Ads-Tec Energy (NASDAQ: ADSE) CEO discloses shares, options and warrants
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Ads-Tec Energy Public Ltd Co chief executive officer Thomas Speidel filed an initial statement of beneficial ownership of securities. The Form 3 shows direct holdings of 254,439 Ordinary Shares and indirect holdings of 18,020,882 Ordinary Shares held via ads-tec Energy GmbH, for which he disclaims beneficial ownership beyond his pecuniary interest.
Speidel also reports several grants of non-qualified stock options over Ordinary Shares, including 355,000, 406,250, 153,100 and 120,818 options with exercise prices between $6.00 and $13.45 per share and expirations from 2032 to 2035. In addition, he holds 800,000 warrants with a $6.20 exercise price expiring in 2026. The filing reflects existing positions and does not report new purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
7 transactions reported
Mixed
7 txns
Insider
Speidel Thomas
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Non-Qualified Stock Options | -- | -- | -- |
| holding | Non-Qualified Stock Options | -- | -- | -- |
| holding | Non-Qualified Stock Options | -- | -- | -- |
| holding | Non-Qualified Stock Options | -- | -- | -- |
| holding | Warrants | -- | -- | -- |
| holding | Ordinary Shares, $0.0001 nominal value per share | -- | -- | -- |
| holding | Ordinary Shares, $0.0001 nominal value per share | -- | -- | -- |
Holdings After Transaction:
Non-Qualified Stock Options — 355,000 shares (Direct);
Warrants — 800,000 shares (Direct);
Ordinary Shares, $0.0001 nominal value per share — 254,439 shares (Direct);
Ordinary Shares, $0.0001 nominal value per share — 18,020,882 shares (Indirect, Via ads-tec Energy GmbH. See Footnote)
Footnotes (1)
- Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the issuer, nominal value $0.0001 per share ("Ordinary Share"). Of the RSUs reported, (i) 127,170 are fully vested, (ii) 54,167 were granted on 7/5/23 and will vest in four equal installments commencing the first anniversary of the grant date, (iii) 31,130 were granted on 4/15/24, and will vest in four equal installments commencing the first anniversary of the grant date, (iv) 9,217 were granted on 9/23/24 and will vest in full upon the one-year anniversary of the grant date, (v) 24,164 were granted 5/1/25, and will vest in four equal installments commencing the first anniversary of the grant date, and (vi) 8,591 were granted on 9/26/25, and will vest in full upon the one-year anniversary of the grant date. Mr. Speidel is the chief executive officer of ads-tec Energy GmbH and may be deemed to beneficially own the securities held by ads-tec Energy GmbH. Mr. Speidel disclaims beneficial ownership of any securities held by ads-tec Energy GmbH other than to the extent of his pecuniary interests therein, directly or indirectly. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. 355,000 non-qualified stock options ("NQOs") were granted on March 31, 2022. The reported number of NQOs represent (i) 266,250 vested and unexercised NQOs and (ii) 88,750 outstanding NQOs which will vest in full on the fourth anniversary of the grant date. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. 406,250 NQOs were granted on July 5, 2023. The reported number of NQOs represent (i) 203,124 vested and unexercised NQOs and (ii) 203,126 unvested NQOs that will vest in two equal installments commencing the third and fourth anniversary of the grant date. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. 153,100 NQOs were granted on April 15, 2024. The reported number of NQOs represent (i) 38,275 vested and unexercised NQOs and (ii) 114,825 unvested NQOs which will vest in three equal installments commencing the second, third, and fourth anniversary of the grant date. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. 120,818 NQOs were granted on May 1, 2025 and will vest in four equal installments commencing the first anniversary of the grant date.
FAQ
What does Ads-Tec Energy (ADSE) CEO Thomas Speidel report in this Form 3?
Thomas Speidel reports his initial beneficial ownership in Ads-Tec Energy, including direct and indirect Ordinary Share holdings plus option and warrant positions. The filing establishes his starting equity stake as a director, officer, and 10% owner, without reporting any recent trades.
Does this Ads-Tec Energy (ADSE) Form 3 show any insider buying or selling?
The Form 3 does not show insider buying or selling activity. It records existing holdings of Ordinary Shares, non-qualified stock options, and warrants as of the report date, serving as an initial snapshot of Thomas Speidel’s beneficial ownership rather than documenting new transactions.
How are vesting schedules for Ads-Tec Energy (ADSE) options and RSUs described for Thomas Speidel?
Footnotes explain vesting for his non-qualified stock options and restricted stock units granted under the 2021 Omnibus Incentive Plan. Portions are already vested and unexercised, while remaining awards vest over one to four years from their respective grant dates, in scheduled installments or cliff vestings.