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Financial Advisor Garth Allan joins UBS in Newport Beach
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Rhea-AI Sentiment
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Rhea-AI Summary
UBS Wealth Management USA has welcomed Financial Advisor Garth Allan and Senior Registered Client Service Associate Catherine Rusk to its Newport Beach office. Garth Allan, with over 15 years in the financial industry, specializes in personalized investment planning for high net worth clients. Previously at Wells Fargo, he holds designations including AAMS and RMA. Catherine, with a decade of experience working alongside Garth, is committed to exceptional customer service. Both aim to enhance UBS's offerings, reflecting the firm's dedication to quality financial advice.
Positive
Garth Allan and Catherine Rusk bring extensive experience to UBS, enhancing the firm's service capabilities.
Garth's focus on personalized investment planning aligns with UBS's strategy for high net worth clients.
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None.
NEWPORT BEACH, Calif.--(BUSINESS WIRE)--
UBS Wealth Management USA today announced that Financial Advisor and Managing Director Garth Allan has joined the firm in Newport Beach, California. Garth is also joined by Senior Registered Client Service Associate Catherine Rusk.
“Garth and Catherine are a great addition to our team, and we're thrilled to welcome them to the office here in Newport,” said Justin Frame, Southern California Market Head and Newport Beach Branch Manager at UBS Wealth Management USA. “With their experience, integrity and collaborative philosophies, we are confident they will help bring to bear the full breadth of UBS’s global offering to clients.”
In his practice, Garth Allan, AAMS®, RMA® focuses on delivering personalized investment planning and comprehensive wealth management advice to high net worth and ultra-high net worth clients. He has adopted a team approach in providing investment education to business owners and their families, focusing on retirement planning and rising income strategies as well as estate planning strategies and wealth transfer considerations.
Garth joins UBS from Wells Fargo where he served as a Financial Advisor in Orange County for more than 11 years. Previously, he was a financial advisor with Edward Jones for four years. In 2010, he earned the Accredited Asset Management Specialist designation (AAMS) from the College of Financial Planning and recently earned the designation of Retirement Management Advisor (RMA) from the Investments and Wealth Institute. Currently, Garth is enrolled in the Certified Private Wealth Advisor (CPWA) designation program with Yale School of Management. A native of British Columbia, he studied economics and marketing at Vancouver Island University.
Catherine Rusk has worked with Garth Allan for 10 years, in a career spanning more than 20 years in the financial industry. As a Senior Registered Client Service Associate, she has a deep knowledge and commitment to customer service, assisting clients with a wide variety of needs and the highest level of personal service and integrity with a goal to exceed client expectations.
A Pasadena native, Catherine currently resides in Orange County. Away from the office, she has a passion for painting, bike riding, and her dogs, but mostly she enjoys spending quality time with her three daughters and three grandchildren.
Notes to Editors
About UBS
UBS convenes the global ecosystem for investing, where people and ideas are connected and opportunities brought to life, and provides financial advice and solutions to wealthy, institutional and corporate clients worldwide, as well as to private clients in Switzerland. UBS offers investment solutions, products and impactful thought leadership, is the leading global wealth manager, provides large-scale and diversified asset management, focused investment banking capabilities, and personal and corporate banking services in Switzerland. The firm focuses on businesses that have a strong competitive position in their target markets, are capital efficient and have an attractive long-term structural growth or profitability outlook.
UBS is present in all major financial centers worldwide. It has offices in more than 50 regions and locations, with about 30% of its employees working in the Americas, 29% in Switzerland, 20% in the rest of Europe, the Middle East and Africa and 21% in Asia Pacific. UBS Group AG employs more than 72,000 people around the world. Its shares are listed on the SIX Swiss Exchange and the New York Stock Exchange (NYSE).
What recent personnel changes occurred at UBS as of December 2022?
UBS Wealth Management USA announced the addition of Garth Allan and Catherine Rusk to its Newport Beach office.
What expertise does Garth Allan bring to UBS?
Garth Allan specializes in personalized investment planning and wealth management for high net worth clients, with over 15 years of industry experience.
Who is the Southern California Market Head at UBS?
Justin Frame is the Southern California Market Head and Newport Beach Branch Manager at UBS.
What designations does Garth Allan hold?
Garth Allan holds the Accredited Asset Management Specialist (AAMS) and Retirement Management Advisor (RMA) designations.
How long did Garth Allan work at Wells Fargo?
Garth Allan served as a Financial Advisor at Wells Fargo for over 11 years.
