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Jianpu Technology (AIJTY) details Liu Caofeng’s option and share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Jianpu Technology Inc. director and officer Liu Caofeng filed an amended Form 3 that details his existing equity interests, including option awards and share holdings. The filing lists multiple option grants over Class A ordinary shares at an exercise price of $0.0100 per share, with expirations between 2031 and 2035 and a mix of vested and future vesting schedules under the 2017 Share Incentive Plan. It also shows his exposure to the company through both direct and indirect holdings of American depositary shares and Class A ordinary shares, including positions held via CFLIU Holdings Ltd., which is wholly owned by him.

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Insider Liu Caofeng
Role See Remarks
Type Security Shares Price Value
holding Options (right to buy) -- -- --
holding Options (right to buy) -- -- --
holding Options (right to buy) -- -- --
holding Options (right to buy) -- -- --
holding Options (right to buy) -- -- --
holding Options (right to buy) -- -- --
holding American depositary shares -- -- --
holding American depositary shares -- -- --
holding Class A ordinary shares -- -- --
Holdings After Transaction: Options (right to buy) — 225,000 shares (Direct); American depositary shares — 195,317 shares (Indirect, Held by CFLIU Holdings Ltd., a BVI company wholly owned by the reporting person); American depositary shares — 19,065 shares (Direct); Class A ordinary shares — 11,377,901 shares (Indirect, Held by CFLIU Holdings Ltd., a BVI company wholly owned by the reporting person)
Footnotes (1)
  1. Each American depositary share ("ADS") represents twenty (20) Class A ordinary shares, with a par value of US$0.0001 per share, of Jianpu Technology Inc. (the "Company"). These options were granted to the reporting person pursuant to the Company's 2017 Share Incentive Plan (the "2017 Plan") on December 31, 2021, and have been fully vested. These options were granted to the reporting person pursuant to the 2017 Plan on January 31, 2022, and have been fully vested. These options were granted to the reporting person pursuant to the 2017 Plan on December 31, 2022. Of these, 93,740 options have vested and the remaining 93,760 options will vest on December 31, 2026. These options were granted to the reporting person pursuant to the 2017 Plan on January 31, 2023. Of these, 93,740 options have vested and the remaining 93,760 options will vest on January 31, 2027. These options were granted to the reporting person pursuant to the 2017 Plan on December 31, 2024. Of these, 150,000 options have vested and the remaining 450,000 options will vest in three equal annual installments on December 31, 2026, December 31, 2027, and December 31, 2028, respectively. These options were granted to the reporting person pursuant to the 2017 Plan on October 1, 2025, and will vest on April 1, 2026.
Option grant 1 225,000 underlying shares at $0.0100 Options over Class A ordinary shares expiring 2031-12-31; direct holding
Option grant 2 150,000 underlying shares at $0.0100 Options over Class A ordinary shares expiring 2032-01-31; direct holding
Largest option grant 1,071,420 underlying shares at $0.0100 Options over Class A ordinary shares expiring 2035-10-01; direct holding
Additional option grants 187,500, 187,500 and 600,000 shares at $0.0100 Class A ordinary share options expiring 2032-12-31, 2033-01-31 and 2034-12-31
Indirect ADS holding 195,317 American depositary shares Held indirectly via CFLIU Holdings Ltd.; ownership attributed to Liu Caofeng
Direct ADS holding 19,065 American depositary shares Held directly by Liu Caofeng as reported in the filing
Indirect Class A shares 11,377,901 Class A ordinary shares Held indirectly via CFLIU Holdings Ltd., wholly owned by Liu Caofeng
ADS ratio 1 ADS = 20 Class A ordinary shares Defined relationship between ADS and Class A ordinary shares
American depositary share financial
"Each American depositary share ("ADS") represents twenty (20) Class A ordinary shares"
An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.
Class A ordinary shares financial
"represents twenty (20) Class A ordinary shares, with a par value of US$0.0001 per share"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
2017 Share Incentive Plan financial
"These options were granted to the reporting person pursuant to the Company's 2017 Share Incentive Plan"
fully vested financial
"granted to the reporting person pursuant to the Company's 2017 Share Incentive Plan ... and have been fully vested"
BVI company financial
"Held by CFLIU Holdings Ltd., a BVI company wholly owned by the reporting person"
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Liu Caofeng
(Last)(First)(Middle)
5/F, TIMES CYBER BUILDING,
HAIDIAN DISTRICT
(Street)
BEIJING100080
(City)(State)(Zip)
CHINA
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026		3. Issuer Name and Ticker or Trading Symbol
Jianpu Technology Inc. [ AIJTY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/16/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American depositary shares(1)195,317(1)IHeld by CFLIU Holdings Ltd., a BVI company wholly owned by the reporting person
American depositary shares19,065D
Class A ordinary shares11,377,901IHeld by CFLIU Holdings Ltd., a BVI company wholly owned by the reporting person
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Options (right to buy) (2)12/31/2031Class A ordinary shares225,000(2)$0.01D
Options (right to buy) (3)01/31/2032Class A ordinary shares150,000(3)$0.01D
Options (right to buy) (4)12/31/2032Class A ordinary shares187,500(4)$0.01D
Options (right to buy) (5)01/31/2033Class A ordinary shares187,500(5)$0.01D
Options (right to buy) (6)12/31/2034Class A ordinary shares600,000(6)$0.01D
Options (right to buy) (7)10/01/2035Class A ordinary shares1,071,420(7)$0.01D
Explanation of Responses:
1. Each American depositary share ("ADS") represents twenty (20) Class A ordinary shares, with a par value of US$0.0001 per share, of Jianpu Technology Inc. (the "Company").
2. These options were granted to the reporting person pursuant to the Company's 2017 Share Incentive Plan (the "2017 Plan") on December 31, 2021, and have been fully vested.
3. These options were granted to the reporting person pursuant to the 2017 Plan on January 31, 2022, and have been fully vested.
4. These options were granted to the reporting person pursuant to the 2017 Plan on December 31, 2022. Of these, 93,740 options have vested and the remaining 93,760 options will vest on December 31, 2026.
5. These options were granted to the reporting person pursuant to the 2017 Plan on January 31, 2023. Of these, 93,740 options have vested and the remaining 93,760 options will vest on January 31, 2027.
6. These options were granted to the reporting person pursuant to the 2017 Plan on December 31, 2024. Of these, 150,000 options have vested and the remaining 450,000 options will vest in three equal annual installments on December 31, 2026, December 31, 2027, and December 31, 2028, respectively.
7. These options were granted to the reporting person pursuant to the 2017 Plan on October 1, 2025, and will vest on April 1, 2026.
Remarks:
Acting Chief Executive Officer, Chief Technology Officer and Chief Operating Officer
/s/ Caofeng Liu03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Liu Caofeng’s Form 3/A show for Jianpu Technology (AIJTY)?

The Form 3/A shows Liu Caofeng’s current equity interests in Jianpu Technology, including stock options and share holdings. It summarizes option grants under the 2017 Share Incentive Plan and his direct and indirect ownership of American depositary shares and Class A ordinary shares.

How many Jianpu Technology options does Liu Caofeng hold at a $0.0100 exercise price?

Liu Caofeng holds several option grants over Class A ordinary shares at a $0.0100 exercise price. These grants cover 225,000, 150,000, 187,500, 187,500, 600,000 and 1,071,420 underlying shares, each with distinct expiration dates between 2031 and 2035, reflecting staggered long-term incentives.

What indirect holdings in Jianpu Technology (AIJTY) are reported for Liu Caofeng?

The filing reports indirect holdings through CFLIU Holdings Ltd., a BVI company wholly owned by Liu Caofeng. CFLIU Holdings Ltd. holds 195,317 American depositary shares and 11,377,901 Class A ordinary shares, giving him significant indirect exposure in addition to his direct positions.

How are Jianpu Technology American depositary shares (ADSs) defined in this Form 3/A?

Each American depositary share represents twenty Class A ordinary shares with a par value of US$0.0001 per share. This means ADS figures in the filing correspond to a larger underlying number of Class A ordinary shares, providing a clear conversion relationship for investors reviewing the holdings.

What vesting terms apply to Liu Caofeng’s Jianpu Technology stock options?

The options were granted under the 2017 Share Incentive Plan with varying vesting terms. Some grants are fully vested, while others have portions vested and the remainder scheduled to vest on specific future dates, such as December 31, 2026–2028 and January 31, 2027, aligning incentives over multiple years.