LPL Financial Welcomes Apex Private Wealth Advisors
LPL Financial (Nasdaq: LPLA) has announced that Apex Private Wealth Advisors, a team of five financial advisors, has joined LPL's broker-dealer, RIA, and custodial platforms. The team, which includes Brett Howard, Marco Rivera, Brooks Crissey, Henry DesJardins, and Ryan Mason, previously served approximately $650 million in assets at Ameriprise Financial.
Founded in 2017, Apex specializes in comprehensive financial planning and investment management services for high-net-worth individuals, families, and businesses. The team's transition to LPL was motivated by a desire for advanced technology, operational efficiencies, and expanded resources to enhance client service. LPL's integrated capabilities are expected to streamline operations and improve the client experience.
LPL Financial (Nasdaq: LPLA) ha annunciato che Apex Private Wealth Advisors, un team di cinque consulenti finanziari, si è unito alle piattaforme di broker-dealer, RIA e custodia di LPL. Il team, composto da Brett Howard, Marco Rivera, Brooks Crissey, Henry DesJardins e Ryan Mason, gestiva precedentemente circa 650 milioni di dollari in beni presso Ameriprise Financial.
Fondata nel 2017, Apex si specializza in servizi di pianificazione finanziaria completa e gestione degli investimenti per individui, famiglie e aziende con elevato patrimonio netto. La transizione del team a LPL è stata motivata dal desiderio di avere tecnologie avanzate, efficienze operative e risorse ampliate per migliorare il servizio ai clienti. Si prevede che le capacità integrate di LPL semplifichino le operazioni e migliorino l'esperienza del cliente.
LPL Financial (Nasdaq: LPLA) ha anunciado que Apex Private Wealth Advisors, un equipo de cinco asesores financieros, se ha unido a las plataformas de broker-dealer, RIA y custodia de LPL. El equipo, que incluye a Brett Howard, Marco Rivera, Brooks Crissey, Henry DesJardins y Ryan Mason, gestionaba anteriormente aproximadamente 650 millones de dólares en activos en Ameriprise Financial.
Fundada en 2017, Apex se especializa en planificación financiera integral y servicios de gestión de inversiones para personas, familias y empresas con alto patrimonio. La transición del equipo a LPL fue motivada por el deseo de contar con tecnología avanzada, eficiencias operativas y recursos ampliados para mejorar el servicio al cliente. Se espera que las capacidades integradas de LPL simplifiquen las operaciones y mejoren la experiencia del cliente.
LPL 금융 (Nasdaq: LPLA)는 Apex Private Wealth Advisors, 5명의 재무 상담사로 구성된 팀이 LPL의 브로커-딜러, RIA 및 수탁 서비스 플랫폼에 합류했다고 발표했습니다. 이 팀은 Brett Howard, Marco Rivera, Brooks Crissey, Henry DesJardins, Ryan Mason을 포함하며, 이전에 Ameriprise Financial에서 약 6억 5천만 달러의 자산을 관리했습니다.
2017년에 설립된 Apex는 고액 자산가 개인, 가족 및 기업에 대한 포괄적인 재무 계획 및 투자 관리 서비스에 특화되어 있습니다. LPL로의 전환은 첨단 기술, 운영 효율성 및 확장된 자원에 대한 열망으로 인해 이루어졌으며, 이는 고객 서비스 향상을 목표로 하고 있습니다. LPL의 통합된 역량은 운영을 간소화하고 고객 경험을 개선할 것으로 예상됩니다.
LPL Financial (Nasdaq: LPLA) a annoncé que Apex Private Wealth Advisors, une équipe de cinq conseillers financiers, a rejoint les plateformes de courtage, RIA et de garde de LPL. L'équipe, composée de Brett Howard, Marco Rivera, Brooks Crissey, Henry DesJardins et Ryan Mason, gérait précédemment environ 650 millions de dollars d'actifs chez Ameriprise Financial.
Fondé en 2017, Apex se spécialise dans la planification financière complète et les services de gestion d'investissements pour les personnes, les familles et les entreprises à fort patrimoine. La transition de l'équipe vers LPL a été motivée par le désir de disposer de technologies avancées, d'efficacités opérationnelles et de ressources étendues pour améliorer le service client. Les capacités intégrées de LPL devraient rationaliser les opérations et améliorer l'expérience client.
LPL Financial (Nasdaq: LPLA) hat bekannt gegeben, dass Apex Private Wealth Advisors, ein Team aus fünf Finanzberatern, den Broker-Dealer-, RIA- und Depotplattformen von LPL beigetreten ist. Das Team, zu dem Brett Howard, Marco Rivera, Brooks Crissey, Henry DesJardins und Ryan Mason gehören, verwaltete zuvor etwa 650 Millionen Dollar an Vermögen bei Ameriprise Financial.
Gegründet im Jahr 2017, spezialisiert sich Apex auf umfassende Finanzplanung und Anlageverwaltungsdienste für wohlhabende Einzelpersonen, Familien und Unternehmen. Der Übergang des Teams zu LPL wurde durch den Wunsch nach fortschrittlicher Technologie, betrieblichen Effizienzen und erweiterten Ressourcen motiviert, um den Kundenservice zu verbessern. Die integrierten Fähigkeiten von LPL sollen die Abläufe rationalisieren und das Kundenerlebnis verbessern.
- Acquisition of a team managing $650 million in assets, potentially increasing LPL's assets under management
- Expansion of LPL's presence in the high-net-worth client segment
- Demonstration of LPL's ability to attract established advisory teams from competitors
- None.
SAN DIEGO, Sept. 11, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Brett Howard, CTFA, AAMS™, APMA™, CRPC™, Marco Rivera, APMA™, Brooks Crissey, CFP®, APMA™, Henry “Hank” DesJardins and Ryan Mason have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately
Founded in 2017 by Howard and DesJardins, the Apex team has since expanded into a full-service ensemble practice that leverages the diverse backgrounds and knowledge of each advisor to provide clients with a comprehensive range of financial planning and investment management services. Based in Santa Rosa, Calif., the team specializes in tax planning, retirement planning, estate planning, wealth preservation, charitable giving, insurance and responsible investing for high-net-worth individuals, families and businesses.
“We’re a very close-knit group of friends who operate as a family, working together to help clients face their financial futures with confidence,” Howard said. “We’ve cultivated many meaningful relationships with clients by offering multigenerational wealth planning, white glove services and high-touch experiences.”
The transition to LPL was motivated by the advisors' quest for a partner that could offer advanced technology, operational efficiencies and a more comprehensive range of resources to elevate their client service.
“As our practice continues to grow, we felt it was the right time to step away from the franchise model to have more freedom and control in how we operate,” Rivera said. “The move reflects our growth as an independent practice and our dedication to continually improving our ability to meet our clients’ needs with the latest tools, resources and support. LPL Financial’s strong reputation and commitment to supporting independent advisors make it the ideal partner for us.”
Howard added, “We’re confident in our abilities as an advisory practice, but we’re constantly looking for ways to improve and make a good thing even better. LPL shares our values and dedication to client service, and we believe this change will bring enhanced capabilities in financial planning, investment management, security and technology. We especially appreciate LPL’s integrated capabilities and systems that allow us to streamline our operations, enhance our client experience and focus on what matters most – delivering exceptional financial advice and service to clients.”
Scott Posner, LPL Executive Vice President, Business Development, said, “We welcome Apex Private Wealth Advisors to LPL and are honored they turned to us in their mission to create their ideal practice of the future. At LPL, we are committed to providing our advisors with differentiated capabilities and service experiences so they can run efficient and productive businesses. We look forward to a long and successful partnership with the entire Apex team.”
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About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that LPL should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.
Securities and Advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment advisor. Member FINRA/SIPC. LPL Financial and its affiliated companies provide financial services only from the United States. Apex Private Wealth Advisors and LPL are separate entities.
Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.
We routinely disclose information that may be important to shareholders in the "Investor Relations" or "Press Releases" section of our website.
*Value approximated based on asset and holding details provided to LPL from end of year, 2023.
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