Datavault AI Inc SEC Filings

Datavault AI, Inc. filed an 8-K reporting the filing and effectiveness of corporate governance and contract amendments in late September 2025. The company submitted a Certificate of Amendment to its Certificate of Incorporation and an Amendment to its Bylaws, both effective September 25, 2025. The filing also discloses an Amendment to the IBM Agreement dated September 22, 2025. The report lists those three exhibits and includes the signature of Nathaniel Bradley, Chief Executive Officer, dated September 26, 2025. No financial statements, earnings data, or transaction terms are provided in the disclosed text.

Datavault AI Inc. (DVLT) is offering Prefunded Warrants to purchase up to 263,914,094 shares of Common Stock with an exercise price of $0.0001 per share. The Prefunded Warrants are exercisable immediately upon issuance, which will occur on or about the date Stockholder Approval is obtained, and terminate when fully exercised. The company shows 171,842,741 shares outstanding immediately before this offering and 186,842,741 immediately after the offering assuming no exercise of the Prefunded Warrants. The Investor holds participation rights to join any Subsequent Financing for up to 20% of the securities issued in that financing on the same terms as other investors. The prospectus highlights numerous operational and market risks, including revenue variability, concentration of customers, reliance on manufacturers, international operating risks, and technology obsolescence. The filings incorporated by reference include the Annual Report on Form 10-K for year ended December 31, 2024 and multiple Form 8-Ks and 10-Qs; the 10-K incorporation relies on an auditor report that contains an explanatory paragraph regarding the company’s ability to continue as a going concern.

Datavault AI Inc. insider Form 4 shows Nathaniel Bradley and EOS Technology Holdings Inc. jointly reporting changes in beneficial ownership. On 09/23/2025 a transaction coded J transferred 180,000 shares of common stock by EOS to a third party pursuant to a side letter tied to a consulting agreement; the reported price is $0. The filing lists 12,109,002 shares beneficially owned indirectly by EOS, 3,175,818 shares indirectly by Mr. Bradley’s spouse, and a separate disposition of 4,735,970 shares. The report explains Mr. Bradley’s voting and disposition power over EOS-held shares while disclaiming personal beneficial ownership except for any pecuniary interest. The form is signed by Mr. Bradley and EOS on 09/25/2025.

Datavault AI Inc. filed an S-3 shelf registration relating to resale of shares by selling stockholders under the Nasdaq symbol DVLT. The prospectus states the company will not receive proceeds from sales by the selling stockholders and directs readers to the Risk Factors section for substantial risks. The document discloses 177,142,741 shares of common stock outstanding after the offering, which includes 171,842,741 shares outstanding as of September 18, 2025. The filing incorporates the company's Annual Report on Form 10-K and notes the independent auditor's report contains an explanatory paragraph about the company's ability to continue as a going concern.

Datavault AI Inc. Schedule 13D Amendment No. 3 updates beneficial ownership and discloses transactions among the reporting persons. The filing reports that EOS Technology Holdings Inc. transferred 110,909 shares to a consultant under a consulting agreement and that EOS converted $3,200,000 of a $10,000,000 convertible promissory note into 10,000,000 shares at $0.32 per share pursuant to an amendment that waived the note's floor price.

The amendment restates ownership based on 116,701,378 shares outstanding: Nathaniel Bradley beneficially owns 19,700,790 shares (16.9%), Sonia Choi beneficially owns 7,411,788 shares (6.4%), and EOS beneficially owns 12,289,002 shares (10.5%). The amendment adds the convertible note amendment and conversion agreement as an exhibit.