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Assurant (AIZ) EVP reports PSU vesting, RSU award and tax share withholding

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ASSURANT, INC. executive Jeffrey A. Strickland, EVP and President of Global Automotive, reported equity compensation changes involving company common stock. On March 16, 2026, he acquired 1,711 shares issued upon vesting of performance share units tied to the 2023–2025 cycle and a separate 844-share award of restricted stock units.

On the same date, 722 shares were disposed of at $222.1500 per share to satisfy tax withholding obligations related to the PSU and restricted stock unit vesting, rather than through an open-market sale. Following these transactions, he directly holds 5,152.421 shares of Assurant common stock.

Positive

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Negative

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Insider Strickland Jeffrey A.
Role EVP, Pres. Global Automotive
Type Security Shares Price Value
Grant/Award Common Stock 1,711 $0.00 --
Tax Withholding Common Stock 722 $222.15 $160K
Grant/Award Common Stock 844 $0.00 --
Holdings After Transaction: Common Stock — 5,874.421 shares (Direct)
Footnotes (1)
  1. Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2023-2025 performance cycle. Represents shares withheld to satisfy withholding obligations upon the March 16, 2026 vesting of PSUs and restricted stock units. These shares are represented by restricted stock units. Includes restricted stock units.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Strickland Jeffrey A.
(Last)(First)(Middle)
C/O ASSURANT, INC.
260 INTERSTATE NORTH CIRCLE SE
(Street)
ATLANTA GEORGIA 30339
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Pres. Global Automotive
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/16/2026A1,711(1)A$05,874.421D
Common Stock03/16/2026F722(2)D$222.155,152.421D
Common Stock03/16/2026A844(3)A$05,996.421(4)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2023-2025 performance cycle.
2. Represents shares withheld to satisfy withholding obligations upon the March 16, 2026 vesting of PSUs and restricted stock units.
3. These shares are represented by restricted stock units.
4. Includes restricted stock units.
/s/ Anne Holman, Attorney-in-Fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Jeffrey A. Strickland report for Assurant (AIZ)?

Jeffrey A. Strickland reported equity compensation activity in Assurant common stock. He received 1,711 shares from performance share unit vesting and 844 additional shares as a restricted stock unit award, with a portion of shares withheld to cover related tax obligations.

Were Jeffrey Strickland’s Assurant (AIZ) transactions open-market purchases or sales?

The reported transactions were not open-market trades. Shares were acquired as equity compensation through performance share unit and restricted stock unit vesting, while 722 shares were withheld by the company solely to satisfy tax withholding obligations at vesting.

How many Assurant (AIZ) shares were withheld for Jeffrey Strickland’s taxes and at what price?

A total of 722 Assurant common shares were withheld to meet tax obligations. These shares were valued at $222.1500 per share, according to the filing, and represent a tax-withholding disposition rather than a discretionary market sale.

What triggered the performance share unit vesting for Jeffrey Strickland at Assurant (AIZ)?

The performance share unit vesting was based on relative performance during the 2023–2025 cycle. Upon completion of this period, 1,711 shares of Assurant common stock were issued to Jeffrey Strickland to reflect the performance achieved, as specified in the filing footnotes.

How many Assurant (AIZ) shares does Jeffrey Strickland own after these transactions?

After the reported equity compensation and tax-withholding events, Jeffrey Strickland directly holds 5,152.421 shares of Assurant common stock. This figure reflects his position following the March 16, 2026 vesting and related share-withholding transactions.

What types of equity awards are involved in Jeffrey Strickland’s Assurant (AIZ) Form 4?

The filing involves performance share units and restricted stock units in Assurant common stock. Shares were issued upon PSU vesting tied to 2023–2025 performance and through a restricted stock unit award, with some shares represented and tracked as restricted stock units in his holdings.