Welcome to our dedicated page for Lpl Financial news (Ticker: LPLA), a resource for investors and traders seeking the latest updates and insights on Lpl Financial stock.
LPL Financial Holdings Inc. (Nasdaq: LPLA) is a wealth management and investment advice company that operates in the financial advisor–mediated marketplace. Through LPL Financial LLC and related entities, the firm supports tens of thousands of financial advisors and the wealth management programs of numerous financial institutions, servicing and custodying brokerage and advisory assets for millions of Americans.
This news page highlights LPLA-related developments, reflecting how the company grows and manages its platform. Readers can find coverage of advisor teams and firms choosing to join LPL’s broker-dealer and Registered Investment Advisor platform or its employee advisor channel, including practices such as Oak Bridge Financial, Rand, Williams & Associates and Forest Lake Wealth Partners. These stories illustrate why advisors transition to LPL, often citing autonomy, technology capabilities, operational flexibility and support.
News items also include leadership and governance updates, such as appointments of senior executives in areas like supervision, service, legal and corporate strategy, as well as the election of independent directors to the board. In addition, LPL issues releases on its earnings release schedule, monthly activity metrics and research publications like the firm’s 2026 Outlook, which provides a data-driven view of the economic and market environment.
Investors, advisors and other interested readers can use this page to follow recurring themes in LPL’s news flow, including advisor recruitment, corporate strategy, board composition, regulatory and legal leadership, and platform growth indicators. By reviewing these updates over time, users gain insight into how LPL manages its wealth management platform and supports the advisors and institutions that rely on its services.
LPL Financial LLC (Nasdaq: LPLA) announces the launch of Point 32 Investment Partners by Brian Nydegger, who transitions from RBC Wealth Management. With approximately $420 million in advisory and brokerage assets, Point 32 aims to provide tailored services primarily to high-net-worth individuals and small businesses. The firm values independence while utilizing LPL's Strategic Wealth Services for operational support. Brian, honored to continue his late father's legacy, emphasizes their commitment to client care and socially responsible investing.
LPL Financial has welcomed HPK Provident Advisors to its platforms, bringing approximately $230 million in advisory and brokerage assets. The firm, which has a legacy that dates back to the 1960s, aims to enhance its services through LPL’s innovative technology and resources. Advisors express optimism about regaining valuable time to focus on client support, and LPL is committed to providing tools that empower advisors to better serve their clients. This partnership underscores LPL’s dedication to facilitating advisor independence and personalized financial guidance.
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LPL Financial welcomes the newly rebranded Clearview Wealth Partners to its broker-dealer and RIA platforms. The Clearview team, composed of seasoned financial advisors, manages approximately $500 million in assets. They transitioned from Lincoln Financial Advisors for enhanced independence and client service, leveraging LPL's advanced technology and The Financial Services Network's local support. The move is expected to enrich client experiences and the firm's growth potential, positioning Clearview to better serve business owners, executives, and athletes.
LPL Financial LLC, a subsidiary of LPL Financial Holdings (LPLA), reported October 2021 activity with total advisory and brokerage assets hitting approximately $1.18 trillion, an increase of 4.2% from September. The company saw total net new assets of $7.2 billion, equating to a 7.6% annualized growth rate, with advisory assets contributing $6.6 billion at a 13.2% growth rate. Client cash balances rose slightly to $50.9 billion. Notably, while asset figures grew, net new advisory assets declined from $9.6 billion in September.
LPL Financial LLC announced that First Citizens Investment Center has joined LPL’s Institution Services platform, reporting approximately $235 million in brokerage, advisory, and retirement plan assets. Previously affiliated with Cetera Investment Services, First Citizens aims to enhance client experiences through LPL's innovative technology and resources. The investment center, part of First Citizens Bank, is focused on providing wealth management services to the community. LPL Financial continues to support financial advisors with access to a robust platform and strategic support to drive growth.
LPL Financial announces the opening of a new office in Charlotte, N.C., led by advisors Al Winget, Rob Benton, and Andrew Robson. The team, which previously managed about $745 million in assets, is now part of LPL's employee advisor model, Linsco. This location aims to enhance personalized financial planning and provide clients with a high level of service. With plans for future growth, the Charlotte office is positioned to become one of Linsco's largest offices.
LPL Financial (Nasdaq: LPLA) announced the addition of financial advisors Sam Cone, Jessica McNamee, and Grace Yung to its Advisor Inclusion Council (AIC). The AIC aims to enhance diversity within the financial advisory sector, addressing barriers to growth and fostering inclusive communities. Cone, McNamee, and Yung bring extensive experience and advocacy for underrepresented groups. The council is focused on attracting more underrepresented advisors to better reflect the market and provide networking opportunities for advisors, contributing to LPL’s commitment to diversity and inclusion.
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LPL Financial LLC (Nasdaq:LPLA) has welcomed financial advisor Scott E. Howell, CFP®, who has transitioned to LPL's broker-dealer and RIA platforms from HSBC, managing approximately $400 million in assets. Howell emphasizes the benefits of the independent model for delivering personalized financial advice. Based in Chester, N.J., he plans to open a partner office in Summit, N.J., while continuing to serve clients in New York City. The move is supported by Gladstone Wealth Partners, enhancing Howell's infrastructure and resources.
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