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AGNC (AGNC) director receives 17,045 RSUs, boosting direct holdings to 113,193 shares

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Form Type
4

Rhea-AI Filing Summary

JOHNSON ANDREW A JR reported acquisition or exercise transactions in this Form 4 filing.

AGNC Investment Corp. director Andrew A. Johnson Jr. received a grant of 17,045 shares of common stock in the form of restricted stock units (RSUs) on April 16, 2026. The award was granted for no cash consideration as part of AGNC's Amended and Restated 2016 Equity and Incentive Compensation Plan.

The RSUs will vest, subject to certain limitations, on the earlier of April 16, 2027 or the next annual meeting of stockholders. After this grant and dividend-equivalent RSUs accrued on prior awards, Johnson directly holds 113,193 shares of common stock.

Positive

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Negative

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Insider JOHNSON ANDREW A JR
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 17,045 $0.00 --
Holdings After Transaction: Common Stock, par value $0.01 per share — 113,193 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. Includes 12,055 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
RSU grant size 17,045 shares Restricted stock units granted on April 16, 2026
Post-grant holdings 113,193 shares Total AGNC common shares held directly after transaction
Dividend equivalent RSUs 12,055 units Dividend equivalent restricted stock units accrued since last Form 4
Grant price per share $0.0000 per share Equity compensation award received for no cash consideration
Latest vesting date April 16, 2027 RSUs vest on earlier of this date or next annual meeting
restricted stock units financial
"Represents restricted stock units ("RSUs") granted to the Reporting Person"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent restricted stock units financial
"Includes 12,055 dividend equivalent restricted stock units received on previously granted RSU awards"
Equity and Incentive Compensation Plan financial
"under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOHNSON ANDREW A JR
(Last)(First)(Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVENUE, 22ND FL
(Street)
BETHESDA MARYLAND 20814
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share04/16/2026A17,045A(1)113,193(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.
2. Includes 12,055 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
/s/ Kenneth L. Pollack, as Attorney-in-Fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AGNC (AGNC) report for Andrew A. Johnson Jr.?

AGNC reported that director Andrew A. Johnson Jr. received 17,045 shares of common stock as restricted stock units. These RSUs were granted for no cash consideration under AGNC’s 2016 Equity and Incentive Compensation Plan as part of his director compensation.

How many AGNC (AGNC) shares does Andrew A. Johnson Jr. hold after this Form 4?

Following the RSU grant, Andrew A. Johnson Jr. directly holds 113,193 shares of AGNC common stock. This total includes the new 17,045-share RSU award plus 12,055 dividend equivalent restricted stock units earned on prior RSU awards since his last Form 4.

When do Andrew A. Johnson Jr.’s new AGNC RSUs vest?

The newly granted AGNC restricted stock units will vest on the earlier of April 16, 2027 or the next annual meeting of stockholders. Vesting remains subject to certain limitations specified in the award terms under the company’s Amended and Restated 2016 Equity and Incentive Compensation Plan.

Were AGNC (AGNC) shares bought or sold in this Form 4 transaction?

No open-market buying or selling occurred. The Form 4 shows a grant of 17,045 restricted stock units awarded for no cash consideration as part of equity compensation. It reflects an acquisition of shares through a compensation grant, not a market purchase or sale.

What is the role of dividend equivalent restricted stock units in AGNC director holdings?

Dividend equivalent restricted stock units increase AGNC director holdings by crediting additional RSUs linked to dividends on prior awards. Since his last Form 4, Andrew A. Johnson Jr. received 12,055 such dividend equivalent RSUs, which are included in his 113,193 total common shares.