B. Riley Financial Regains Compliance with Nasdaq Listing Rule 5250 (c)(1)
B. Riley Financial (NASDAQ: RILY) has successfully regained compliance with Nasdaq Listing Rule 5250(c)(1) following the filing of its Third Quarter 10-Q. The company received confirmation from The Nasdaq Stock Market on February 24, 2025, verifying its return to compliance status. This listing rule specifically mandates that listed companies must file all required periodic reports with the Securities and Exchange Commission in a timely manner.
B. Riley Financial (NASDAQ: RILY) ha ripristinato con successo la conformità alla Regola di quotazione 5250(c)(1) del Nasdaq dopo la presentazione del suo 10-Q del terzo trimestre. L'azienda ha ricevuto conferma dal Nasdaq Stock Market il 24 febbraio 2025, verificando il suo ritorno allo stato di conformità. Questa regola di quotazione richiede specificamente che le aziende quotate presentino tutti i rapporti periodici richiesti alla Securities and Exchange Commission in modo tempestivo.
B. Riley Financial (NASDAQ: RILY) ha recuperado con éxito el cumplimiento de la Regla de Cotización 5250(c)(1) de Nasdaq tras la presentación de su 10-Q del tercer trimestre. La empresa recibió confirmación del Nasdaq Stock Market el 24 de febrero de 2025, verificando su regreso al estado de cumplimiento. Esta regla de cotización exige específicamente que las empresas listadas presenten todos los informes periódicos requeridos a la Comisión de Valores y Bolsa de manera oportuna.
B. Riley Financial (NASDAQ: RILY)는 3분기 10-Q를 제출한 후 Nasdaq 상장 규정 5250(c)(1) 준수를 성공적으로 회복했습니다. 이 회사는 2025년 2월 24일 Nasdaq 증권 시장으로부터 준수 상태로의 복귀를 확인받았습니다. 이 상장 규정은 상장 기업이 필수적인 모든 정기 보고서를 증권 거래 위원회에 적시에 제출해야 한다고 명시하고 있습니다.
B. Riley Financial (NASDAQ: RILY) a réussi à retrouver sa conformité avec la règle de cotation 5250(c)(1) du Nasdaq suite au dépôt de son 10-Q du troisième trimestre. L'entreprise a reçu une confirmation du Nasdaq Stock Market le 24 février 2025, vérifiant son retour à un statut de conformité. Cette règle de cotation exige spécifiquement que les entreprises cotées déposent tous les rapports périodiques requis auprès de la Securities and Exchange Commission en temps voulu.
B. Riley Financial (NASDAQ: RILY) hat erfolgreich die Einhaltung der Nasdaq-Listing-Regel 5250(c)(1) wiederhergestellt, nachdem der 10-Q-Bericht für das dritte Quartal eingereicht wurde. Das Unternehmen erhielt am 24. Februar 2025 eine Bestätigung von der Nasdaq Stock Market, die die Rückkehr zum Compliance-Status bestätigte. Diese Listing-Regel verlangt speziell, dass gelistete Unternehmen alle erforderlichen regelmäßigen Berichte rechtzeitig bei der Securities and Exchange Commission einreichen.
- Regained Nasdaq listing compliance, eliminating delisting risk
- Previous non-compliance with SEC filing requirements
Insights
B. Riley Financial has cleared a critical regulatory hurdle by regaining compliance with Nasdaq's listing requirements following the belated filing of its Third Quarter 10-Q. This development removes the immediate threat of delisting that had been looming over the company.
The compliance resolution comes at a critical juncture for B. Riley, whose stock has experienced a catastrophic decline, now trading at just
While regaining compliance eliminates one existential threat, investors should recognize this as merely meeting minimum standards rather than signaling a comprehensive recovery. The delayed filing itself raises serious questions about internal controls and financial reporting processes. The fact that a Q3 2024 report wasn't filed until February 2025 suggests potential material issues that required extensive review or restatement.
This development should be viewed as a necessary but insufficient step toward rebuilding credibility. Key questions remain unanswered: What specifically caused the delayed filing? Are there ongoing SEC investigations? Has the company addressed the underlying issues that led to the compliance problem?
For investors, the next critical indicators will be the timely filing of the FY2024 annual report and evidence that the company has implemented robust financial controls to prevent similar issues. While avoiding delisting provides breathing room, B. Riley still faces the substantial challenge of demonstrating sustainable business performance and restoring severely damaged investor trust.
The Company received notice from The Nasdaq Stock Market on February 24, 2025 indicating that it has regained compliance with the Listing Rule, which requires listed companies to timely file all required periodic reports with the Securities and Exchange Commission.
About B. Riley Financial
B. Riley Financial is a diversified financial services company that delivers tailored solutions to meet the strategic, operational, and capital needs of its clients and partners. B. Riley leverages cross-platform expertise to provide clients with full service, collaborative solutions at every stage of the business life cycle. Through its subsidiaries and affiliated entities, B. Riley provides end-to-end financial services across investment banking, institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, operations management, risk and compliance, due diligence, forensic accounting, litigation support, appraisal and valuation, auction, and liquidation services. B. Riley opportunistically invests to benefit its shareholders, and certain affiliates originate and underwrite senior secured loans for asset-rich companies. B. Riley refers to B. Riley Financial, Inc. and/or one or more of its subsidiaries or affiliated companies. For more information, please visit www.brileyfin.com.
Contacts
Investors
ir@brileyfin.com
Media
press@brileyfin.com
View original content:https://www.prnewswire.com/news-releases/b-riley-financial-regains-compliance-with-nasdaq-listing-rule-5250-c1-302386612.html
SOURCE B. Riley Financial
FAQ
What does B. Riley Financial's Nasdaq compliance status mean for RILY stock?
When did RILY regain Nasdaq compliance in 2025?
What Nasdaq rule did B. Riley Financial (RILY) comply with?
Which regulatory filing helped RILY regain Nasdaq compliance?
