[144/A] Freedom Holding Corp. SEC Filing

Rhea-AI Filing Summary

Freedom Holding Corp. filed a Form 144/A notifying a proposed sale of 3,000 shares of Common stock that vested to the filer on May 18, 2025 as equity compensation. The filing lists an aggregate market value of $436,500 for the shares and shows 61,205,640 shares outstanding, with an approximate sale date of August 27, 2025 on the KASE exchange. The securities were acquired from the issuer through vesting and no sales by the filer in the past three months are reported.

The filer certifies they are not aware of undisclosed material adverse information and includes the standard attestation language regarding trading plans and the criminal penalties for misstatement.

Insights

Securities Analyst

TL;DR: Routine insider sale notice for vested equity; transaction appears immaterial to company valuation.

The Form 144/A documents a proposed sale of 3,000 vested shares acquired as equity compensation on 05/18/2025, with an aggregate market value reported at $436,500 and an intended sale date of 08/27/2025 on KASE. No prior sales in the last three months are reported. From an investor-disclosure perspective this is a standard compliance filing that preserves the filer’s ability to sell under Rule 144 and provides transparency on insider liquidity events. There are no new operational or financial details about the issuer in this notice.

Corporate Governance Expert

TL;DR: Compliance-focused filing showing insider vesting and planned disposition; governance implications are minimal.

The filer affirms absence of undisclosed material adverse information and references potential 10b5-1 plans, consistent with governance best practices for insider transactions. The disclosure lists acquisition by vesting from the issuer and specifies equity compensation as the payment nature. This filing fulfills regulatory transparency requirements but does not indicate management change, related-party transaction, or other governance events of material consequence.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Freedom Finance Global PLC 16, Dostyk street, integral nonz-residen Talan Tower Offices Astana 1P 010017	3000	436500	61205640	08/27/2025	KASE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.001 per share	05/18/2025	Vesting of employee stock grant	Issuer			3000	05/18/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Freedom Holding Corp.'s (FRHC) Form 144/A notify?

It notifies a proposed sale of 3,000 Common shares that vested on 05/18/2025, acquired as equity compensation.

When is the approximate sale date and on which exchange will FRHC shares be sold?

The approximate sale date is 08/27/2025 and the filing lists the KASE exchange.

What is the aggregate market value and how many shares outstanding does the filing show?

The aggregate market value reported is $436,500 and shares outstanding are shown as 61,205,640.

Were any FRHC shares sold by the filer in the past three months?

The filing states Nothing to Report for securities sold during the past three months.

How were the securities acquired according to the Form 144/A?

The securities were acquired by vesting of an employee stock grant from the issuer on 05/18/2025.