Graham Corp (NYSE: GHM) VP receives 1,026 RSU equity award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

GRAHAM CORP executive William H. Zmyndak, VP & GM Graham Manufacturing, reported a new equity compensation grant. On June 1, 2026, he received 1,026 restricted stock units (RSUs), which convert into common stock on a one-for-one basis.

The RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. Separate RSU awards are scheduled to vest with respect to 1,319 RSUs on 3/24/2027, 1,319 RSUs on 3/24/2028 and 835 RSUs on 3/24/2029.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Zmyndak William H.

Role VP & GM Graham Manufacturing

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	1,026	$0.00	--
holding	Restricted Stock Units	--	--	--

Holdings After Transaction: Restricted Stock Units — 1,026 shares (Direct, null)

Footnotes (1)

These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029. These RSUs will vest with respect to 1,319 RSUs on 3/24/2027, 1,319 RSUs on 3/24/2028 and 835 RSUs on 3/24/2029, except as otherwise provided in the award notice.

Key Figures

RSUs granted: 1,026 RSUs RSUs vesting schedule (new grant): 1/3 each in 2027, 2028, 2029 Additional RSUs vesting 2027: 1,319 RSUs +3 more

6 metrics

RSUs granted 1,026 RSUs Grant on June 1, 2026 to VP & GM

RSUs vesting schedule (new grant) 1/3 each in 2027, 2028, 2029 Vesting on 6/1/2027, 6/1/2028, 6/1/2029

Additional RSUs vesting 2027 1,319 RSUs Scheduled to vest on 3/24/2027

Additional RSUs vesting 2028 1,319 RSUs Scheduled to vest on 3/24/2028

Additional RSUs vesting 2029 835 RSUs Scheduled to vest on 3/24/2029

RSU-to-share ratio 1 RSU : 1 share RSUs convert into common stock one-for-one

Key Terms

Restricted Stock Units, RSUs, 2020 Graham Corporation Equity Incentive Plan, Rule 16b-3

4 terms

Restricted Stock Units financial

"These restricted stock units convert into common stock on a one-for-one basis ("RSUs")."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"These RSUs will vest with respect to 1,319 RSUs on 3/24/2027, 1,319 RSUs on 3/24/2028 and 835 RSUs on 3/24/2029, except as otherwise provided in the award notice."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

2020 Graham Corporation Equity Incentive Plan financial

"These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3"

Rule 16b-3 regulatory

"These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

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Form 4 Insider Transactions: What Each Field Means →

06/03/2026 - 04:32 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zmyndak William H.

(Last)

(First)

(Middle)

C/O GRAHAM CORPORATION

20 FLORENCE AVENUE

(Street)

BATAVIA

NEW YORK

14020

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GRAHAM CORP [ GHM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP & GM Graham Manufacturing

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0⁽¹⁾	06/01/2026		A		1,026		⁽²⁾	⁽²⁾	Common Stock	1,026	$0	1,026	D
Restricted Stock Units	$0⁽¹⁾							⁽³⁾	⁽³⁾	Common Stock	3,473		3,473	D

Explanation of Responses:

1. These restricted stock units convert into common stock on a one-for-one basis ("RSUs").

2. These RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/1/2027, 6/1/2028 and 6/1/2029.

3. These RSUs will vest with respect to 1,319 RSUs on 3/24/2027, 1,319 RSUs on 3/24/2028 and 835 RSUs on 3/24/2029, except as otherwise provided in the award notice.

	/s/ Christina McLeod, Attorney-in-Fact for William H. Zmyndak	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Graham Corp (GHM) report for William H. Zmyndak?

Graham Corp reported that executive William H. Zmyndak received a grant of 1,026 restricted stock units on June 1, 2026. These RSUs are equity compensation that convert into common stock on a one-for-one basis and vest over several future dates.

How many restricted stock units were granted to the Graham Corp (GHM) executive?

The executive received a grant of 1,026 restricted stock units. These RSUs were awarded under the 2020 Graham Corporation Equity Incentive Plan as equity compensation and are scheduled to vest in three equal installments starting June 1, 2027.

What is the vesting schedule for the 1,026 RSUs granted by Graham Corp (GHM)?

The 1,026 RSUs generally vest one-third on each of June 1, 2027, June 1, 2028, and June 1, 2029. Vesting may change only as otherwise provided in the specific award notice governing this grant under the company’s equity incentive plan.

Are there other Graham Corp (GHM) RSU awards scheduled to vest for this executive?

Yes. Additional RSUs are scheduled to vest with respect to 1,319 units on March 24, 2027, 1,319 units on March 24, 2028, and 835 units on March 24, 2029. These represent previously granted awards with their own vesting schedule.

Were any Graham Corp (GHM) shares bought or sold in this Form 4 filing?

The filing shows an equity grant of 1,026 restricted stock units, not an open-market purchase or sale. The transaction is classified as a grant or award under Rule 16b-3, reflecting compensation rather than trading activity in the company’s stock.

Under what plan were the new Graham Corp (GHM) RSUs granted?

The 1,026 RSUs were granted under the 2020 Graham Corporation Equity Incentive Plan. This plan allows the company to issue equity-based awards, and the grant is described as exempt under Rule 16b-3, which governs certain insider compensation transactions.