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[8-K] Ascent Industries Co. Reports Material Event

Filing Impact
(Neutral)
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(Neutral)
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8-K
Rhea-AI Filing Summary

Unity Software Inc. (Ticker: U) – Form 144 filing discloses a proposed insider sale of 24,014 common shares through broker Charles Schwab. At the stated aggregate market value of $573,663, the shares represent roughly 0.006% of the 415.7 million shares outstanding. The seller acquired the shares via a cashless stock-option exercise on 06/30/2025 and intends to sell them on or about the same date on the NYSE. No prior sales were reported in the past three months. By signing the notice, the seller certifies the absence of undisclosed material information and compliance with Rule 144 requirements.

Unity Software Inc. (Ticker: U) – Presentazione del Modulo 144 rivela una proposta di vendita da parte di un insider di 24.014 azioni ordinarie tramite il broker Charles Schwab. Al valore di mercato aggregato dichiarato di 573.663 $, le azioni rappresentano circa lo 0,006% delle 415,7 milioni di azioni in circolazione. Il venditore ha acquisito le azioni tramite un esercizio di opzioni azionarie senza esborso di denaro il 30/06/2025 e intende venderle in data o intorno allo stesso giorno alla NYSE. Non sono state segnalate vendite precedenti negli ultimi tre mesi. Firmando l’avviso, il venditore certifica l’assenza di informazioni materiali non divulgate e la conformità ai requisiti della Regola 144.

Unity Software Inc. (Símbolo: U) – Presentación del Formulario 144 revela una propuesta de venta por parte de un insider de 24,014 acciones ordinarias a través del corredor Charles Schwab. Al valor de mercado agregado declarado de $573,663, las acciones representan aproximadamente el 0.006% de las 415.7 millones de acciones en circulación. El vendedor adquirió las acciones mediante un ejercicio de opciones sobre acciones sin desembolso en efectivo el 30/06/2025 y tiene la intención de venderlas en o alrededor de la misma fecha en la NYSE. No se reportaron ventas previas en los últimos tres meses. Al firmar el aviso, el vendedor certifica la ausencia de información material no divulgada y el cumplimiento con los requisitos de la Regla 144.

Unity Software Inc. (티커: U) – Form 144 제출은 내부자가 중개인 Charles Schwab을 통해 24,014주 일반 주식을 매도할 예정임을 공개합니다. 명시된 총 시장 가치는 $573,663이며, 이는 발행 주식 4억 1,570만 주의 약 0.006%에 해당합니다. 판매자는 2025년 6월 30일에 현금 지불 없는 주식 옵션 행사를 통해 주식을 취득했으며, 같은 날짜 전후로 NYSE에서 매도할 계획입니다. 지난 3개월간 이전 판매는 보고되지 않았습니다. 통지서에 서명함으로써 판매자는 미공개 중요 정보가 없으며 규칙 144 요건을 준수함을 인증합니다.

Unity Software Inc. (Symbole : U) – Dépôt du formulaire 144 révèle une proposition de vente par un initié de 24 014 actions ordinaires via le courtier Charles Schwab. À la valeur marchande agrégée déclarée de 573 663 $, ces actions représentent environ 0,006 % des 415,7 millions d’actions en circulation. Le vendeur a acquis les actions par un exercice d’options d’achat d’actions sans décaissement le 30/06/2025 et prévoit de les vendre à cette date ou aux alentours à la NYSE. Aucune vente antérieure n’a été signalée au cours des trois derniers mois. En signant l’avis, le vendeur certifie l’absence d’informations matérielles non divulguées et le respect des exigences de la règle 144.

Unity Software Inc. (Ticker: U) – Form 144 Einreichung gibt einen geplanten Insider-Verkauf von 24.014 Stammaktien über den Broker Charles Schwab bekannt. Zum angegebenen aggregierten Marktwert von 573.663 $ entsprechen die Aktien etwa 0,006 % der 415,7 Millionen ausstehenden Aktien. Der Verkäufer erwarb die Aktien durch eine barlose Ausübung von Aktienoptionen am 30.06.2025 und beabsichtigt, diese am oder um dasselbe Datum an der NYSE zu verkaufen. In den letzten drei Monaten wurden keine vorherigen Verkäufe gemeldet. Mit der Unterzeichnung der Mitteilung bestätigt der Verkäufer das Fehlen nicht offengelegter wesentlicher Informationen und die Einhaltung der Anforderungen der Regel 144.

Positive
  • None.
Negative
  • None.

Insights

TL;DR Small Rule 144 sale—24k shares, <0.01% of float—poses negligible dilution or sentiment risk.

The filing signals a routine liquidity event by an insider who just exercised options. The dollar amount is modest relative to Unity’s multi-billion-dollar market cap, and the shares have already been included in the share count. Because no pattern of large or repeated sales is indicated, the transaction is unlikely to influence trading volumes or investor perception materially.

TL;DR Governance impact minimal; filing shows procedural compliance with Rule 144.

The insider followed proper disclosure protocols, including representations about the absence of undisclosed adverse information and adherence to Rule 10b5-1 safeguards. Such transparency supports governance best practices. Given the small scale and one-time nature of the sale, I see no red flags regarding insider confidence or information asymmetry.

Unity Software Inc. (Ticker: U) – Presentazione del Modulo 144 rivela una proposta di vendita da parte di un insider di 24.014 azioni ordinarie tramite il broker Charles Schwab. Al valore di mercato aggregato dichiarato di 573.663 $, le azioni rappresentano circa lo 0,006% delle 415,7 milioni di azioni in circolazione. Il venditore ha acquisito le azioni tramite un esercizio di opzioni azionarie senza esborso di denaro il 30/06/2025 e intende venderle in data o intorno allo stesso giorno alla NYSE. Non sono state segnalate vendite precedenti negli ultimi tre mesi. Firmando l’avviso, il venditore certifica l’assenza di informazioni materiali non divulgate e la conformità ai requisiti della Regola 144.

Unity Software Inc. (Símbolo: U) – Presentación del Formulario 144 revela una propuesta de venta por parte de un insider de 24,014 acciones ordinarias a través del corredor Charles Schwab. Al valor de mercado agregado declarado de $573,663, las acciones representan aproximadamente el 0.006% de las 415.7 millones de acciones en circulación. El vendedor adquirió las acciones mediante un ejercicio de opciones sobre acciones sin desembolso en efectivo el 30/06/2025 y tiene la intención de venderlas en o alrededor de la misma fecha en la NYSE. No se reportaron ventas previas en los últimos tres meses. Al firmar el aviso, el vendedor certifica la ausencia de información material no divulgada y el cumplimiento con los requisitos de la Regla 144.

Unity Software Inc. (티커: U) – Form 144 제출은 내부자가 중개인 Charles Schwab을 통해 24,014주 일반 주식을 매도할 예정임을 공개합니다. 명시된 총 시장 가치는 $573,663이며, 이는 발행 주식 4억 1,570만 주의 약 0.006%에 해당합니다. 판매자는 2025년 6월 30일에 현금 지불 없는 주식 옵션 행사를 통해 주식을 취득했으며, 같은 날짜 전후로 NYSE에서 매도할 계획입니다. 지난 3개월간 이전 판매는 보고되지 않았습니다. 통지서에 서명함으로써 판매자는 미공개 중요 정보가 없으며 규칙 144 요건을 준수함을 인증합니다.

Unity Software Inc. (Symbole : U) – Dépôt du formulaire 144 révèle une proposition de vente par un initié de 24 014 actions ordinaires via le courtier Charles Schwab. À la valeur marchande agrégée déclarée de 573 663 $, ces actions représentent environ 0,006 % des 415,7 millions d’actions en circulation. Le vendeur a acquis les actions par un exercice d’options d’achat d’actions sans décaissement le 30/06/2025 et prévoit de les vendre à cette date ou aux alentours à la NYSE. Aucune vente antérieure n’a été signalée au cours des trois derniers mois. En signant l’avis, le vendeur certifie l’absence d’informations matérielles non divulguées et le respect des exigences de la règle 144.

Unity Software Inc. (Ticker: U) – Form 144 Einreichung gibt einen geplanten Insider-Verkauf von 24.014 Stammaktien über den Broker Charles Schwab bekannt. Zum angegebenen aggregierten Marktwert von 573.663 $ entsprechen die Aktien etwa 0,006 % der 415,7 Millionen ausstehenden Aktien. Der Verkäufer erwarb die Aktien durch eine barlose Ausübung von Aktienoptionen am 30.06.2025 und beabsichtigt, diese am oder um dasselbe Datum an der NYSE zu verkaufen. In den letzten drei Monaten wurden keine vorherigen Verkäufe gemeldet. Mit der Unterzeichnung der Mitteilung bestätigt der Verkäufer das Fehlen nicht offengelegter wesentlicher Informationen und die Einhaltung der Anforderungen der Regel 144.

0000095953false00000959532025-06-302025-06-30

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549

FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): June 30, 2025

Ascent Logo.jpg

Ascent Industries Co.
(Exact name of registrant as specified in its charter)
Delaware0-1968757-0426694
(State or other jurisdiction of incorporation or organization)(Commission File Number)(I.R.S. Employer Identification No.)
20 N. Martingale Rd,Suite 430,
Schaumburg,Illinois60173
(Address of principal executive offices)(Zip Code)
(630)884-9181
(Registrant's telephone number, including area code)
Inapplicable
(Former name or former address if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of exchange on which registered
Common Stock, par value $1.00 per shareACNTNASDAQ Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨



Item 7.01    Regulation FD Disclosure.

On June 30, 2025, Ascent Industries Co. (the “Company”) issued a press release announcing its inclusion in the Russell 2000® and Russell 3000® Indexes, according to a list of additions posted by FTSE Russell. The reconstituted indexes will begin trading on Monday, June 30, 2025. The press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference. The information contained in any website is not a part of this Current Report on Form 8-K.

In accordance with General Instruction B.2 of Form 8-K, the information included in this Item 7.01, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The information set forth under this Item 7.01 shall not be deemed an admission as to the materiality of any information in this Current Report on Form 8-K that is required to be disclosed solely to satisfy the requirements of Regulation FD.

Item 9.01    Financial Statements and Exhibits.

(d) Exhibits
Exhibit NumberDescription
99.1
Press Release dated June 30, 2025
104Cover Page Interactive Data File (embedded within the Inline XBRL document)



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on behalf by the undersigned hereunto duly authorized.

ASCENT INDUSTRIES CO.
Dated: June 30, 2025By: /s/ Ryan Kavalauskas
Ryan Kavalauskas
Chief Financial Officer



Ascent Industries Co.

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