CleanCore Solutions SEC Filings

CleanCore Solutions (ZONE) insider transaction: CEO and director Clayton Adams reported acquiring 3,250,000 shares of Class B Common Stock at $0 on 10/13/2025. Following the transaction, he beneficially owned 6,118,795 shares, held directly. This Form 4 was filed by one reporting person.

Insider equity vesting and ownership update: The Chief Revenue Officer, Gary Hollst, reported that 10,416 restricted stock units vested on 10/01/2025. These units are part of a 200,000-RSU grant made on 01/02/2025, of which 75,000 vested immediately at grant and the remainder vests quarterly over three years starting 04/01/2025. After the reported vesting, the reporting person beneficially owns 389,352 shares of Class B common stock and holds 93,752 restricted stock units remaining.

David James Enholm, Chief Financial Officer and Director of CleanCore Solutions, Inc. (ZONE), reported two insider acquisitions in September 2025 that increased his direct beneficial ownership to 273,550 shares of Class B common stock. On September 9, 2025 a modified award treatment (coded M) resulted in the acquisition of 67,500 shares arising from restricted stock units previously granted under the 2022 Equity Incentive Plan.

Separately, on September 25, 2025 the reporting person acquired an additional 175,000 Class B shares at no cash price recorded ($0), leaving him with 273,550 Class B shares beneficially owned following the reported transactions. The filing states that the May 6, 2025 award of 90,000 restricted stock units was amended on September 9, 2025 so that remaining unvested units vested in full.

Tim Stebbing, a director of CleanCore Solutions, Inc. (ZONE), beneficially owns 120,000 restricted stock units of the company's Class B common stock. These awards convert to 120,000 shares and vest in equal monthly installments over twelve months beginning on October 5, 2025. The Form 3 reports this initial ownership disclosure as an individual filing by the reporting person.

CleanCore Solutions, Inc. (ZONE) is registering a shelf offering that includes substantial class B common stock held by multiple selling stockholders and related warrants. The company intends to hold Dogecoin (DOGE) as a Treasury Asset acquired via spot or dollar-cost-average purchases on approved digital-asset venues, with execution and discretionary management handled by an Asset Manager and advisory support from 21Shares. Acquired Dogecoin will be custodied in segregated wallets with Bitstamp (via Robinhood) and BitGo as third-party custodian; the company will not self-custody. Holdings will be measured at fair value under Accounting Standards Update 2023-08 with changes flowing through earnings. Dogecoin will not be treated as cash or cash equivalents for US GAAP or NYSE American purposes; CleanCore will keep a fiat cash reserve sufficient to cover at least twelve months of projected operating expenses to reduce the need to sell crypto to meet near-term obligations.

Marco Margiotta filed an initial Form 3 reporting his relationship with CleanCore Solutions, Inc. (ZONE) as Chief Investment Officer and a director. The event date is 09/05/2025. The filing states that no securities are beneficially owned by the reporting person at the time of this statement. The form is an initial Section 16 filing and provides basic ownership disclosure only.

Alex Spiro, a director of CleanCore Solutions, Inc. (ticker: ZONE), filed an initial Form 3 disclosing beneficial ownership of 360,000 Class B restricted stock units. The RSUs are recorded as Class B Common Stock and are held directly by the reporting person. The grant vests in equal monthly installments over 12 months, commencing on October 5, 2025. The event requiring the statement is dated September 5, 2025, and the form bears the reporting signature dated September 12, 2025. The filing identifies Spiro's address as c/o CleanCore Solutions in Omaha, Nebraska, and checks the box indicating his relationship to the issuer as a Director.

CleanCore Solutions, Inc. (ZONE) filed a Form D reporting a Regulation D, Rule 506(b) exempt offering tied to equity and related warrants issued in 2025. The company, incorporated in Nevada in 2022, raised $175,000,420 in total offering proceeds and reports $0 remaining to be sold, with 87 total investors participating. Placement agents Maxim Group LLC and Curvature Securities LLC were engaged and received estimated cash commissions of $10,500,025 (approximately 6% of gross proceeds), plus warrants to purchase 5,250,013 Class B shares (3% of securities sold) and expense reimbursements. The notice lists equity, options/warrants, and the resulting security upon exercise as offered instruments. The filing states the minimum outside investment accepted was $0 and that the offering is not related to a business combination.