Sound Point Alternative Income Fund (SAFTX) stake reported by Assured Guaranty units

Rhea-AI Filing Summary

Sound Point Alternative Income Fund filed an initial statement of beneficial ownership showing that AG Asset Strategies LLC, an entity in the Assured Guaranty group, holds 383,908.96 Common Shares of Beneficial Interest – Class I. These shares are owned directly by AG Asset Strategies LLC, while Assured Guaranty Inc. and its parent entities are reported as indirect beneficial owners through a chain of wholly owned subsidiaries.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider ASSURED GUARANTY LTD, Assured Guaranty US Holdings Inc., Assured Guaranty Municipal Holdings Inc., Assured Guaranty Inc., AG Asset Strategies LLC

Role 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner

Type	Security	Shares	Price	Value
holding	Common Shares of Beneficial Interest - Class I	--	--	--

Holdings After Transaction: Common Shares of Beneficial Interest - Class I — 383,908.96 shares (Indirect, See footnote)

Footnotes (1)

1. F1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its sole member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.

Key Figures

Indirect Class I holdings: 383,908.96 shares

1 metrics

Indirect Class I holdings 383,908.96 shares Common Shares of Beneficial Interest – Class I as of 2026-06-12

Key Terms

Common Shares of Beneficial Interest - Class I, indirect beneficial owner, ten percent owner

3 terms

Common Shares of Beneficial Interest - Class I financial

"security_title: Common Shares of Beneficial Interest - Class I"

indirect beneficial owner financial

"Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner"

ten percent owner financial

"each reporting person is flagged as is_ten_percent_owner: 1"

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FAQ

What does the Form 3 for Sound Point Alternative Income Fund (SAFTX) disclose?

The Form 3 discloses initial beneficial ownership in SAFTX. It reports that AG Asset Strategies LLC, related to Assured Guaranty entities, holds 383,908.96 Class I common shares, establishing these firms as significant indirect holders of the fund’s shares.

Who directly owns the reported SAFTX shares in the Assured Guaranty structure?

The reported SAFTX securities are owned directly by AG Asset Strategies LLC. This LLC is the sole direct holder of 383,908.96 Common Shares of Beneficial Interest – Class I, according to the beneficial ownership disclosure.

How are the Assured Guaranty entities related to the SAFTX share ownership?

AG Asset Strategies LLC is owned by Assured Guaranty Inc., which is owned by Assured Guaranty Municipal Holdings Inc., then by Assured Guaranty US Holdings Inc., and ultimately by Assured Guaranty Ltd. These parent companies are indirect beneficial owners of the SAFTX shares.

What class of Sound Point Alternative Income Fund shares is reported on this Form 3?

The filing reports Common Shares of Beneficial Interest – Class I. A total of 383,908.96 Class I shares are shown as owned indirectly through AG Asset Strategies LLC within the Assured Guaranty corporate group.

Why are multiple Assured Guaranty entities listed as ten percent owners in the SAFTX Form 3?

Multiple Assured Guaranty entities are listed because each is part of a parent-subsidiary chain above AG Asset Strategies LLC. As parents of the direct holder, they are treated as indirect beneficial owners and therefore reported as ten percent owners.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

ASSURED GUARANTY LTD

(Last) (First) (Middle)

30 WOODBOURNE AVENUE

5TH FLOOR

(Street)

HAMILTON HM08

(City) (State) (Zip)

BERMUDA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/12/2026

3. Issuer Name and Ticker or Trading Symbol
Sound Point Alternative Income Fund [ SAFTX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest - Class I	383,908.96	I	See footnote(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

ASSURED GUARANTY LTD

(Last) (First) (Middle)

30 WOODBOURNE AVENUE

5TH FLOOR

(Street)

HAMILTON HM08

(City) (State) (Zip)

BERMUDA

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty US Holdings Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty Municipal Holdings Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Assured Guaranty Inc.

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

AG Asset Strategies LLC

(Last) (First) (Middle)

1633 BROADWAY, 23RD FLOOR

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its sole member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.

Remarks:

Remarks: Exhibit List: Exhibit 24.1 - Power of Attorney.

	/s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd.	06/18/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc.	06/18/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc.	06/18/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc.	06/18/2026
	/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)