LPL Financial welcomes advisor Kelly Compton
LPL Financial (Nasdaq: LPLA) has announced that financial advisor Kelly Compton has joined their broker-dealer, RIA, and custodial platforms. Compton, who previously managed approximately $150 million in advisory and retirement plan assets, has aligned with Client Centric Wealth Management, part of Upstream Investment Partners.
Compton, based in San Antonio, transitioned from his own RIA, WCM Wealth Management, which custodied with Schwab Advisor Services. He specializes in serving business professionals and executives, offering risk-based model portfolios. The move to LPL Financial is aimed at scaling his practice while maintaining high-quality client service.
LPL Financial, founded on the principle of working for advisors and institutions, serves over 23,000 financial advisors across approximately 1,000 institutions and 580 registered investment advisor firms nationwide.
LPL Financial (Nasdaq: LPLA) ha annunciato che il consulente finanziario Kelly Compton è entrato a far parte delle loro piattaforme di broker-dealer, RIA e custodia. Compton, che in precedenza gestiva circa $150 milioni in assets di consulenza e piani pensionistici, si è allineato con Client Centric Wealth Management, parte di Upstream Investment Partners.
Compton, con sede a San Antonio, ha lasciato la sua RIA, WCM Wealth Management, che operava con Schwab Advisor Services. Si specializza nel servire professionisti e dirigenti, offrendo portafogli modello basati sul rischio. Il passaggio a LPL Financial mira a far crescere la sua attività mantenendo un servizio clienti di alta qualità.
LPL Financial, fondata sul principio di lavorare per consulenti e istituzioni, serve oltre 23.000 consulenti finanziari attraverso circa 1.000 istituzioni e 580 società di consulenza registrate in tutto il paese.
LPL Financial (Nasdaq: LPLA) ha anunciado que el asesor financiero Kelly Compton se ha unido a sus plataformas de corretaje, RIA y custodia. Compton, quien anteriormente gestionaba aproximadamente $150 millones en activos de asesoría y planes de jubilación, se ha alineado con Client Centric Wealth Management, parte de Upstream Investment Partners.
Compton, con sede en San Antonio, hizo la transición desde su propia RIA, WCM Wealth Management, que custodiaba con Schwab Advisor Services. Se especializa en atender a profesionales y ejecutivos, ofreciendo carteras modelo basadas en riesgo. El movimiento a LPL Financial tiene como objetivo escalar su práctica mientras mantiene un servicio al cliente de alta calidad.
LPL Financial, fundada sobre el principio de trabajar para asesores e instituciones, sirve a más de 23.000 asesores financieros en aproximadamente 1.000 instituciones y 580 firmas de asesores de inversión registradas en todo el país.
LPL Financial (Nasdaq: LPLA)는 재정 상담사 Kelly Compton이 그들의 중개인, RIA 및 수탁 플랫폼에 합류했다고 발표했습니다. Compton은 이전에 약 $150 백만의 자문 및 퇴직 연금 자산을 관리했으며 Client Centric Wealth Management와 함께하게 되었습니다. 이는 Upstream Investment Partners의 일환입니다.
San Antonio에 기반을 둔 Compton은 Schwab Advisor Services와 함께 있던 자신의 RIA, WCM Wealth Management에서 전환했습니다. 그는 비즈니스 전문가와 경영진을 대상으로 위험 기반 모델 포트폴리오를 제공하며 전문으로 합니다. LPL Financial로의 이동은 고품질 고객 서비스를 유지하면서 자신의 실력을 확장하는 것을 목표로 하고 있습니다.
LPL Financial은 상담자와 기관을 위해 일하는 원칙에 따라 설립되었으며, 약 1,000개 기관과 580개의 등록된 투자 자문 회사에 걸쳐 23,000명 이상의 재정 상담사에게 서비스를 제공합니다.
LPL Financial (Nasdaq: LPLA) a annoncé que le conseiller financier Kelly Compton a rejoint leurs plateformes de courtage, RIA et de garde. Compton, qui gérait auparavant environ 150 millions de dollars en actifs de conseil et de plans de retraite, s'est aligné avec Client Centric Wealth Management, une partie de Upstream Investment Partners.
Compton, basé à San Antonio, a quitté sa propre RIA, WCM Wealth Management, qui était sous la garde de Schwab Advisor Services. Il se spécialise dans le service aux professionnels et aux dirigeants, offrant des portefeuilles modèles basés sur le risque. Le passage à LPL Financial vise à développer sa pratique tout en maintenant un service client de haute qualité.
LPL Financial, fondée sur le principe de travailler pour les conseillers et les institutions, sert plus de 23.000 conseillers financiers à travers environ 1.000 institutions et 580 sociétés de conseil en investissement enregistrées à l'échelle nationale.
LPL Financial (Nasdaq: LPLA) gab bekannt, dass der Finanzberater Kelly Compton ihren Broker-Dealer-, RIA- und Verwahrplattformen beigetreten ist. Compton, der zuvor rund $150 Millionen an Beratungs- und Pensionsfonds verwaltete, hat sich mit Client Centric Wealth Management zusammengeschlossen, das Teil von Upstream Investment Partners ist.
Compton, der seinen Sitz in San Antonio hat, wechselte von seiner eigenen RIA, WCM Wealth Management, die mit Schwab Advisor Services verwaltet wurde. Er spezialisiert sich darauf, Geschäftsleute und Führungskräfte zu betreuen, indem er risikobasierte Modellportfolios anbietet. Der Wechsel zu LPL Financial zielt darauf ab, seine Praxis auszuweiten und gleichzeitig einen qualitativ hochwertigen Kundenservice aufrechtzuerhalten.
LPL Financial, gegründet auf dem Prinzip, für Berater und Institutionen zu arbeiten, bedient über 23.000 Finanzberater in etwa 1.000 Institutionen und 580 registrierten Anlageberatungsfirmen landesweit.
- Kelly Compton brings approximately $150 million in advisory and retirement plan assets to LPL Financial
- LPL Financial expands its advisor network, potentially increasing revenue
- Partnership with Client Centric Wealth Management may enhance business continuity and growth opportunities
- None.
SAN DIEGO, Aug. 26, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that financial advisor Kelly Compton has joined LPL Financial’s broker-dealer, RIA and custodial platforms, aligning with existing firm Client Centric Wealth Management, part of Upstream Investment Partners. He reported having served approximately
Based in San Antonio, Compton has always had an entrepreneurial spirit and a love of helping others. He started his career in the hospitality industry as a partner for a restaurant enterprise, where he sharpened his finance, planning and business skillsets. All the while, he was fascinated by the world of investments and trading.
Compton became a financial advisor in 2000 and left the wirehouse environment in 2006 to become independent. He eventually moved to a fee-only practice in 2011, where he also fulfilled the role of Chief Investment Officer for WCM Wealth Management. He works primarily with business professionals and executives, offering risk-based model portfolios based on each client’s unique financial goals. His aspiration is to provide clients with sound, conservative financial advice and investment recommendations to help set them up for a more successful future.
“As my book of business has grown, it became increasingly clear that I needed to find a way to scale my practice while maintaining the high level of service that my clients have come to expect," said Compton. “After significant due diligence, it became apparent that Client Centric Wealth Management and LPL Financial were natural fits for my practice. I’m impressed with LPL’s size and scale, as well as its commitment to providing advisors with innovative tools and flexibility in how we work with clients. I’m also looking forward to being part of Client Centric’s community of like-minded advisors who share my passion for helping clients work toward their financial aspirations. This new partnership with Client Centric Wealth Management will help ensure business continuity for generations to come.”
Scott Posner, LPL Executive Vice President, Business Development, said, “We welcome Kelly to the LPL community and are honored to be his partner of choice as he scales his business. LPL remains committed to providing advisors with the strategic resources and robust technology needed to deliver outstanding client experiences and run thriving businesses. We look forward to long-lasting relationships with Kelly and the teams at Client Centric Wealth Management and Upstream Investment Partners.”
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About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that LPL should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.
Securities and Advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment advisor. Member FINRA/SIPC. LPL Financial and its affiliated companies provide financial services only from the United States. Client Centric Wealth Management, Upstream Investment Partners and LPL Financial are separate entities.
Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.
We routinely disclose information that may be important to shareholders in the "Investor Relations" or "Press Releases" section of our website.
*Value approximated based on asset and holding details provided to LPL from end of year, 2023.
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