[Form 4] Soluna Holdings, Inc Insider Trading Activity

Rhea-AI Filing Summary

Hazelip William reported acquisition or exercise transactions in this Form 4 filing.

Soluna Holdings director William Hazelip received a grant of 726,401 restricted shares of Common Stock as equity compensation. The award was approved by the Compensation Committee and carries a grant price of $0.00 per share. According to the terms, these restricted stock awards will vest 100% when Hazelip separates from Soluna Holdings. After this grant, he directly holds a total of 1,702,859 shares of Common Stock. This filing reflects a compensation-related equity award rather than an open-market stock purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Hazelip William

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	726,401	$0.00	--

Holdings After Transaction: Common Stock — 1,702,859 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Restricted stock grant: 726,401 shares Grant price: $0.00 per share Total holdings after grant: 1,702,859 shares +1 more

4 metrics

Restricted stock grant 726,401 shares Grant of restricted stock awards to director William Hazelip

Grant price $0.00 per share Price per share for the 726,401-share restricted stock grant

Total holdings after grant 1,702,859 shares Hazelip’s direct Soluna Common Stock holdings following the transaction

Vesting condition 100% upon separation Restricted stock awards vest in full when Hazelip separates from issuer

Key Terms

restricted stock awards, Compensation Committee, vest 100% upon the reporting person's separation, Common Stock, par value $0.001 per share

4 terms

restricted stock awards financial

"Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

Compensation Committee financial

"which were approved by the Compensation Committee"

A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.

vest 100% upon the reporting person's separation financial

"The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer"

Common Stock, par value $0.001 per share financial

"shares of Common Stock, par value $0.001 per share, of the issuer"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hazelip William

(Last) (First) (Middle)

C/O SOLUNA HOLDINGS, INC.

325 WASHINGTON AVENUE EXTENSION

(Street)

ALBANY NEW YORK 12205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Soluna Holdings, Inc [ SLNH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		A		726,401(1)	A	$0	1,702,859	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Transaction reported is a grant of 726,401 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

	/s/ Christopher Gandolfo, Attorney in Fact	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Soluna Holdings (SLNH) report for William Hazelip?

Soluna Holdings reported that director William Hazelip received a grant of 726,401 restricted shares of Common Stock. The award is an equity compensation grant approved by the Compensation Committee, not an open-market stock purchase or sale.

At what price were the 726,401 Soluna (SLNH) shares granted to William Hazelip?

The 726,401 restricted shares of Soluna Holdings Common Stock were granted to William Hazelip at a price of $0.00 per share. This confirms the transaction is a compensation grant rather than a cash purchase in the open market.

When do William Hazelip’s Soluna (SLNH) restricted stock awards vest?

The 726,401 restricted stock awards granted to William Hazelip will vest 100% upon his separation from Soluna Holdings. Vesting is thus tied to the end of his service with the company, rather than to time-based installments.

How many Soluna (SLNH) shares does William Hazelip hold after this Form 4 transaction?

After the reported grant, William Hazelip directly holds 1,702,859 shares of Soluna Holdings Common Stock. This total includes the newly granted 726,401 restricted shares, reflecting his full direct equity position following the award.

Is the Soluna (SLNH) Form 4 for William Hazelip a buy or a compensation grant?

The Form 4 for William Hazelip shows a compensation grant, coded “A” for grant or award. He acquired 726,401 restricted shares at $0.00 per share, approved by the Compensation Committee, rather than purchasing shares in the market.

Who approved William Hazelip’s restricted stock grant at Soluna Holdings (SLNH)?

The footnote states that the Compensation Committee approved the grant of 726,401 restricted stock awards to William Hazelip. This indicates the award was made under the company’s formal governance and executive compensation oversight process.