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  4. [Form 4] ALLIANCEBERNSTEIN HOLDING L.P. Insider Trading Activity

AllianceBernstein (NYSE: AB) officer reports AB Holding Unit distribution

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. reported an insider transaction involving its Chief Accounting Officer. On December 1, 2025, 2,660 AB Holding Units previously held for him in a rabbi trust under an employee incentive compensation program were distributed.

Of these units, 649 AB Holding Units were withheld to cover taxes and 2,011 AB Holding Units were delivered to him, based on a closing price of $41.43 per AB Holding Unit on that date. After the transactions, he held 16,515 AB Holding Units indirectly through the rabbi trust and 26,566 AB Holding Units directly.

Positive

  • None.

Negative

  • None.
Insider Simeone Thomas
Role Chief Accounting Officer
Type Security Shares Price Value
Tax Withholding AB Holding Units 2,660 $41.43 $110K
Tax Withholding AB Holding Units 2,011 $41.43 $83K
Holdings After Transaction: AB Holding Units — 16,515 shares (Indirect, through rabbi trust under employee incentive compensation award program); AB Holding Units — 26,566 shares (Direct)
Footnotes (1)
  1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") On December 1, 2025, 2,660 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 649 AB Holding Units were withheld for tax purposes and 2,011 AB Holding Units were delivered to him. The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Simeone Thomas
(Last) (First) (Middle)
C/O ALLIANCEBERNSTEIN
501 COMMERCE STREET
(Street)
NASHVILLE TN 37203
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN HOLDING L.P. [ AB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
AB Holding Units(1) 12/01/2025 F 2,660(2) D $41.43(3) 16,515 I through rabbi trust under employee incentive compensation award program
AB Holding Units(1) 12/01/2025 F 2,011(2) A $41.43(3) 26,566 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
2. On December 1, 2025, 2,660 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 649 AB Holding Units were withheld for tax purposes and 2,011 AB Holding Units were delivered to him.
3. The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.
Remarks:
/s/ Thomas Simeone 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AllianceBernstein (AB) disclose in this Form 4?

The Chief Accounting Officer of AllianceBernstein Holding L.P. reported the distribution of 2,660 AB Holding Units from a rabbi trust under an employee incentive compensation award program on December 1, 2025.

How many AllianceBernstein (AB) units were delivered to the officer and how many were withheld for taxes?

Out of the 2,660 AB Holding Units distributed, 649 AB Holding Units were withheld for tax purposes and 2,011 AB Holding Units were delivered to the officer.

What price was used for the AllianceBernstein (AB) units in the reported Form 4 transaction?

The Form 4 states that the $41.43 price reflects the closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

How many AllianceBernstein (AB) units does the officer hold indirectly after the transaction?

Following the reported transaction, the officer beneficially owned 16,515 AB Holding Units indirectly through a rabbi trust under an employee incentive compensation award program.

How many AllianceBernstein (AB) units does the officer hold directly after the transaction?

After the distribution and tax withholding, the officer directly owned 26,566 AB Holding Units of AllianceBernstein Holding L.P.

What is the officer’s role at AllianceBernstein (AB) in this Form 4 filing?

The reporting person is identified as an officer of AllianceBernstein Holding L.P., serving as its Chief Accounting Officer.