LPL Financial Announces Promotion of Five Executives to New Managing Director Roles
LPL Financial (LPLA) has announced the promotion of five executives to new Managing Director roles, marking a significant organizational restructuring. The promoted executives are Christa Carone (Chief Marketing and Communication Officer), Gary Carrai (Chief Product Officer), Brett Goodman (Corporate Development, Treasury, and Investor Relations), Scott Posner (Business Development), and Brent Simonich (Chief Risk Officer, Head of Business Operations).
Additionally, five current Managing Directors - Althea Brown, Marc Cohen, Matthew Enyedi, Greg Gates, and Aneri Jambusaria - will be elevated to Group Managing Directors, continuing their roles on LPL's Management Committee alongside CEO Rich Steinmeier and President/CFO Matt Audette.
LPL Financial, supporting nearly 29,000 financial advisors and approximately 1,200 financial institutions, currently services approximately $1.7 trillion in brokerage and advisory assets on behalf of about 6 million Americans.
LPL Financial (LPLA) ha annunciato la promozione di cinque dirigenti a nuovi ruoli di Managing Director, segnando una significativa riorganizzazione aziendale. I dirigenti promossi sono Christa Carone (Chief Marketing and Communication Officer), Gary Carrai (Chief Product Officer), Brett Goodman (Corporate Development, Treasury e Investor Relations), Scott Posner (Business Development) e Brent Simonich (Chief Risk Officer, Head of Business Operations).
Inoltre, cinque attuali Managing Director - Althea Brown, Marc Cohen, Matthew Enyedi, Greg Gates e Aneri Jambusaria - saranno elevati a Group Managing Directors, continuando a far parte del Comitato di Gestione di LPL insieme al CEO Rich Steinmeier e al Presidente/CFO Matt Audette.
LPL Financial, che supporta quasi 29.000 consulenti finanziari e circa 1.200 istituzioni finanziarie, gestisce attualmente circa 1,7 trilioni di dollari in asset di intermediazione e consulenza per conto di circa 6 milioni di americani.
LPL Financial (LPLA) ha anunciado la promoción de cinco ejecutivos a nuevos cargos de Managing Director, marcando una importante reestructuración organizacional. Los ejecutivos promovidos son Christa Carone (Chief Marketing and Communication Officer), Gary Carrai (Chief Product Officer), Brett Goodman (Corporate Development, Treasury e Investor Relations), Scott Posner (Business Development) y Brent Simonich (Chief Risk Officer, Head of Business Operations).
Además, cinco actuales Managing Directors - Althea Brown, Marc Cohen, Matthew Enyedi, Greg Gates y Aneri Jambusaria - serán ascendidos a Group Managing Directors, continuando sus roles en el Comité de Gestión de LPL junto con el CEO Rich Steinmeier y el Presidente/CFO Matt Audette.
LPL Financial, que apoya a casi 29,000 asesores financieros y aproximadamente 1,200 instituciones financieras, actualmente administra aproximadamente 1.7 billones de dólares en activos de corretaje y asesoría en nombre de cerca de 6 millones de estadounidenses.
LPL Financial (LPLA)는 다섯 명의 임원을 새로운 매니징 디렉터(Managing Director) 직책으로 승진시키며 중요한 조직 개편을 단행했다고 발표했습니다. 승진한 임원들은 Christa Carone(Chief Marketing and Communication Officer), Gary Carrai(Chief Product Officer), Brett Goodman(Corporate Development, Treasury 및 Investor Relations), Scott Posner(Business Development), Brent Simonich(Chief Risk Officer, Head of Business Operations)입니다.
또한, 현재 매니징 디렉터인 Althea Brown, Marc Cohen, Matthew Enyedi, Greg Gates, Aneri Jambusaria 다섯 명은 그룹 매니징 디렉터(Group Managing Directors)로 승진하여 CEO Rich Steinmeier 및 사장 겸 CFO Matt Audette와 함께 LPL 경영위원회에서 역할을 계속 수행할 예정입니다.
LPL Financial은 약 29,000명의 금융 고문과 약 1,200개의 금융 기관을 지원하며, 현재 약 1.7조 달러 규모의 중개 및 자문 자산을 약 600만 미국인을 대신해 관리하고 있습니다.
LPL Financial (LPLA) a annoncé la promotion de cinq cadres à de nouveaux postes de Managing Director, marquant une restructuration organisationnelle importante. Les cadres promus sont Christa Carone (Chief Marketing and Communication Officer), Gary Carrai (Chief Product Officer), Brett Goodman (Corporate Development, Treasury et Investor Relations), Scott Posner (Business Development) et Brent Simonich (Chief Risk Officer, Head of Business Operations).
De plus, cinq Managing Directors actuels – Althea Brown, Marc Cohen, Matthew Enyedi, Greg Gates et Aneri Jambusaria – seront élevés au rang de Group Managing Directors, poursuivant leurs fonctions au sein du comité de direction de LPL aux côtés du CEO Rich Steinmeier et du Président/CFO Matt Audette.
LPL Financial, qui soutient près de 29 000 conseillers financiers et environ 1 200 institutions financières, gère actuellement environ 1,7 billion de dollars d’actifs en courtage et conseil pour le compte d’environ 6 millions d’Américains.
LPL Financial (LPLA) hat die Beförderung von fünf Führungskräften zu neuen Managing Directors bekannt gegeben, was eine bedeutende organisatorische Umstrukturierung markiert. Die beförderten Führungskräfte sind Christa Carone (Chief Marketing and Communication Officer), Gary Carrai (Chief Product Officer), Brett Goodman (Corporate Development, Treasury und Investor Relations), Scott Posner (Business Development) und Brent Simonich (Chief Risk Officer, Head of Business Operations).
Darüber hinaus werden fünf aktuelle Managing Directors – Althea Brown, Marc Cohen, Matthew Enyedi, Greg Gates und Aneri Jambusaria – zu Group Managing Directors befördert und setzen ihre Rollen im Management Committee von LPL neben CEO Rich Steinmeier und Präsident/CFO Matt Audette fort.
LPL Financial unterstützt fast 29.000 Finanzberater und etwa 1.200 Finanzinstitute und verwaltet derzeit etwa 1,7 Billionen US-Dollar an Brokerage- und Beratungsvermögen im Auftrag von rund 6 Millionen Amerikanern.
- Creation of new management level indicates organizational growth and expansion
- Strong asset base of $1.7 trillion under management
- Large network of 29,000 financial advisors and 1,200 financial institutions
- Strategic strengthening of leadership team with experienced executives
- None.
SAN DIEGO, April 15, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA), today announced that five of its executives have been promoted into new Managing Director roles. Christa Carone, Gary Carrai, Brett Goodman, Scott Posner and Brent Simonich have been elevated from Executive Vice President positions and will become Managing Directors at the firm.
These roles represent a new management level for the firm and demonstrate an acknowledgement of the broadening scope and impact of the firm’s leaders in a variety of functions. Current Managing Directors Althea Brown, Marc Cohen, Matthew Enyedi, Greg Gates and Aneri Jambusaria will become Group Managing Directors and will continue in their roles on LPL’s Management Committee alongside CEO Rich Steinmeier and President and CFO Matt Audette.
“LPL is a firm that attracts the best talent in the industry. As the firm grows, the scope and impact of our executive management team grows along with it, offering an opportunity to empower more of our incredible leaders to guide the firm’s strategic direction and champion the culture we aspire to uphold” said LPL Financial CEO Rich Steinmeier. “Each of these exceptional leaders embodies our corporate values and has demonstrated influence across the firm and the broader industry in their respective areas of expertise. We are thrilled to elevate and expand the leadership of LPL in alignment with our vision to be the best firm in wealth management.”
Promoted Executives
Christa Carone, Managing Director, Chief Marketing and Communication Officer
As Chief Marketing and Communication Officer for LPL, Christa Carone is responsible for leading the firm’s brand and growth marketing initiatives, digital content experiences, and communication strategies across all audiences. Prior to joining LPL, she held marketing leadership roles at a variety of companies including Fidelity Investments and Xerox.
Gary Carrai, Managing Director, Chief Product Officer
Gary Carrai leads LPL’s technology product teams. He is responsible for driving the design and delivery of the operating platform used by all advisor and institutional clients. Gary has held several leadership roles at LPL, including leading advisor business lines, and divisions within the wealth management solutions team.
Brett Goodman, Managing Director, Corporate Development, Treasury, and Investor Relations
Brett Goodman leads the firm’s M&A strategy and execution, serves as LPL's treasurer, and oversees the firm's engagement with shareholders. Prior to LPL, Brett served as a Managing Director at Morgan Stanley and Chief Development Officer at E*TRADE.
Scott Posner, Managing Director, Business Development
Scott Posner leads Business Development for LPL and is responsible for organic growth initiatives across the firm including advisor recruiting, institutional sales, external liquidity and succession, and business transitions. He has been instrumental in evolving the firm’s recruiting team and structure and for delivering extraordinary results. Prior to joining LPL, Scott was a partner in business services at IBM and held leadership roles at BNY Mellon.
Brent Simonich, Managing Director, Chief Risk Officer, Head of Business Operations
Brent Simonich leads LPL’s Risk, Compliance, Operations and Transformation teams and has a proven track record of establishing strong governance programs, delivering outcomes and creating scale. Prior to joining LPL, Brent served as executive vice president and chief risk officer at E*TRADE.
Managing Directors were elevated following a robust formal evaluation process. Going forward, LPL will continue to review candidates for Managing Director roles as part of an annual development and advancement process.
About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports nearly 29,000 financial advisors and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately
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Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial.
We routinely disclose information that may be important to shareholders in the “Investor Relations” or “Press Releases” section of our website.
Media Contact:
Media.relations@LPLFinancial.com
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Tracking #: 725567
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