreed to cause Mr. Ferreira and his spouse to be released from certain personal guarantees on MTEX loans. Once the property is definitively registered in AstroNova Portugal’s name, all parties will terminate the ongoing arbitration in Oporto and grant mutual releases, including an agreement on allocation of arbitration costs.
AstroNova, Inc. announced the timing of its 2026 Annual Meeting of shareholders. The Board of Directors set July 20, 2026 as the meeting date. Shareholders of record as of May 21, 2026 will be eligible to vote at the meeting, with additional details to be provided in the 2026 proxy statement.
AstroNova, Inc. Senior Vice President Finn Padraig exercised restricted stock units into common shares. On April 14, 2026, he converted 1,085 restricted stock units into 1,085 shares of AstroNova common stock, bringing his direct common stock holdings to 1,685 shares.
After this transaction, 2,171 restricted stock units remain outstanding. According to the disclosure, these remaining units vest in two equal annual installments beginning April 14, 2027. This activity reflects compensation-related equity vesting rather than any open-market purchase or sale.
AstroNova, Inc. Chief Executive Officer Jorik Ittmann exercised restricted stock units and settled related taxes in shares. On April 14, 2026, he exercised 1,509 restricted stock units, receiving the same number of common shares at a stated price of $0.00 per share.
To cover tax obligations, 519 common shares were disposed of at $11.78 per share as a tax-withholding disposition, not an open-market sale. After these transactions, he directly held 2,581.1021 common shares and 3,018 restricted stock units that are scheduled to vest in two equal annual installments beginning April 14, 2027.
AstroNova, Inc. Chief Technology Officer Michael J. Natalizia reported a series of compensation-related equity transactions, mainly the vesting and settlement of restricted stock units into common stock. On multiple dates from March 21 to April 17, he exercised derivative awards to acquire an aggregate of 2,427 shares of common stock, reflected as zero exercise price entries.
In connection with these vestings, a total of 894 shares of common stock were disposed of as tax-withholding dispositions, meaning shares were withheld to cover tax obligations rather than sold in the open market. After these transactions, he directly owned about 47,349.3445 shares of AstroNova common stock. Footnotes indicate that certain restricted stock units have fully vested and settled, while other remaining units are scheduled to vest in 2027 under stated annual vesting schedules.
AstroNova, Inc. Vice President Thomas Wayne Carll reported routine equity compensation activity. On several dates between March 21 and April 17, 2026, he exercised restricted stock units (RSUs) into a total of 2,321 shares of common stock, at a stated exercise price of $0.00 per share.
To cover related tax obligations, 855 common shares were disposed of through tax-withholding transactions rather than open-market sales. After these exercises and withholdings, he directly owned 33,621 shares of AstroNova common stock. Footnotes state that some RSUs have fully vested and settled, while remaining RSUs are scheduled to vest in 2027.
AstroNova, Inc. Chief Financial Officer Thomas D. DeByle reported compensation-related equity transactions in common stock and restricted stock units on April 14, 2026. He acquired 6,838 shares of common stock through derivative exercises and had 2,513 shares withheld to cover tax obligations, a non-market disposition method.
Following these transactions, he directly held 7,418.2084 shares of AstroNova common stock. He also held 6,886 restricted stock units, each representing a contingent right to receive one share of common stock, which are scheduled to vest in two equal annual installments beginning April 14, 2027.
AstroNova, Inc. updated the structure of certain executive incentive awards. On April 10, 2026, the company entered into Stock-Settled Performance Award Amendment Agreements with its President and CEO Jorik Ittmann, CFO Thomas DeByle, Senior VP–Aerospace Thomas Carll, and CTO Michael Natalizia.
The amendments allow the Human Capital and Compensation Committee to choose to settle these Stock Settled Performance Awards in cash instead of AstroNova common stock. All other terms of the existing performance awards remain unchanged.
AstroNova, Inc. files its annual report describing a two-segment business focused on Product Identification printers and supplies and Aerospace printers, networking gear and data acquisition systems. The company completed the MTEX New Solution acquisition in May 2024, expanding its mid‑to‑high volume packaging and labeling portfolio.
In April 2026 the board launched a review of strategic alternatives, which may include a sale, merger or other transactions, alongside continuing the existing plan. Backlog was $28.2 million at January 31, 2026, and international operations represented about 40% of revenue. Total debt was $37.7 million and cash and cash equivalents were $4.1 million.
The report highlights key risks, including reliance on contract manufacturers and single‑source suppliers, competition, goodwill impairment tied to MTEX, cybersecurity threats, evolving AI use, tariff and macroeconomic pressures, international regulatory exposure, and significant leverage under its Bank of America credit facilities. AstroNova employed 398 full-time staff as of January 31, 2026.