Phoenix Asia (PHOE) director Yip Chun Ming Tommy files Form 3 with no transactions

Rhea-AI Filing Summary

Phoenix Asia Holdings Ltd director Yip Chun Ming Tommy filed a Form 3 as a reporting person. The data shows no listed transactions, no derivative positions and zero buy, sell, acquire or dispose activity, indicating only the individual’s status as a director is being reported.

Key Figures

Net insider share activity: 0 shares Reported buy transactions: 0 Reported sell transactions: 0 +1 more

4 metrics

Net insider share activity 0 shares netBuySellShares with netBuySellDirection neutral

Reported buy transactions 0 buyCount in transaction summary

Reported sell transactions 0 sellCount in transaction summary

Derivative transactions 0 derivativeTransactionCount in transaction summary

Key Terms

Form 3, derivative positions, beneficial ownership, Rule 10b5-1, +1 more

5 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

derivative positions financial

"derivativeSummary contains remaining derivative positions (unexercised options, warrants)"

Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

beneficial ownership regulatory

"Any disclaimers of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Rule 10b5-1 regulatory

"Footnotes may reference Rule 10b5-1 trading plans or pre-arranged"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

tax withholding financial

"taxWithholdingCount/taxWithholdingShares for tax withholding (F)"

Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Yip Chun Ming Tommy

(Last) (First) (Middle)

FLAT A, 7/F, TOWER 2, THE RIVERPARK,

8 CHE KUNG MIU RD, TAI WAI

(Street)

NEW TERRITORIES 0000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Phoenix Asia Holdings Ltd [ PHOE ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Chun Ming Tommy Yip	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Phoenix Asia Holdings (PHOE) disclose in this Form 3?

The filing lists Yip Chun Ming Tommy as a director of Phoenix Asia Holdings Ltd. It shows no transactions, no derivative positions and zero buy, sell, acquire or dispose activity in the summarized data for this reporting person.

Who is the reporting person in Phoenix Asia Holdings (PHOE) Form 3?

The reporting person is Yip Chun Ming Tommy, identified as a director of Phoenix Asia Holdings Ltd. The filing flags no officer role, no ten percent owner status and does not describe any other reported position or relationship.

Are there any insider share purchases or sales reported for PHOE in this Form 3?

No insider share purchases or sales appear in the data. The transaction summary shows zero buyCount, sellCount, acquireCount and disposeCount, and netBuySellShares is reported as 0 with a neutral netBuySellDirection.

Does the Phoenix Asia Holdings (PHOE) Form 3 show any derivative positions?

No derivative positions are listed for the reporting person. The derivativeSummary is empty and derivativeTransactionCount in the transaction summary is 0, indicating no options, warrants or other derivatives are reported in this filing excerpt.

Does the PHOE Form 3 mention tax withholding or restructuring transactions?

No tax withholding or restructuring transactions are shown. The transaction summary reports taxWithholdingCount and restructuringCount as 0, and there are no corresponding shares listed for these categories in the provided data.