STOCK TITAN

AGI Inc (AGBK) director RIOS ROSA files initial Form 3 with no trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

AGI Inc director RIOS ROSA has filed an initial Form 3 ownership report for AGBK. This filing lists the insider as a director but does not show any reportable stock or derivative holdings and records no purchases, sales, or other transactions at this time.

Positive

  • None.

Negative

  • None.
Buy transactions 0 trades Form 3 transactionSummary buyCount
Sell transactions 0 trades Form 3 transactionSummary sellCount
Net buy/sell shares 0 shares Form 3 transactionSummary netBuySellShares
Derivative transactions 0 trades Form 3 transactionSummary derivativeTransactionCount
Form 3 regulatory
"INSIDER FILING DATA (Form 3): initial insider ownership report"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
insider regulatory
"INSIDER FILING DATA (Form 3) for an insider of AGI Inc"
derivative transactions financial
"transactionSummary shows derivativeTransactionCount for derivative transactions"
Derivative transactions are contracts whose value depends on the price or performance of something else—like stocks, bonds, currencies, interest rates or commodities. Think of them as insurance or bets about a future price: investors use them to protect against losses, lock in prices, or try to amplify returns, but they can also magnify losses, create cash demands and expose a firm to the risk that the other party won’t meet its obligation, so they can materially affect a company’s financial stability and volatility.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
RIOS ROSA

(Last)(First)(Middle)
VLP LAW GROUP LLP, 555 BRYANT ST.
PMB 820

(Street)
PALO ALTO CALIFORNIA 94301-1704

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
AGI Inc [ AGBK ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
No securities are beneficially owned.
/s/ Nicholas Morelli Faleiros, attorney-in-fact for Rosa Rios03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the AGI Inc (AGBK) Form 3 filed by RIOS ROSA show?

The Form 3 for AGI Inc (AGBK) identifies RIOS ROSA as a director. It reports no purchases, sales, or derivative transactions and does not list any reportable holdings in this filing.

Did RIOS ROSA buy or sell any AGI Inc (AGBK) shares in this Form 3?

No. The Form 3 summary shows zero buy and zero sell transactions, with net buy/sell direction labeled as neutral and no derivative transactions reported in this initial filing.

What is the net trading activity reported for AGI Inc (AGBK) in this Form 3?

The Form 3 shows no net trading activity. BuyCount, SellCount, and netBuySellShares are all zero, and the netBuySellDirection is reported as neutral, indicating no reported insider trades.

Does the AGI Inc (AGBK) Form 3 disclose any options or derivatives for RIOS ROSA?

No. The filing’s derivativeSummary is empty and derivativeTransactionCount is zero, indicating no reported options, warrants, or other derivative positions for RIOS ROSA in this Form 3.