STOCK TITAN

[Form 4] The Southern Company Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Dime Community Bancshares, Inc. (DCOMP) – Form 4/A insider transaction

Director Paul M. Aguggia filed an amended Form 4 reporting a change in his beneficial ownership of the company’s common stock. On 01/02/2025 he acquired 2,061 restricted shares at a price of $0.00 under a stock-based compensation award that will cliff-vest one year after the grant date. The amendment corrects the share amount originally reported. Following the transaction, the director’s direct holdings stand at 12,893 common shares. No derivative securities were reported and no sales occurred in this amendment.

The filing is routine, reflects standard equity compensation for a board member, and does not indicate any change in the company’s fundamentals or strategic outlook.

Dime Community Bancshares, Inc. (DCOMP) – Transazione interna Form 4/A

Il direttore Paul M. Aguggia ha presentato un Form 4 modificato per segnalare una variazione nella sua proprietà effettiva delle azioni ordinarie della società. Il 02/01/2025 ha acquisito 2.061 azioni vincolate a un prezzo di 0,00 $ nell'ambito di un premio azionario basato su compensi, che maturerà completamente dopo un anno dalla data di concessione. La modifica corregge il numero di azioni originariamente riportato. Dopo la transazione, la partecipazione diretta del direttore ammonta a 12.893 azioni ordinarie. Non sono stati segnalati titoli derivati né vendite in questa modifica.

La comunicazione è di routine, riflette una compensazione azionaria standard per un membro del consiglio e non indica alcun cambiamento nei fondamentali o nella strategia della società.

Dime Community Bancshares, Inc. (DCOMP) – Transacción interna Formulario 4/A

El director Paul M. Aguggia presentó un Formulario 4 enmendado reportando un cambio en su propiedad beneficiaria de las acciones ordinarias de la empresa. El 02/01/2025 adquirió 2,061 acciones restringidas a un precio de $0.00 bajo una compensación basada en acciones que se consolidará completamente un año después de la fecha de concesión. La enmienda corrige la cantidad de acciones reportada originalmente. Tras la transacción, las tenencias directas del director son de 12,893 acciones ordinarias. No se reportaron valores derivados ni ventas en esta enmienda.

La presentación es rutinaria, refleja una compensación accionaria estándar para un miembro del consejo y no indica ningún cambio en los fundamentos o en la perspectiva estratégica de la empresa.

Dime Community Bancshares, Inc. (DCOMP) – Form 4/A 내부자 거래 보고

이사 Paul M. Aguggia는 회사 보통주에 대한 실질 소유권 변동을 보고하는 수정된 Form 4를 제출했습니다. 2025년 1월 2일, 그는 주식 기반 보상으로 0.00달러에 2,061주의 제한 주식을 취득했으며, 이는 부여일로부터 1년 후에 완전히 취득됩니다. 이 수정은 원래 보고된 주식 수를 정정한 것입니다. 거래 후 이사의 직접 보유 주식은 12,893주입니다. 파생 증권은 보고되지 않았으며, 이번 수정에서는 매도도 없었습니다.

이번 제출은 일상적인 절차로, 이사회 구성원에 대한 표준 주식 보상을 반영하며 회사의 기본 사항이나 전략적 전망에 변화를 의미하지 않습니다.

Dime Community Bancshares, Inc. (DCOMP) – Transaction d’initié Formulaire 4/A

Le directeur Paul M. Aguggia a déposé un formulaire 4 modifié signalant un changement dans sa propriété bénéficiaire des actions ordinaires de la société. Le 02/01/2025, il a acquis 2 061 actions restreintes au prix de 0,00 $ dans le cadre d’une rémunération en actions qui sera entièrement acquise un an après la date d’attribution. L’amendement corrige le nombre d’actions initialement déclaré. Suite à cette transaction, la détention directe du directeur s’élève à 12 893 actions ordinaires. Aucun titre dérivé n’a été déclaré et aucune vente n’a eu lieu dans cet amendement.

Le dépôt est de routine, reflète une rémunération en actions standard pour un membre du conseil d’administration et n’indique aucun changement dans les fondamentaux ou les perspectives stratégiques de l’entreprise.

Dime Community Bancshares, Inc. (DCOMP) – Insider-Transaktion Form 4/A

Direktor Paul M. Aguggia reichte ein berichtigtes Form 4 ein, das eine Änderung seines wirtschaftlichen Eigentums an den Stammaktien des Unternehmens meldet. Am 02.01.2025 erwarb er 2.061 eingeschränkte Aktien zu einem Preis von 0,00 $ im Rahmen einer aktienbasierten Vergütung, die ein Jahr nach dem Gewährungsdatum vollständig freigegeben wird. Die Berichtigung korrigiert die ursprünglich gemeldete Aktienanzahl. Nach der Transaktion hält der Direktor direkt 12.893 Stammaktien. Es wurden keine derivativen Wertpapiere gemeldet und keine Verkäufe in dieser Berichtigung getätigt.

Die Meldung ist routinemäßig, spiegelt eine standardmäßige Aktienvergütung für ein Vorstandsmitglied wider und deutet nicht auf eine Veränderung der Unternehmensgrundlagen oder der strategischen Aussichten hin.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine restricted-stock grant; minor increase in director ownership, immaterial to valuation.

The amended Form 4 simply corrects the amount of restricted stock awarded to Director Aguggia. A zero-cost award of 2,061 shares increases his direct stake to 12,893 shares, signaling continued board-level alignment but representing an immaterial fraction of Dime Community Bancshares’ total float. No open-market buying or selling occurred, and no derivative positions were involved. As this is standard board compensation with a one-year vest, it neither alters cash flows nor affects capital structure. I classify the disclosure as neutral for investors.

TL;DR: Corrected filing improves transparency; governance impact minimal.

The amendment rectifies a prior reporting error, underscoring the board’s compliance with Section 16 requirements. The restricted-stock award aligns director incentives with shareholder interests through equity exposure, yet its modest size limits influence over governance outcomes. No red flags emerge regarding Rule 10b5-1 or insider trading. Overall governance implications are ordinary; the action maintains, rather than changes, best-practice disclosure standards.

Dime Community Bancshares, Inc. (DCOMP) – Transazione interna Form 4/A

Il direttore Paul M. Aguggia ha presentato un Form 4 modificato per segnalare una variazione nella sua proprietà effettiva delle azioni ordinarie della società. Il 02/01/2025 ha acquisito 2.061 azioni vincolate a un prezzo di 0,00 $ nell'ambito di un premio azionario basato su compensi, che maturerà completamente dopo un anno dalla data di concessione. La modifica corregge il numero di azioni originariamente riportato. Dopo la transazione, la partecipazione diretta del direttore ammonta a 12.893 azioni ordinarie. Non sono stati segnalati titoli derivati né vendite in questa modifica.

La comunicazione è di routine, riflette una compensazione azionaria standard per un membro del consiglio e non indica alcun cambiamento nei fondamentali o nella strategia della società.

Dime Community Bancshares, Inc. (DCOMP) – Transacción interna Formulario 4/A

El director Paul M. Aguggia presentó un Formulario 4 enmendado reportando un cambio en su propiedad beneficiaria de las acciones ordinarias de la empresa. El 02/01/2025 adquirió 2,061 acciones restringidas a un precio de $0.00 bajo una compensación basada en acciones que se consolidará completamente un año después de la fecha de concesión. La enmienda corrige la cantidad de acciones reportada originalmente. Tras la transacción, las tenencias directas del director son de 12,893 acciones ordinarias. No se reportaron valores derivados ni ventas en esta enmienda.

La presentación es rutinaria, refleja una compensación accionaria estándar para un miembro del consejo y no indica ningún cambio en los fundamentos o en la perspectiva estratégica de la empresa.

Dime Community Bancshares, Inc. (DCOMP) – Form 4/A 내부자 거래 보고

이사 Paul M. Aguggia는 회사 보통주에 대한 실질 소유권 변동을 보고하는 수정된 Form 4를 제출했습니다. 2025년 1월 2일, 그는 주식 기반 보상으로 0.00달러에 2,061주의 제한 주식을 취득했으며, 이는 부여일로부터 1년 후에 완전히 취득됩니다. 이 수정은 원래 보고된 주식 수를 정정한 것입니다. 거래 후 이사의 직접 보유 주식은 12,893주입니다. 파생 증권은 보고되지 않았으며, 이번 수정에서는 매도도 없었습니다.

이번 제출은 일상적인 절차로, 이사회 구성원에 대한 표준 주식 보상을 반영하며 회사의 기본 사항이나 전략적 전망에 변화를 의미하지 않습니다.

Dime Community Bancshares, Inc. (DCOMP) – Transaction d’initié Formulaire 4/A

Le directeur Paul M. Aguggia a déposé un formulaire 4 modifié signalant un changement dans sa propriété bénéficiaire des actions ordinaires de la société. Le 02/01/2025, il a acquis 2 061 actions restreintes au prix de 0,00 $ dans le cadre d’une rémunération en actions qui sera entièrement acquise un an après la date d’attribution. L’amendement corrige le nombre d’actions initialement déclaré. Suite à cette transaction, la détention directe du directeur s’élève à 12 893 actions ordinaires. Aucun titre dérivé n’a été déclaré et aucune vente n’a eu lieu dans cet amendement.

Le dépôt est de routine, reflète une rémunération en actions standard pour un membre du conseil d’administration et n’indique aucun changement dans les fondamentaux ou les perspectives stratégiques de l’entreprise.

Dime Community Bancshares, Inc. (DCOMP) – Insider-Transaktion Form 4/A

Direktor Paul M. Aguggia reichte ein berichtigtes Form 4 ein, das eine Änderung seines wirtschaftlichen Eigentums an den Stammaktien des Unternehmens meldet. Am 02.01.2025 erwarb er 2.061 eingeschränkte Aktien zu einem Preis von 0,00 $ im Rahmen einer aktienbasierten Vergütung, die ein Jahr nach dem Gewährungsdatum vollständig freigegeben wird. Die Berichtigung korrigiert die ursprünglich gemeldete Aktienanzahl. Nach der Transaktion hält der Direktor direkt 12.893 Stammaktien. Es wurden keine derivativen Wertpapiere gemeldet und keine Verkäufe in dieser Berichtigung getätigt.

Die Meldung ist routinemäßig, spiegelt eine standardmäßige Aktienvergütung für ein Vorstandsmitglied wider und deutet nicht auf eine Veränderung der Unternehmensgrundlagen oder der strategischen Aussichten hin.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Klein Dale E.

(Last) (First) (Middle)
30 IVAN ALLEN JR. BLVD., NW

(Street)
ATLANTA GA 30308

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOUTHERN CO [ SO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Southern Company Common Stock Holding 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Stock Units Holding(1) $0 07/01/2025 A 460.455 (1) (1) Southern Company Common Stock 460.455 $92.3 54,571.7245 D
Explanation of Responses:
1. Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.
/s/ J. Patrick Becker, Attorney-in-Fact for Dale E. Klein 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Southern

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