[Form 3] Veritex Holdings, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

On July 11, 2025, Veritex Holdings, Inc. (VBTX) filed a Form 3 that establishes the initial insider ownership of its recently appointed Chief Financial Officer, William Lewis Holford. As of the event date (July 1, 2025) Holford directly owns 8,207 shares of common stock. In addition, he holds 6,288 restricted stock units (RSUs) granted in 2023-2025 that vest annually through February 1, 2028. The filing also lists an employee stock option covering 961 shares at an exercise price of $21.38, exercisable immediately and expiring on January 1, 2029. This report does not involve any new purchase or sale but formally registers Holford as a Section 16 insider and provides a baseline for future ownership changes.

Insights

Financial Analyst

TL;DR: Routine Form 3; establishes CFO’s 8,207-share stake plus RSUs and options—minimal immediate market impact.

The filing is an administrative disclosure required when an individual becomes a Section 16 officer. Holford’s current direct stake is modest relative to Veritex’s ~54 million shares outstanding, but the mix of RSUs and options signals equity-based incentive alignment. Because no transaction occurred, there is no direct valuation effect. Investors may view insider equity exposure positively, yet the small size limits signaling power. Overall, the document is informative but not materially impactful for valuation or liquidity.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Holford William Lewis

(Last) (First) (Middle)

8214 WESTCHESTER DRIVE, SUITE 800

(Street)

DALLAS TX 75225

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2025

3. Issuer Name and Ticker or Trading Symbol
Veritex Holdings, Inc. [ VBTX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	8,207	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	576	$0(2)	D
Restricted Stock Units	(3)	(3)	Common Stock	2,278	$0(2)	D
Restricted Stock Units	(4)	(4)	Common Stock	3,434	$0(2)	D
Employee Stock Option (right to buy)	(5)	01/01/2029	Common Stock	961	$21.38	D

Explanation of Responses:

1. The restricted stock units were granted February 1, 2023 and were subject to straight-line vesting over three years with the remaining shares to vest on February 1, 2026.

2. Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.

3. The restricted stock units were granted February 1, 2024 and were subject to straight-line vesting over three years with the remaining shares to vest on February 1, 2026 and February 1, 2027.

4. The restricted stock units were granted February 1, 2025 and are subject to straight-line vesting over three years with the shares to vest on February 1, 2026, February 1, 2027 and February 1, 2028.

5. Options to purchase Company shares are currently exercisable and can be exercised at any time until the expiration date.

Remarks:

	/s/ C. Malcolm Holland, III, by power of attorney	07/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Veritex (VBTX) shares does CFO William Lewis Holford currently own?

He directly owns 8,207 shares of VBTX common stock.

What derivative securities are reported in the Form 3?

Holford holds 6,288 RSUs and an option for 961 shares at $21.38 expiring 01/01/2029.

When do the restricted stock units (RSUs) vest?

Grants from 2023-2025 vest on Feb 1, 2026-2028 following straight-line three-year schedules.

What is the exercise price of Holford’s stock option?

The option allows purchase of shares at $21.38 and is currently exercisable.

Why was this Form 3 filed for VBTX?

Under Section 16, a newly appointed officer (CFO) must file a Form 3 to disclose initial beneficial ownership.

What is the event date referenced in the filing?

The event triggering the filing occurred on July 1, 2025.