Director Frances Spark receives 17,045 RSUs at AGNC Investment Corp. (AGNC)

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

SPARK FRANCES reported acquisition or exercise transactions in this Form 4 filing.

AGNC Investment Corp. director Frances Spark received a grant of 17,045 restricted stock units (RSUs) of common stock for no cash consideration under the company’s equity and incentive compensation plan. These RSUs will vest, subject to certain limitations, on the earlier of April 16, 2027 or the next annual stockholder meeting. Following this award, Spark holds 126,634 shares and RSUs in total, including 10,235 dividend equivalent RSUs accrued on prior awards since the last Form 4.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider SPARK FRANCES

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.01 per share	17,045	$0.00	--

Holdings After Transaction: Common Stock, par value $0.01 per share — 126,634 shares (Direct)

Footnotes (1)

Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders. Includes 10,235 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Key Figures

RSUs granted: 17,045 RSUs Post-transaction holdings: 126,634 shares/RSUs Dividend equivalent RSUs: 10,235 RSUs +1 more

4 metrics

RSUs granted 17,045 RSUs Equity award to director on April 16, 2026

Post-transaction holdings 126,634 shares/RSUs Total reported holdings after grant

Dividend equivalent RSUs 10,235 RSUs Accrued on prior awards since last Form 4

Vesting date April 16, 2027 Latest possible vesting date for new RSUs

Key Terms

restricted stock units ("RSUs"), dividend equivalent restricted stock units, Equity and Incentive Compensation Plan, annual meeting of stockholders

4 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") granted to the Reporting Person"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

dividend equivalent restricted stock units financial

"Includes 10,235 dividend equivalent restricted stock units received on previously granted RSU awards"

Equity and Incentive Compensation Plan financial

"under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan"

annual meeting of stockholders financial

"on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders"

Form 4 Insider Transactions: What Each Field Means →

04/17/2026 - 04:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SPARK FRANCES

(Last)

(First)

(Middle)

7373 WISCONSIN AVENUE

22ND FLOOR

(Street)

BETHESDA

MARYLAND

20814

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.01 per share	04/16/2026		A		17,045	A	⁽¹⁾	126,634⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on the earlier of (i) April 16, 2027 or (ii) the next annual meeting of stockholders.

2. Includes 10,235 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

	/s/ Kenneth L. Pollack, as Attorney-in-Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did AGNC (AGNC) director Frances Spark receive in this Form 4 filing?

Frances Spark received 17,045 restricted stock units (RSUs) of AGNC common stock as a compensation grant for no cash consideration. These awards increase her total direct and RSU-based holdings to 126,634 shares reported after the transaction.

When do the new AGNC (AGNC) RSUs granted to Frances Spark vest?

The 17,045 AGNC RSUs will vest on the earlier of April 16, 2027 or the company’s next annual meeting of stockholders, subject to stated limitations. Vesting timing links the award to continued board service and the company’s regular governance calendar.

Did Frances Spark pay anything for the AGNC (AGNC) RSU grant?

No, the filing states the RSUs were granted for no consideration, meaning Spark did not pay cash to receive them. This reflects standard equity-based compensation for directors under AGNC’s Amended and Restated 2016 Equity and Incentive Compensation Plan.

How many AGNC (AGNC) shares and units does Frances Spark hold after this grant?

After the grant, Spark is reported as holding 126,634 AGNC shares and RSUs in total. This figure includes 10,235 dividend equivalent RSUs that accumulated on previously granted awards since her prior Form 4 filing.

What are dividend equivalent RSUs mentioned in the AGNC (AGNC) filing?

Dividend equivalent RSUs are additional restricted stock units credited in lieu of cash dividends on existing RSU awards. The filing notes Spark received 10,235 such dividend equivalent RSUs on prior grants, increasing her overall equity-based position in AGNC.