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Airgain (NASDAQ: AIRG) CEO receives new option and RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Airgain Inc. President and CEO Jacob Suen reported equity compensation awards on this Form 4. He received a stock option covering 82,275 shares of common stock at an exercise price of $4.0200 per share, expiring on March 14, 2036, which vests 25% on March 15, 2027 and then in equal monthly installments thereafter, subject to continued service.

He was also granted restricted stock units representing 25,653 and 13,161 shares of common stock, described as grants/awards. Footnotes state that some restricted stock units are fully vested and others vest in substantially equal installments on each of March 15, 2027, March 15, 2028, March 15, 2029 and March 15, 2030, with potential acceleration under his employment agreement. Following these grants, Suen directly holds 321,745 shares of common stock.

Positive

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Insider SUEN JACOB
Role President and CEO
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 82,275 $0.00 --
Grant/Award Common Stock 25,653 $0.00 --
Grant/Award Common Stock 13,161 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 82,275 shares (Direct); Common Stock — 308,584 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units are fully vested. Includes Restricted Stock Units. Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest in substantially equal installments on each of the March 15, 2027; March 15, 2028; March 15, 2029; and March 15, 2030, subject to the reporting person's continued service to the Issuer through each such vesting date. The restricted stock units will be subject to acceleration as provided in the reporting person's employment agreement. The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2027, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the issuer through each such vesting date. The option will be subject to acceleration as provided in the reporting person's employment agreement.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SUEN JACOB
(Last) (First) (Middle)
C/O AIRGAIN, INC.
3611 VALLEY CENTRE DRIVE, SUITE 150
(Street)
SAN DIEGO CA 92130
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AIRGAIN INC [ AIRG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/15/2026 A 25,653(1) A $0 308,584(2) D
Common Stock 03/15/2026 A 13,161(3) A $0 321,745(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $4.02 03/15/2026 A 82,275 (4) 03/14/2036 Common Stock 82,275 $0 82,275 D
Explanation of Responses:
1. Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units are fully vested.
2. Includes Restricted Stock Units.
3. Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest in substantially equal installments on each of the March 15, 2027; March 15, 2028; March 15, 2029; and March 15, 2030, subject to the reporting person's continued service to the Issuer through each such vesting date. The restricted stock units will be subject to acceleration as provided in the reporting person's employment agreement.
4. The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2027, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the issuer through each such vesting date. The option will be subject to acceleration as provided in the reporting person's employment agreement.
/s/ Michael Elbaz, as attorney-in-fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Airgain (AIRG) CEO Jacob Suen report in this Form 4 filing?

Jacob Suen reported receiving new equity compensation awards from Airgain. These include a stock option for 82,275 common shares at an exercise price of $4.0200 and restricted stock units tied to additional shares, all classified as grants or awards rather than open-market purchases or sales.

How many Airgain (AIRG) stock options did Jacob Suen receive and on what terms?

He received a stock option covering 82,275 shares of Airgain common stock. The option has an exercise price of $4.0200 per share, expires on March 14, 2036, and vests 25% on March 15, 2027, with the remaining shares vesting monthly thereafter, subject to continued service.

What restricted stock unit (RSU) awards did the Airgain (AIRG) CEO report?

The filing shows two RSU grants of 25,653 and 13,161 shares of common stock. Footnotes explain some RSUs are fully vested, while others vest in substantially equal installments each March 15 from 2027 through 2030, with potential acceleration under his employment agreement.

How many Airgain (AIRG) common shares does Jacob Suen hold after these transactions?

After the reported RSU grants, Jacob Suen directly holds 321,745 shares of Airgain common stock. This figure reflects his position following the latest award transactions and excludes the unexercised stock option covering 82,275 underlying shares reported separately as a derivative security.

Are Jacob Suen’s Airgain (AIRG) transactions open-market buys or compensation grants?

All reported transactions are compensation-related grants or awards. The Form 4 classifies them under transaction code A, meaning grant, award, or other acquisition, covering both the 82,275-share stock option and the restricted stock units, rather than open-market purchases or sales.