LPL Financial Welcomes Rockview Private Wealth
LPL Financial (Nasdaq: LPLA) announced that financial advisor Alberto Francis has joined their LPL Private Wealth Management model to launch Rockview Private Wealth. Francis, formerly with Bank of America Private Bank, reported serving approximately $725 million in assets. The move allows Francis to shift focus from banking to investments, planning, and customized services for high-net-worth clients.
LPL Private Wealth offers independence with support, providing enhanced services, expanded capabilities, and access to an exclusive high-net-worth advisor community. Francis chose LPL for its broader range of services, resources, and ability to craft client-focused strategies without proprietary product limitations. The name 'Rockview' pays homage to Francis' Irish heritage and symbolizes stability, security, and vision for his new practice.
LPL Financial (Nasdaq: LPLA) ha annunciato che il consulente finanziario Alberto Francis si è unito al loro modello di LPL Private Wealth Management per lanciare Rockview Private Wealth. Francis, precedentemente con Bank of America Private Bank, ha riferito di gestire circa 725 milioni di dollari in attivi. Questo passaggio consente a Francis di spostare il focus dal settore bancario agli investimenti, alla pianificazione e ai servizi personalizzati per clienti ad alto patrimonio netto.
LPL Private Wealth offre indipendenza con supporto, fornendo servizi migliorati, capacità espanse e accesso a una comunità esclusiva di consulenti per clienti ad alto patrimonio netto. Francis ha scelto LPL per la sua più ampia gamma di servizi, risorse e la capacità di creare strategie focalizzate sui clienti senza limitazioni sui prodotti proprietari. Il nome 'Rockview' rende omaggio all'eredità irlandese di Francis e simboleggia stabilità, sicurezza e visione per la sua nuova attività.
LPL Financial (Nasdaq: LPLA) anunció que el asesor financiero Alberto Francis se ha unido a su modelo de LPL Private Wealth Management para lanzar Rockview Private Wealth. Francis, anteriormente con Bank of America Private Bank, informó que gestiona aproximadamente 725 millones de dólares en activos. Este movimiento permite a Francis cambiar su enfoque de la banca a las inversiones, la planificación y los servicios personalizados para clientes de alto patrimonio.
LPL Private Wealth ofrece independencia con apoyo, brindando servicios mejorados, capacidades ampliadas y acceso a una comunidad exclusiva de asesores de alto patrimonio. Francis eligió LPL por su rango más amplio de servicios, recursos y la capacidad de elaborar estrategias centradas en el cliente sin limitaciones de productos propios. El nombre 'Rockview' rinde homenaje a la herencia irlandesa de Francis y simboliza estabilidad, seguridad y visión para su nueva práctica.
LPL Financial (Nasdaq: LPLA)는 재무 상담사 Alberto Francis가 LPL Private Wealth Management 모델에 합류하여 Rockview Private Wealth를 출범했다고 발표했습니다. Francis는 이전에 Bank of America Private Bank에서 근무했던 이력이 있으며, 약 7억 2500만 달러의 자산을 관리하고 있다고 보고했습니다. 이로 인해 Francis는 은행 업무에서 투자, 계획, 고액 자산 고객을 위한 맞춤형 서비스로 초점을 전환할 수 있게 됩니다.
LPL Private Wealth는 지원과 함께 독립성을 제공하며, 향상된 서비스, 확장된 능력, 그리고 고액 자산 고객에게 독점적인 자문 커뮤니티에 대한 접근을 제공합니다. Francis는 LPL을 선택한 이유로 더 넓은 범위의 서비스와 자원, 그리고 전유 제품의 제한 없이 고객 중심 전략을 수립할 수 있는 능력을 언급했습니다. 'Rockview'라는 이름은 Francis의 아일랜드 유산을 기리고 있으며, 그의 새로운 사업에 대한 안정성, 안전성 및 비전을 상징합니다.
LPL Financial (Nasdaq: LPLA) a annoncé que le conseiller financier Alberto Francis a rejoint leur modèle de LPL Private Wealth Management pour lancer Rockview Private Wealth. Francis, anciennement chez Bank of America Private Bank, a déclaré gérer environ 725 millions de dollars d'actifs. Ce changement permet à Francis de déplacer son attention de la banque vers les investissements, la planification et des services personnalisés pour des clients hautement fortunés.
LPL Private Wealth offre une indépendance avec support, fournissant des services améliorés, des capacités étendues et un accès à une communauté exclusive de conseillers pour clients fortunés. Francis a choisi LPL pour sa gamme plus large de services, de ressources et sa capacité à élaborer des stratégies axées sur le client sans restrictions de produits propriétaires. Le nom 'Rockview' rend hommage à l'héritage irlandais de Francis et symbolise la stabilité, la sécurité et la vision pour sa nouvelle pratique.
LPL Financial (Nasdaq: LPLA) gab bekannt, dass der Finanzberater Alberto Francis ihrem Modell von LPL Private Wealth Management beigetreten ist, um Rockview Private Wealth zu gründen. Francis, zuvor bei Bank of America Private Bank, berichtete, dass er etwa 725 Millionen Dollar an Vermögen verwaltet. Dieser Schritt ermöglicht es Francis, den Fokus von der Banktätigkeit auf Investitionen, Planung und maßgeschneiderte Dienstleistungen für wohlhabende Kunden zu verlagern.
LPL Private Wealth bietet Unabhängigkeit mit Unterstützung und stellt verbesserte Dienstleistungen, erweiterte Möglichkeiten und Zugang zu einer exklusiven Beratergemeinschaft für wohlhabende Kunden zur Verfügung. Francis wählte LPL aufgrund seines breiteren Spektrums an Dienstleistungen, Ressourcen und der Fähigkeit, kundenorientierte Strategien ohne Einschränkungen durch proprietäre Produkte zu entwickeln. Der Name 'Rockview' ehrt Francis' irische Herkunft und symbolisiert Stabilität, Sicherheit und Vision für seine neue Praxis.
- Acquisition of financial advisor Alberto Francis, who manages approximately $725 million in assets
- Expansion of LPL's high-net-worth-focused employee affiliation model
- Increased ability to offer sophisticated resources and personalized service to affluent clients
- None.
SAN DIEGO, Aug. 07, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Alberto Francis has joined LPL Financial’s high-net-worth-focused employee affiliation model, LPL Private Wealth Management, to launch Rockview Private Wealth. He reported having served approximately
Francis, the son of Irish and Mexican immigrants, is a former NCAA Champion and All-American from UCLA and a professional tennis player, who spent three years on tour — including an appearance at Wimbledon. After completing his MBA from Stanford in 2011, he joined the financial services industry. He’s steadily grown his practice over the years by cultivating meaningful relationships and making a positive impact on his clients’ lives.
Currently based in Houston, Francis works closely with business owners, executives, athletes and medical & law professionals in the high-net-worth community. As he prepares for the next stage of his career, Francis plans to shift focus from the banking side of the business to investments, planning and customized services.
“I’ve had an entrepreneurial mindset for a long time and am excited to finally have my own practice where I can prioritize client relationships and truly put their interests first,” Francis said. “I’ve gained the necessary business experience to make a successful move into the independent space and look forward to having more control over the next chapter of my career.”
Looking for the right blend of independence and support to create his ideal boutique practice, Francis turned to LPL Private Wealth.
Tailored to the needs of high-net-worth-focused advisors, LPL Private Wealth is an independent employee advisor affiliation model featuring a comprehensive array of services and support to enhance client service delivery and business growth while upholding the tenets of independence. LPL Private Wealth advisors enjoy the benefits of industry-leading payouts, client ownership and business autonomy while gaining access to enhanced service, expanded capabilities and an exclusive high-net-worth advisor community. LPL has developed focused resources including advanced estate and philanthropic planning, income tax strategy, trustee services, alternative investments platform, banking and lending solutions, and complex life insurance planning as well as a curated network of third-party specialists.
“I am looking forward to accessing a broader range of services and resources to offer more nuanced and sophisticated plans,” Francis said. “The ability to craft dynamic, client-focused strategies without the limitations of proprietary products means I can focus on what’s best for my clients and their futures.”
Francis chose “Rockview” for his new practice to pay homage to the iconic Irish scenery surrounding the estate where five generations of his family have called home. He said Rockview also symbolizes stability, security, vision, endurance and clarity, all which are essential for a private wealth firm.
LPL Executive Vice President Scott Posner, Business Development, said, “We welcome Alberto to LPL and congratulate him on the launch of Rockview Private Wealth. The LPL Private Wealth model is designed to provide high-net-worth-focused advisors with the independence they seek while offering a comprehensive suite of sophisticated resources and support. LPL empowers our advisors with advanced tools and resources that enhance their ability to serve affluent clients and deliver the sophisticated solutions and personalized service they need.”
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*Value approximated based on asset and holding details provided to LPL from end of year, 2023.
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