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Alcoa Corp SEC Filings

AA NYSE

Welcome to our dedicated page for Alcoa SEC filings (Ticker: AA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Alcoa Corporation filings document formal disclosures for a global aluminum producer with operations in bauxite, alumina and aluminum products. Recent Form 8-K reports cover quarterly financial results, revolving credit agreement amendments, senior note redemption notices by wholly owned subsidiary Alcoa Nederland Holding B.V., and registered common stock trading under AA on the New York Stock Exchange.

The filing record also includes proxy materials addressing board matters, executive compensation and shareholder voting, along with material-event reports on asset closures, restructuring charges, impairments, remediation obligations and related operating risks. These disclosures connect Alcoa’s capital structure and governance with the economics of its mining, refining and smelting operations.

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Alcoa Corporation is asking stockholders to vote at its 2026 virtual annual meeting on May 6, 2026. The agenda includes electing 11 directors for one-year terms, ratifying PricewaterhouseCoopers LLP as independent auditor for 2026, approving 2025 named executive officer pay on an advisory basis, and approving an amended and restated stock and incentive compensation plan.

Alcoa highlights a refreshed, largely independent board with an independent non-executive chairman, committee structures focused on audit, governance, compensation, and safety/sustainability, and a retirement policy that leads to ongoing board turnover. The company reports about 14,900 employees as of December 31, 2025 and full year 2025 revenue of $12.8 billion, positioning itself as a global leader across bauxite mining, alumina refining, and aluminum smelting.

The proxy emphasizes a pay-for-performance executive compensation design, with most CEO and senior executive compensation at risk through annual incentives and long-term equity awards tied to financial metrics, safety, human capital objectives, relative total stockholder return, return on equity, and strategic initiatives. Alcoa also describes its board’s active role in strategy, risk oversight, succession planning, and ESG matters, including safety, sustainability, and public issues.

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Alcoa Corporation files its Annual Report describing a global upstream aluminum business spanning 25 operating locations in eight countries, focused on bauxite mining, alumina refining, and aluminum smelting and casting across two segments: Alumina and Aluminum.

In 2025 Alcoa reshaped its portfolio, selling its 25.1% Saudi joint venture stake to Ma’aden for $1.35 billion in shares and cash, permanently closing the Kwinana refinery, and forming a 75/25 San Ciprián joint venture while restarting that smelter to about 65% of capacity. The company also advanced restarts at Alumar and Lista, expanded energy assets such as the Warrick power plant, and completed the Alumina Limited acquisition to fully own the AWAC bauxite and alumina platform, while managing rising energy, raw material, permitting, and geopolitical risks.

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Alcoa Corp executive Tammi A. Jones reported multiple equity compensation entries involving Alcoa common stock. On 2026-02-23, she acquired 3,884 shares through earned performance restricted stock units granted in 2023 and 77 shares from stock-settled dividend equivalents tied to those units.

To cover tax obligations at vesting, 2,059 and 41 shares were withheld by the issuer, each at a price of $59.81 per share. Her spouse indirectly acquired 1,463 shares from earned performance units and 29 shares from dividend equivalents, with 762 and 16 shares withheld for related taxes at $59.81 per share.

Following these transactions, Jones reported updated direct and indirect holdings, and also disclosed 60 indirect shares held through a company 401(k) plan, where plan units reflect interests in Alcoa’s stock fund rather than standalone share trades.

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Alcoa Corp executive Renato Bacchi reported equity compensation activity involving company stock. He acquired 4,858 shares of common stock at no cost as part of earned performance restricted stock units granted in 2023. On the same date, 2,113 shares at $59.81 per share were withheld by Alcoa to cover his tax obligations tied to the vesting. After these transactions, he directly owned 75,630 shares of Alcoa common stock.

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Alcoa Corp executive Molly S. Beerman, EVP & CFO, reported equity compensation activity involving company stock. She acquired 6,990 shares of common stock at no cost through earned performance restricted stock units granted in 2023. In a separate transaction the same day, 3,040 shares were withheld by Alcoa to cover her tax obligations upon vesting of those units, at a value of $59.81 per share. After these transactions, she directly owned 119,461 shares of Alcoa common stock.

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Alcoa Corp President, CEO & Director William F. Oplinger reported equity award and tax-withholding transactions in company stock. On February 23, 2026, he acquired 8,740 shares of common stock as a grant or award at $0.0000 per share, increasing his direct holdings.

On the same date, 3,801 shares at $59.81 per share were withheld by Alcoa to cover his tax obligations upon vesting of performance restricted stock units granted in 2023. After these transactions, he held 333,877 shares directly and 543 shares indirectly through a company 401(k) plan.

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Allan Gray Australia Pty Ltd filed an amended Schedule 13G disclosing beneficial ownership of 12,091,626 CHESS Depositary Interests, each representing one share of Alcoa Corp common stock, equal to 4.7% of the class. Allan Gray has sole voting and dispositive power over all of these securities.

The firm states the holdings were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Alcoa. Other persons have rights to receive dividends or sale proceeds from these securities, while Allan Gray remains the reporting beneficial owner.

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Alcoa Corporation executive Tammi A. Jones, EVP & CHRO, reported tax-related share withholdings and small share acquisitions tied to restricted stock units (RSUs) that vested in 2025. On January 29, 2026, the issuer withheld 2,819 directly held shares and 683 spouse-held shares at $60.64 per share to cover tax obligations on RSU vesting and related dividend-equivalent stock settlements. Small amounts of stock, including 35 directly held shares and 8 spouse-held shares, were acquired through stock settlement of dividend equivalents. After these transactions, Jones beneficially owned 53,586 Alcoa shares directly, 11,251 shares indirectly through a spouse, and 60 shares indirectly through a company 401(k) plan.

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Alcoa Corp senior vice president and controller Renee Henry reported a routine tax-related share withholding. On January 29, 2026, the issuer withheld 366 shares of common stock at $60.64 per share to cover taxes due when restricted stock units granted in 2025 vested. After this transaction, Henry directly owned 12,981 shares of Alcoa common stock.

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FAQ

How many Alcoa (AA) SEC filings are available on StockTitan?

StockTitan tracks 59 SEC filings for Alcoa (AA), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Alcoa (AA)?

The most recent SEC filing for Alcoa (AA) was filed on March 19, 2026.