Alcoa Corporation filings document formal disclosures for a global aluminum producer with operations in bauxite, alumina and aluminum products. Recent Form 8-K reports cover quarterly financial results, revolving credit agreement amendments, senior note redemption notices by wholly owned subsidiary Alcoa Nederland Holding B.V., and registered common stock trading under AA on the New York Stock Exchange.
The filing record also includes proxy materials addressing board matters, executive compensation and shareholder voting, along with material-event reports on asset closures, restructuring charges, impairments, remediation obligations and related operating risks. These disclosures connect Alcoa’s capital structure and governance with the economics of its mining, refining and smelting operations.
Alcoa Corporation held its 2026 Annual Meeting of Stockholders on May 6, 2026. Stockholders approved the Alcoa Corporation Stock and Incentive Compensation Plan (as Amended and Restated), increasing shares authorized for issuance under the plan from 30,000,000 to 38,000,000 and extending the plan term to May 6, 2036.
The amended plan adds a cash incentive award section, introduces minimum one-year vesting or performance periods for most awards, and sets an annual cap of $750,000 in aggregate grant-date value for awards to each non-employee director. All 11 director nominees were elected, the appointment of PricewaterhouseCoopers LLP as independent auditor for 2026 was ratified, and 2025 executive compensation and the amended plan itself received advisory and stockholder approval.
Alcoa Corporation has amended its main revolving credit facility through Amendment No. 3. The change keeps total lender commitments at $1.25 billion and extends the facility’s maturity to June 27, 2028, providing a longer-dated source of backup liquidity.
The amendment also removes the credit spread adjustment for secured overnight financing rate loans, as well as sustainability rate and commitment fee adjustments. Lenders that signed onto the amendment received a fee equal to 0.05% of their prior commitments.
Alcoa Corporation reported lower year-over-year earnings in the first quarter of 2026 as weaker alumina pricing offset stronger aluminum markets. Sales were $3,193 million versus $3,369 million a year earlier, with net income attributable to Alcoa at $425 million compared with $548 million. Diluted earnings per share were $1.60, down from $2.07.
Operating cash flow was negative at $(179) million, driven by working capital outflows, while cash, cash equivalents and restricted cash totaled $1,447 million at March 31, 2026. Aluminum pricing improved, but alumina prices and bauxite offtake volumes declined sharply, pressuring the Alumina segment, which posted negative Segment Adjusted EBITDA.
Results benefited from a mark-to-market gain of $88 million on Alcoa’s Ma’aden equity stake and favorable derivative and currency impacts, partially offset by higher restructuring charges and tariffs on U.S. aluminum imports from Canada. The company also carried environmental remediation reserves of $283 million and derivative liabilities of $1,248 million, reflecting long-term power and hedging contracts.
Alcoa Corp reports a Schedule 13G showing Vanguard Capital Management beneficially owned 14,538,713 shares of Common Stock, representing 5.50% of the class as of 03/31/2026.
The filing states Vanguard has sole dispositive power over all 14,538,713 shares and sole voting power over 2,762,063 shares. The filing is signed on 04/29/2026.
Olson Emily M. reported acquisition or exercise transactions in this Form 4 filing.
Alcoa Corp executive Emily M. Olson received an equity grant through restricted stock units. On April 15, 2026, she was awarded 8,760 shares of common stock at a price of $0.00 per share, classified as a grant or award rather than an open-market purchase.
The award consists of restricted stock units that settle in stock upon vesting and are expected to vest in three equal installments on the first, second, and third anniversaries of the grant date. Following this award, Olson directly holds 8,760 common shares as reported in this filing.
Alcoa Corporation reported solid first quarter 2026 results with stronger profitability despite lower revenue. Revenue was $3.2 billion, down from $3.45 billion in the prior quarter, but net income attributable to Alcoa rose to $425 million, or $1.60 per share, up from $213 million, or $0.80 per share.
Adjusted net income was $373 million, or $1.40 per share, and adjusted EBITDA excluding special items increased to $595 million, mainly on higher aluminum prices and favorable Ma’aden mark-to-market impacts. The company ended the quarter with $1.4 billion in cash, though free cash flow was negative $298 million as working capital increased.
Alcoa plans to redeem the remaining $219 million of 6.125% notes due 2028 in May 2026 using cash on hand and has safely completed the San Ciprián smelter restart. For 2026, it reaffirmed alumina and aluminum production and shipment ranges and outlined expectations for mixed but generally favorable sequential impacts to second quarter segment Adjusted EBITDA.
Alcoa Corp executive Emily M. Olson filed an initial ownership report indicating she currently holds no securities of the company. The Form 3 shows “No Securities are Beneficially Owned,” with total direct holdings reported as zero shares following this baseline filing.
Alcoa Corporation announced that its wholly-owned subsidiary, Alcoa Nederland Holding B.V., will redeem all of its outstanding 6.125% notes due 2028. The subsidiary has issued a notice to redeem approximately $219 million aggregate principal amount of these notes.
The notes are guaranteed on a senior unsecured basis by Alcoa and certain subsidiaries and will be redeemed on May 15, 2026 at 100% of principal plus accrued and unpaid interest to, but not including, the redemption date. The company stated that the redemption will be funded using cash on hand, effectively retiring this debt ahead of its 2028 maturity.
Alcoa Corp: Amendment No. 10 to a Schedule 13G/A filed by The Vanguard Group reports 0 shares beneficially owned and 0% of the common stock as disclosed in the filing dated 03/13/2026. The filing explains an internal realignment on January 12, 2026 and states certain Vanguard subsidiaries will report holdings separately in accordance with SEC Release No. 34-39538 (January 12, 1998).