STOCK TITAN

Bally's Corp (BALY) EVP Kim Barker Lee granted 37,672 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Barker Lee Kim reported acquisition or exercise transactions in this Form 4 filing.

Bally's Corp executive Kim Barker Lee reported a new equity compensation award. On June 1, 2026, the EVP and Chief Legal Officer received a grant of 37,672 restricted stock units, each representing one share of Bally's common stock upon vesting.

The restricted stock units will vest in three equal installments on March 1, 2027, March 1, 2028, and March 1, 2029, according to the award agreement. Following the reported transactions, Barker Lee also holds 24,093 shares of Bally's common stock directly.

Positive

  • None.

Negative

  • None.
Insider Barker Lee Kim
Role EVP, Chief Legal Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 37,672 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 37,672 shares (Direct, null); Common Stock — 24,093 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. On June 1, 2026, the reporting person was granted 37,672 restricted stock units which will vest in three equal installments on March 1, 2027, 2028 and 2029.
RSU grant size 37,672 units Restricted stock units granted on June 1, 2026
Underlying common shares 37,672 shares Common stock underlying the RSU award
Common shares held 24,093 shares Direct common stock holdings following the reported transactions
Restricted Stock Unit financial
"On June 1, 2026, the reporting person was granted 37,672 restricted stock units..."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
restricted stock unit agreement financial
"in accordance with the terms of the reporting person's restricted stock unit agreement."
A restricted stock unit agreement is a written contract between a company and an individual that describes a promise to deliver company shares or cash later, subject to conditions such as time-based vesting or performance targets. Think of it like a timed gift: the recipient only receives the shares if they meet the agreed conditions. Investors care because these agreements create future share issuance, affect potential dilution, corporate expenses and incentives for insiders, and influence when insiders may sell shares.
vest financial
"which will vest in three equal installments on March 1, 2027, 2028 and 2029."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barker Lee Kim

(Last)(First)(Middle)
C/O BALLY'S CORPORATION
100 WESTMINSTER STREET

(Street)
PROVIDENCE RHODE ISLAND 02903

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bally's Corp [ BALY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock24,093D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/01/2026A37,672 (2) (2)Common Stock37,672$037,672D
Explanation of Responses:
1. Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
2. On June 1, 2026, the reporting person was granted 37,672 restricted stock units which will vest in three equal installments on March 1, 2027, 2028 and 2029.
Remarks:
/s/ Victoria Ellis, Attorney-In-Fact06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Bally's Corp (BALY) report in this Form 4 for Kim Barker Lee?

Bally's Corp reported that EVP and Chief Legal Officer Kim Barker Lee received 37,672 restricted stock units as equity compensation. Each unit represents one share of common stock, subject to vesting terms described in the reporting person’s restricted stock unit agreement.

How many restricted stock units did Kim Barker Lee receive from Bally's Corp (BALY)?

Kim Barker Lee received a grant of 37,672 restricted stock units from Bally's Corp. These units are a form of stock-based compensation that can convert into an equal number of Bally's common shares if the vesting conditions are met over time.

When do Kim Barker Lee’s Bally's (BALY) restricted stock units vest?

The 37,672 restricted stock units vest in three equal installments on March 1, 2027, March 1, 2028, and March 1, 2029. Vesting means portions of the award become earned over time, potentially converting into Bally's common stock if conditions are satisfied.

What does each restricted stock unit in Bally's Corp (BALY) represent for Kim Barker Lee?

Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting. The rights and conditions are governed by the restricted stock unit agreement, which specifies the vesting schedule and other applicable terms for the award.

How many Bally's (BALY) common shares does Kim Barker Lee hold after this Form 4?

After the reported transactions, Kim Barker Lee directly holds 24,093 shares of Bally's Corp common stock. This figure reflects her direct ownership position as reported, separate from the 37,672 unvested restricted stock units granted as part of equity compensation.