CAT Financial Products Selects Broadridge for International Post-Trade Processing of Structured Products

Rhea-AI Summary

Broadridge Financial Solutions (NYSE:BR) has partnered with CAT Financial Products Ltd. to enhance its post-trade processing capabilities. This collaboration introduces a cloud-based platform that improves operational efficiency for CATFP, allowing it to innovate in structured products, actively managed certificates (AMCs), and exchange-traded products.

CATFP aims to leverage Broadridge's technology to ensure a seamless post-trade infrastructure. The COO of CATFP highlighted the strategic position gained through this partnership, while Broadridge expressed confidence in supporting CATFP's growth and commitment to superior service delivery.

Positive

• Partnership with CAT Financial Products enhances operational efficiency through cloud-based solutions.
• Broadridge's technology supports CATFP's innovation in structured products and AMCs.
• Strategic position gained for CATFP in structured products and exchange-traded products.
• Broadridge's commitment to reducing risk and enabling future growth.

Negative

• None.

NEW YORK and LONDON and ZURICH, April 20, 2023 /PRNewswire/ -- CAT Financial Products Ltd. (CATFP), one of the leading independent Swiss providers of securities and investment services for structured products, has transformed its front to back office processing efficiency by implementing the international multi-asset post-trade processing solution from global Fintech leader Broadridge Financial Solutions, Inc. (NYSE:BR).

Through Broadridge's solution, CATFP benefits from an operationally resilient, cloud-based platform that provides scale and agility. It enables CATFP to set a new standard through its highly innovative operational model that combines principal trading for securities, derivatives, FX and crypto markets, together with its issuance and agency brokerage service for Actively Managed Certificates (AMCs).

"We are strategically positioned to gain new momentum through the development of structured products, AMCs and exchange-traded products, all delivered through an enhanced and differentiated client service offering," said Stephan Giselbrecht, COO, CATFP. "Broadridge, through its advanced technology and outstanding service provision, stood out as our natural go-to partner to enable a frictionless, unified post-trade infrastructure and best-in-class service across all asset types."

"We are proud to be supporting CATFP, giving them the strongest technology foundation at the heart of their business and supporting their stated mission to be 'always ahead' through the provision of differentiated client services," said Danny Green, Head of International Post-Trade Solutions, Broadridge. "They can depend on our unwavering commitment to drive efficiency through the highest levels of straight-through processing and API-enabled services that reduce risk and provide the flexibility and capacity for future growth, while optimising cost/income ratios."

About CAT Financial Products

CAT Financial Products Ltd is one of the leading Swiss securities houses for investment solutions in the structured products market. CATFP has been offering its services to professional asset managers, banks and institutional investors since 2012, using one of the most innovative technologies. For more information please visit www.catfp.com

About Broadridge

Broadridge Financial Solutions (NYSE: BR), a global Fintech leader with more than $5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for banks, broker-dealers, asset and wealth managers and public companies. Broadridge's infrastructure serves as a global communications hub enabling corporate governance by linking thousands of public companies and mutual funds to tens of millions of individual and institutional investors around the world. Our technology and operations platforms underpin the daily trading of more than U.S. $9 trillion of equities, fixed income and other securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 14,000 associates in 21 countries.

For more information about us and what we can do for you, please visit www.broadridge.com.

Broadridge Contacts:

Investors:
Edings Thibault
Head of Investor Relations, Broadridge
broadridgeir@broadridge.com

Media:
Gregg Rosenberg
Global Head of Corporate Communications
Gregg.Rosenberg@broadridge.com

View original content to download multimedia:https://www.prnewswire.com/news-releases/cat-financial-products-selects-broadridge-for-international-post-trade-processing-of-structured-products-301802317.html

SOURCE Broadridge Financial Solutions, Inc.

FAQ

What is the significance of the partnership between Broadridge and CAT Financial Products?

The partnership enhances CAT Financial Products' post-trade processing efficiency using Broadridge's cloud-based solutions, enabling innovation in structured products and AMCs.

How does Broadridge's technology benefit CAT Financial Products?

Broadridge's technology allows CATFP to improve operational resilience and efficiency, optimizing its service offerings across various asset types.

What market segments will CAT Financial Products focus on after partnering with Broadridge?

CAT Financial Products will focus on structured products, actively managed certificates, and exchange-traded products following the partnership.

What is Broadridge's role in the financial services industry?

Broadridge provides critical infrastructure and technology-driven solutions that empower the operations of banks, broker-dealers, asset managers, and public companies.

What are the expected outcomes of implementing Broadridge's solutions for CAT Financial Products?

The expected outcomes include enhanced processing efficiency, reduced risk, and improved client service capabilities for CAT Financial Products.