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Ads-Tec Energy (ADSE) director details initial ownership holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Ads-Tec Energy Public Ltd Co director Dr. Kurt J. Lauk filed an initial ownership report showing his equity position in the company. The filing lists 37,312 ordinary shares held directly and 10,000 ordinary shares held indirectly through Globe CP GmbH, where he may be deemed to beneficially own securities subject to his pecuniary interest.

Dr. Lauk also holds 37,500 fully vested non-qualified stock options granted under the 2021 Omnibus Incentive Plan, exercisable at $8.82 per share and expiring on March 31, 2032. Footnotes further describe restricted stock units granted and their future vesting schedules, highlighting additional contingent equity exposure.

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Insider Lauk Kurt J
Role Director
Type Security Shares Price Value
holding Non-Qualified Stock Options -- -- --
holding Ordinary Shares, $0.0001 nominal value per share -- -- --
holding Ordinary Shares, $0.0001 nominal value per share -- -- --
Holdings After Transaction: Non-Qualified Stock Options — 37,500 shares (Direct); Ordinary Shares, $0.0001 nominal value per share — 37,312 shares (Direct); Ordinary Shares, $0.0001 nominal value per share — 10,000 shares (Indirect, See Footnote)
Footnotes (1)
  1. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the issuer, nominal value $0.0001 per share ("Ordinary Share"). Of the RSUs reported, (i) 15,208 are fully vested, (ii) 9,217 were granted on September 23, 2024 and will vest in full on June 1, 2026, and (iii) 12,887 were granted on September 26, 2025, and will vest in full upon the one-year anniversary of the grant date. Dr. Lauk is the co-founder and president of Globe CP GmbH and may be deemed to beneficially own the securities held by Globe CP GmbH. Dr. Lauk disclaims beneficial ownership of any securities held by Globe CP GmbH other than to the extent of his pecuniary interests therein, directly or indirectly. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. 37,500 non-qualified stock options ("NQOs") were granted on May 31, 2022, are fully vested and have not been exercised as of the date hereof.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Lauk Kurt J
(Last)(First)(Middle)
C/O ADS-TEC ENERGY PUBLIC LTD CO
10 EARLSFORT TERRACE
(Street)
DUBLIN 2D02 T380
(City)(State)(Zip)
IRELAND
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Ads-Tec Energy Public Ltd Co [ ADSE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, $0.0001 nominal value per share37,312(1)D
Ordinary Shares, $0.0001 nominal value per share10,000ISee Footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Options (3)03/31/2032Ordinary Shares37,500(3)$8.82D
Explanation of Responses:
1. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the issuer, nominal value $0.0001 per share ("Ordinary Share"). Of the RSUs reported, (i) 15,208 are fully vested, (ii) 9,217 were granted on September 23, 2024 and will vest in full on June 1, 2026, and (iii) 12,887 were granted on September 26, 2025, and will vest in full upon the one-year anniversary of the grant date.
2. Dr. Lauk is the co-founder and president of Globe CP GmbH and may be deemed to beneficially own the securities held by Globe CP GmbH. Dr. Lauk disclaims beneficial ownership of any securities held by Globe CP GmbH other than to the extent of his pecuniary interests therein, directly or indirectly.
3. Granted pursuant to the issuer's 2021 Omnibus Incentive Plan. 37,500 non-qualified stock options ("NQOs") were granted on May 31, 2022, are fully vested and have not been exercised as of the date hereof.
/s/ Dr. Kurt Lauk03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the Form 3 filing by Ads-Tec Energy (ADSE) director Kurt J. Lauk show?

The Form 3 shows Dr. Kurt J. Lauk’s initial ownership in Ads-Tec Energy. It reports direct and indirect ordinary share holdings, fully vested stock options, and additional restricted stock units that vest over time under the company’s 2021 Omnibus Incentive Plan.

How many Ads-Tec Energy ordinary shares does Kurt J. Lauk hold directly and indirectly?

Dr. Lauk holds 37,312 ordinary shares directly and 10,000 indirectly. The indirect shares are held through Globe CP GmbH, where he may be deemed to beneficially own securities but disclaims ownership beyond his pecuniary interest in that entity.

What stock options does Kurt J. Lauk report in his Ads-Tec Energy Form 3?

He reports 37,500 fully vested non-qualified stock options. These options were granted under the 2021 Omnibus Incentive Plan, have an exercise price of $8.82 per share, and expire on March 31, 2032, providing potential future share acquisition rights.

Are there restricted stock units (RSUs) included in Kurt J. Lauk’s Ads-Tec Energy holdings?

Yes, the footnotes describe multiple RSU grants to Dr. Lauk. They note already vested RSUs and additional grants from September 2024 and September 2025 that will vest on specified future dates, each RSU representing a right to receive one ordinary share.

Does Kurt J. Lauk’s Form 3 indicate recent Ads-Tec Energy share purchases or sales?

No, the Form 3 reflects existing holdings, not new trades. The entries are classified as holdings, with no reported buy or sell transactions, establishing Dr. Lauk’s baseline ownership position at the time of becoming a reporting insider.