[Form 4] Oak Valley Bancorp Insider Trading Activity

Rhea-AI Filing Summary

Oak Valley Bancorp (OVLY) – Form 4 insider transaction

Director Don Barton disclosed the sale of 375 shares of Oak Valley Bancorp common stock on 14 July 2025 under a Rule 10b5-1 pre-arranged trading plan. The shares were sold at a weighted-average price of $28.6282 within a price range of $28.46-$28.82, generating proceeds of roughly $10.7 thousand. After the sale, Barton retains beneficial ownership of 33,350 shares held directly.

The transaction reduces the director’s direct stake by about 1 percent and involves no derivative securities. No other insiders are listed in the filing, and there are no indications of unusual trading patterns or material ownership shifts. Given the modest size of the sale and its execution under a 10b5-1 plan, the event appears routine and is unlikely to have a meaningful impact on Oak Valley Bancorp’s valuation or trading dynamics.

Insights

Securities Analyst

TL;DR: Small, pre-planned insider sale; immaterial impact expected.

The director sold 375 shares (≈1 % of his holdings) for about $10.7 k, leaving 33,350 shares. Conducted under a 10b5-1 plan, the trade looks like routine diversification. With roughly 8 million OVLY shares outstanding, the sale is negligible and should not influence liquidity, earnings metrics, or market sentiment.

Corporate Governance Expert

TL;DR: Governance-compliant trade, no red flags detected.

Execution through an established 10b5-1 plan and timely Form 4 filing align with best-practice disclosure standards. The small size and absence of derivative positions suggest low risk of opportunistic trading. This single transaction does not alter the board’s governance profile or raise compliance concerns.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Barton Don

(Last) (First) (Middle)

125 NORTH THIRD AVENUE

(Street)

OAKDALE CA 95361

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Oak Valley Bancorp [ OVLY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/14/2025(1)		S		375	D	$28.6282(2)	33,350	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Transactions executed in accordance with 10b5-1 sales plan

2. The reported price isa weighted average price. These shareswere sold in multiple transactionsat pricesranging from $28.46-$28.82. The reporting person will provide full information regarding the number of shares sold at each price upon request.

	/s/ Don Barton	07/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Oak Valley Bancorp (OVLY) shares did Director Don Barton sell?

The Form 4 shows a sale of 375 common shares.

What was the average selling price for the OVLY shares?

Shares were sold at a weighted-average price of $28.6282, with trades ranging from $28.46 to $28.82.

When did the insider sale take place?

The transaction date was July 14, 2025.

How many OVLY shares does Don Barton own after the sale?

Following the sale, Barton beneficially owns 33,350 shares.

Was the transaction executed under a 10b5-1 trading plan?

Yes. The filing states the sale was made in accordance with a Rule 10b5-1 plan.

Does the Form 4 report any derivative security activity?

No. The Derivative Securities table is empty, indicating no options or other derivatives were traded.