Amazon Com SEC Filings

SM Energy Company (SM) filed a Form 4 reporting that Senior Vice President – Texas Blake Douglas McKenna received 12,481 restricted stock units (RSUs) on 25 Jul 2025. Each RSU entitles the holder to one share of common stock.

The award carries no exercise price and vests in three equal annual installments beginning 1 Jul 2026. Upon this grant, McKenna holds 12,481 derivative securities directly; no open-market purchases or sales of SM common shares were disclosed.

This appears to be routine equity compensation rather than an active investment decision. While it modestly aligns executive and shareholder interests, the transaction is unlikely to affect near-term valuation or trading dynamics.

Sun Communities (NYSE: SUI) filed an 8-K announcing a leadership transition.

• Charles D. Young, former President of Invitation Homes, will become Chief Executive Officer and join the Board on 1 Oct 2025, enlarging the Board to ten members.
• Young’s 5-year employment agreement sets a $900k base salary and a target annual cash bonus equal to 200 % of salary (2025 bonus guaranteed at target, prorated).
• On the start date he will receive equity and cash inducements designed to replace forfeited Invitation Homes awards: $3.55 m performance-based RS, $1 m fully-vested stock, $4 m time-vested RS, a $750k cash bonus and $300k relocation benefits. A 2026 equity award worth $6 m is also committed.
• Severance for termination without cause or resignation for good reason equals 2× salary plus target bonus and accelerated vesting; change-in-control multiple is 2.99×.
• Gary A. Shiffman will retire as CEO when Young starts and remain Non-Executive Chairman through the 2026 AGM.

No disagreements or related-party transactions were reported. Exhibit 99.1 contains the related press release.

CyberArk Software Ltd. (CYBR) has filed a Form 144 indicating a planned sale of 363 common shares acquired through restricted stock units on 15 Jan 2025. The anticipated transaction, to be executed through Morgan Stanley Smith Barney on the NASDAQ around 15 Jul 2025, carries an aggregate market value of US$136,861.89. With 49,426,711 shares outstanding, the proposed sale represents less than 0.001% of total shares, suggesting an immaterial effect on the public float. No other sales by the filer were reported in the past three months, and the filing contains the required representation that the seller is not aware of undisclosed material adverse information.

On 10 July 2025 Gevo, Inc. (Nasdaq: GEVO) filed a Form 8-K reporting that the Iowa Finance Authority issued $40.0 million Solid Waste Facility Refunding Revenue Bonds (Series 2025A) for the benefit of its wholly owned subsidiary Gevo NW Iowa RNG, LLC.

Use of proceeds. The new bonds will (i) refund a portion of the $68.155 million Series 2021 green bonds that financed the dairy-based renewable natural-gas project in Iowa, (ii) pay issuance costs and (iii) fund required reserve accounts.

Key bond terms.

• $13.835 million 2030 term bonds – 8.125 % coupon, due 1 July 2030.
• $26.165 million 2036 term bonds – 8.500 % coupon, due 1 July 2036.
• Semi-annual interest payments on 1 January and 1 July, commencing 1 January 2026.

Security package. Obligations are secured by a mortgage on project sites, an equity pledge, assignment of key agreements, and liens on substantially all tangible and intangible project assets.

Regulatory items disclosed. • Item 1.01 – entry into the Bond Financing Agreement (Exhibit 10.1). • Item 2.03 – creation of a direct financial obligation. • Item 7.01 – press release (Exhibit 99.1) announcing the refinancing.

Investment takeaways. The transaction demonstrates continued access to tax-exempt capital markets and extends maturity ladders to 2036, but also adds secured leverage carrying coupons above 8 %. No earnings or operating updates were included in this filing.

StoneX Group Inc. (NASDAQ: SNEX) disclosed via Form 8-K that its newly formed subsidiary, StoneX Escrow Issuer LLC, has priced and sold $625 million of 6.875% Senior Secured Notes due 2032. The proceeds are being placed in a segregated escrow account to fund the proposed acquisition of RTS Investor Corp. (the “Merger”). If the Merger closes by 20 Oct 2025, the escrow issuer will merge into StoneX and the parent will assume the notes; otherwise, a special mandatory redemption at par (plus accrued interest) will be executed.

Key terms include: (1) semi-annual interest payments starting 15 Jan 2026; (2) optional redemption at par plus a make-whole premium before 15 Jul 2028, with stepped-down call prices thereafter; (3) up to 40 % equity-clawback at 106.875 % before 2028; and (4) a 101 % change-of-control put. Prior to escrow release, the notes are secured solely by the escrow account; once released, they will be second-lien obligations and fully and unconditionally guaranteed by StoneX’s restricted subsidiaries that already back the company’s senior secured credit facility.

The Indenture imposes customary high-yield covenants restricting additional debt, liens, dividends, asset sales, affiliate transactions and mergers, with standard carve-outs. Events of default trigger acceleration if 30 % of holders (or the trustee) act.

Implications for investors: StoneX secures large, fixed-rate capital at a relatively high coupon, increasing leverage but locking in long-dated financing for a strategic acquisition. Escrow mechanics shelter noteholders if the deal stalls, yet the notes will rank behind existing first-lien debt once released. No earnings data were included in this filing.

Amazon.com Inc. (AMZN) – Form 4 insider transaction

Douglas J. Herrington, CEO Worldwide Amazon Stores, disclosed the sale of 2,500 common shares on 01 July 2025 through a pre-arranged Rule 10b5-1 trading plan adopted on 07 Nov 2024. The three separate trades were executed at weighted-average prices of $219.17, $219.66 and $220.90, generating roughly $0.55 million in gross proceeds.

After the transactions, Herrington directly owns 514,550 shares and indirectly holds 6,592.501 shares in the Amazon 401(k) plan. The sale represents about 0.5 % of his direct ownership, indicating only a modest reduction in exposure while maintaining a sizeable equity stake that continues to align his interests with shareholders.

No derivative securities were exercised or disposed of, and there is no indication of additional insider activity in this filing.

Everi Holdings Inc. (EVRI) filed Post-Effective Amendment No. 1 to twelve prior Form S-8 registration statements covering an aggregate of approximately 48.6 million shares of common stock reserved for various equity compensation plans dating back to 2006. The amendment formally deregisters all unsold shares under those statements.

The action follows the 1 July 2025 closing of a multi-party transaction in which funds managed by affiliates of Apollo Global Management (through Voyager Parent, LLC) simultaneously acquired Everi and International Game Technology PLC’s Gaming & Digital business:

• IGT transferred its Gaming & Digital assets to Ignite Rotate LLC ("Spinco") and related liabilities (the “Separation”).
• Buyer purchased all Spinco units and IGT Canada Solutions ULC shares.
• Voyager Merger Sub, Inc. merged with and into Everi, making Everi a wholly owned subsidiary of Buyer (the “Merger”).

Because Everi’s common stock will be delisted and deregistered under Section 12(b) of the Exchange Act, the company is terminating all outstanding securities offerings. Upon effectiveness of this filing, no shares remain registered for sale under the referenced S-8 statements.

Vir Biotechnology, Inc. (VIR) – Form 144 filing overview

The filing discloses a proposed secondary sale of 66,000 common shares of Vir Biotechnology under Rule 144. The shares were originally acquired on 17 Jan 2017 as pre-IPO stock and are held in the name of an undisclosed insider (the form does not specify the individual or relationship to the issuer). Morgan Stanley Smith Barney LLC, Executive Financial Services, is listed as the broker for the transaction.

• Shares to be sold: 66,000
• Aggregate market value: US $332,640
• Planned sale date: 1 Jul 2025
• Total VIR shares outstanding: 138,238,003
• Percent of shares outstanding: ~0.05 % (66,000 ÷ 138,238,003)
• Exchange: NASDAQ

No sales by the filer have occurred within the prior three months, and the securities were not purchased with non-cash consideration according to the disclosure. The seller certifies awareness of no undisclosed material adverse information and acknowledges potential criminal liability for misstatements.

Given the modest size relative to VIR’s float and the absence of multiple tranches or recent insider selling, this notice is unlikely to have a material impact on the company’s capital structure or market dynamics. However, investors may monitor for additional filings that could signal a broader disposition program.