STOCK TITAN

Assured Guaranty CEO's Stock Gift Signals Confidence While Maintaining Large Stake

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dominic Frederico, President, CEO, and Deputy Chairman of Assured Guaranty (NYSE: AGO), reported a significant stock transaction on June 18, 2025. The insider disposed of 25,085 common shares through a gift transaction (Code: G) at $0, indicating a transfer of shares without monetary compensation.

Following the transaction, Frederico maintains substantial holdings in AGO:

  • Direct ownership: 1,312,550 common shares
  • Indirect ownership: 354,600 shares total, consisting of: - 9,400 shares held by wife - 200 shares held by daughter - 345,000 shares held through Family Limited Partnership

The transaction was reported via Form 4 filing, signed by Attorney-in-fact Ling Chow on June 20, 2025. This gift transaction suggests estate planning or wealth transfer purposes while maintaining significant insider ownership in the company.

Positive

  • None.

Negative

  • None.
Insider FREDERICO DOMINIC
Role President/CEO/Deputy Chairman
Type Security Shares Price Value
Gift Common Shares 25,085 $0.00 --
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Common Shares — 1,312,550.003 shares (Direct); Common Shares — 9,400 shares (Indirect, By Wife)
Footnotes (1)
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FREDERICO DOMINIC

(Last) (First) (Middle)
30 WOODBOURNE AVENUE
5TH FLOOR

(Street)
HAMILTON D0 HM 08

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSURED GUARANTY LTD [ AGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President/CEO/Deputy Chairman
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 06/18/2025 G 25,085 D $0 1,312,550.0034 D
Common Shares 9,400 I By Wife
Common Shares 200 I By Daughter
Common Shares 345,000 I By Family Limited Partnership
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Ling Chow, Attorney-in-fact 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AGO shares did CEO Dominic Frederico dispose of on June 18, 2025?

According to the Form 4 filing, CEO Dominic Frederico disposed of 25,085 shares of AGO common stock on June 18, 2025, through a gift transaction (Transaction Code 'G') at a price of $0.

What is the total direct ownership of AGO shares by Dominic Frederico after the June 2025 transaction?

Following the reported transaction, Dominic Frederico directly owned 1,312,550.0034 shares of AGO common stock under direct ownership (Form: D).

What indirect AGO share ownership does Dominic Frederico's family have?

Dominic Frederico's indirect AGO share ownership through family members includes: 9,400 shares owned by his wife, 200 shares owned by his daughter, and 345,000 shares held through a Family Limited Partnership.

What positions does Dominic Frederico hold at Assured Guaranty (AGO)?

According to the Form 4 filing, Dominic Frederico serves as President, CEO, and Deputy Chairman of Assured Guaranty Ltd (AGO), and is also a Director of the company.