SmartRent (SMRT) HR chief details stock options and RSU holdings

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

SmartRent, Inc. executive Heather Auer, Chief Human Resources Officer, filed an initial Form 3 showing her existing equity awards in Class A Common Stock. The filing lists employee stock options to buy 372,364 shares at an exercise price of $0.47 per share expiring on January 14, 2030, 153,232 shares at $2.87 expiring on January 24, 2033, and 128,503 shares at $3.36 expiring on January 23, 2034. It also reports restricted stock units covering 194,805 and 247,093 shares, which generally vest in annual installments as described in the grant footnotes.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider Auer Heather

Role Chief Human Resources Officer

Type	Security	Shares	Price	Value
holding	Employee Stock Options (Right to Buy)	--	--	--
holding	Employee Stock Options (Right to Buy)	--	--	--
holding	Employee Stock Options (Right to Buy)	--	--	--
holding	Restricted Stock Units	--	--	--
holding	Restricted Stock Units	--	--	--

Holdings After Transaction: Employee Stock Options (Right to Buy) — 372,364 shares (Direct); Restricted Stock Units — 194,805 shares (Direct)

Footnotes (1)

The Reporting Person was granted 372,364 stock options on January 15, 2020 All of the shares subject to this option are fully vested and exercisable as of the date hereof. The Reporting Person was granted 153,232 stock options on January 24, 2023. One-quarter of the options vested on January 24, 2024 and one-quarter of the options vest each one-year anniversary thereafter. The Reporting Person was granted 128,503 stock options on January 23, 2024. One-quarter of the options vested on January 23, 2025 and one-quarter of the options vest each one-year anniversary thereafter. The Reporting Person was granted 259,740 Restricted Stock Units ("RSUs") on January 22, 2025. One-quarter of the RSUs vested on January 22, 2026 and one-quarter of the RSUs vest each one-year anniversary thereafter. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. The Reporting Person was granted 247,093 RSUs on January 27, 2026. One-quarter of the RSUs vest on January 27, 2027 and each one-year anniversary thereafter.

Key Figures

Option grant 1: 372,364 shares at $0.47 Option grant 2: 153,232 shares at $2.87 Option grant 3: 128,503 shares at $3.36 +5 more

8 metrics

Option grant 1 372,364 shares at $0.47 Employee stock options expiring January 14, 2030

Option grant 2 153,232 shares at $2.87 Employee stock options expiring January 24, 2033

Option grant 3 128,503 shares at $3.36 Employee stock options expiring January 23, 2034

RSU holding 1 194,805 underlying shares Restricted Stock Units in Class A Common Stock

RSU holding 2 247,093 underlying shares Restricted Stock Units in Class A Common Stock

Vesting schedule 2023 options 25% annually One-quarter vested January 24, 2024; annually thereafter

Vesting schedule 2024 options 25% annually One-quarter vested January 23, 2025; annually thereafter

Vesting schedule 2025 RSUs 25% annually One-quarter vested January 22, 2026; annually thereafter

Key Terms

Employee Stock Options (Right to Buy), Restricted Stock Units, exercise price, vesting, +1 more

5 terms

Employee Stock Options (Right to Buy) financial

"security_title": "Employee Stock Options (Right to Buy)""

Restricted Stock Units financial

"security_title": "Restricted Stock Units""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

exercise price financial

""exercisePrice": "0.4700""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

vesting financial

"One-quarter of the options vested on January 24, 2024 and one-quarter of the options vest each one-year anniversary thereafter."

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

contingent right financial

"Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock"

Understanding Insider Trading Forms →

03/30/2026 - 05:58 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Auer Heather

(Last)

(First)

(Middle)

6811 E MAYO BLVD

SUITE 400

(Street)

PHOENIX

ARIZONA

85054

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/10/2026

3. Issuer Name and Ticker or Trading Symbol
SmartRent, Inc. [ SMRT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Human Resources Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Options (Right to Buy)	⁽¹⁾	01/14/2030	Class A Common Stock	372,364	$0.47	D
Employee Stock Options (Right to Buy)	⁽²⁾	01/24/2033	Class A Common Stock	153,232	$2.87	D
Employee Stock Options (Right to Buy)	⁽³⁾	01/23/2034	Class A Common Stock	128,503	$3.36	D
Restricted Stock Units	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	194,805	⁽⁵⁾	D
Restricted Stock Units	⁽⁶⁾	⁽⁶⁾	Class A Common Stock	247,093	⁽⁵⁾	D

Explanation of Responses:

1. The Reporting Person was granted 372,364 stock options on January 15, 2020 All of the shares subject to this option are fully vested and exercisable as of the date hereof.

2. The Reporting Person was granted 153,232 stock options on January 24, 2023. One-quarter of the options vested on January 24, 2024 and one-quarter of the options vest each one-year anniversary thereafter.

3. The Reporting Person was granted 128,503 stock options on January 23, 2024. One-quarter of the options vested on January 23, 2025 and one-quarter of the options vest each one-year anniversary thereafter.

4. The Reporting Person was granted 259,740 Restricted Stock Units ("RSUs") on January 22, 2025. One-quarter of the RSUs vested on January 22, 2026 and one-quarter of the RSUs vest each one-year anniversary thereafter.

5. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

6. The Reporting Person was granted 247,093 RSUs on January 27, 2026. One-quarter of the RSUs vest on January 27, 2027 and each one-year anniversary thereafter.

	/s/ Heather Auer	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the SmartRent (SMRT) Form 3 filing by Heather Auer show?

The Form 3 shows Chief Human Resources Officer Heather Auer’s existing equity awards in SmartRent. It lists multiple employee stock option grants and restricted stock units tied to Class A Common Stock, providing a baseline of her current compensation-linked ownership position.

How many SmartRent (SMRT) stock options does Heather Auer report on Form 3?

Heather Auer reports employee stock options linked to 372,364 shares at $0.47, 153,232 shares at $2.87, and 128,503 shares at $3.36 exercise prices. These options give her the right to buy SmartRent Class A shares before their respective expiration dates.

What restricted stock units does Heather Auer hold in SmartRent (SMRT)?

The filing lists two blocks of restricted stock units, covering 194,805 and 247,093 underlying shares of SmartRent Class A Common Stock. Footnotes explain these RSUs were granted in 2025 and 2026 and vest in four annual installments, each RSU delivering one share at settlement.

Are Heather Auer’s SmartRent (SMRT) stock options currently exercisable?

According to the footnotes, the 372,364-share option granted in 2020 is fully vested and exercisable. The 2023 and 2024 option grants vest in annual 25% installments, with portions already vested and remaining tranches scheduled on each one-year anniversary of the grant dates.

What are the expiration dates of Heather Auer’s SmartRent (SMRT) options?

The filing shows three option expiration dates: January 14, 2030 for the 372,364-share grant at $0.47, January 24, 2033 for the 153,232-share grant at $2.87, and January 23, 2034 for the 128,503-share grant at an exercise price of $3.36.

Does the SmartRent (SMRT) Form 3 show any recent stock purchases or sales by Heather Auer?

No recent purchases or sales are shown. The entries are classified as holdings, meaning the Form 3 simply reports existing option and RSU positions. The transaction summary shows no buy, sell, exercise, gift, or tax-withholding transactions associated with this filing date.